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UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
  2. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
  3. UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
  4. APPLE INC · COM · 037833100 · shares: $1,698,006,000
  5. MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
  6. JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
  7. ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
  8. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
  9. INTEL CORP · COM · 458140100 · shares: $969,358,000
  10. ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
NATIONAL FUEL GAS CO N JCOM636180101 — 192,122 shares $13,447,000
APOLLO GLOBAL MGMT LLCCL A SHS037612306 — 562,868 shares $13,419,000
BEST BUY INCCOM086516101 CALL 399,325 shares $13,413,000
HSBC HLDGS PLCSPON ADR NEW404280406 — 263,556 shares $13,410,000
VANGUARD WORLD FDSCONSUM STP ETF92204A207 — 113,907 shares $13,384,000
ENCANA CORPCOM292505104 PUT 630,500 shares $13,373,000
ISHARES TR0-5 YR TIPS ETF46429B747 — 132,733 shares $13,338,000
UNITED PARCEL SERVICE INCCL B911312106 — 135,499 shares $13,318,000
ETFS PLATINUM TRSH BEN INT26922V101 — 105,368 shares $13,307,000
BLACKROCK MULTI-SECTOR INC TCOM09258A107 — 749,082 shares $13,289,000
CHESAPEAKE ENERGY CORPCOM165167107 — 577,107 shares $13,268,000
RIO TINTO PLCSPONSORED ADR767204100 — 269,758 shares $13,267,000
ST JUDE MED INCCOM790849103 — 220,626 shares $13,266,000
PRICELINE GRP INCCOM NEW741503403 — 11,442 shares $13,256,000
DEVON ENERGY CORP NEWCOM25179M103 — 194,126 shares $13,236,000
FACEBOOK INCCL A30303M102 — 167,340 shares $13,227,000
MARATHON PETE CORPCOM56585A102 — 156,164 shares $13,222,000
VMWARE INCCL A COM928563402 PUT 140,900 shares $13,222,000
MCDONALDS CORPCOM580135101 CALL 138,777 shares $13,157,000
AT&T INCCOM00206R102 — 372,366 shares $13,122,000
CHURCH & DWIGHT INCCOM171340102 — 186,857 shares $13,110,000
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858 PUT 314,300 shares $13,109,000
MEAD JOHNSON NUTRITION COCOM582839106 — 135,870 shares $13,073,000
ABERCROMBIE & FITCH COCL A002896207 PUT 358,900 shares $13,042,000
ISHARES TRIBOXX INV CP ETF464287242 PUT 110,200 shares $13,028,000
KLA-TENCOR CORPCOM482480100 — 165,293 shares $13,022,000
UNION PAC CORPCOM907818108 PUT 120,100 shares $13,021,000
BANK MONTREAL QUECOM063671101 — 176,656 shares $13,005,000
POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T565 — 899,136 shares $13,002,000
KAYNE ANDERSON ENRGY TTL RTCOM48660P104 — 406,842 shares $12,982,000
BP PLCSPONSORED ADR055622104 — 295,082 shares $12,969,000
BARCLAYS BANK PLCADR PFD SR 506739H362 — 498,862 shares $12,955,000
CABOT OIL & GAS CORPCOM127097103 — 395,505 shares $12,929,000
WYNN RESORTS LTDCOM983134107 CALL 68,900 shares $12,890,000
GOOGLE INCCL A38259P508 — 21,905 shares $12,889,000
AMTRUST FINL SVCS INCCOM032359309 CALL 323,500 shares $12,882,000
SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749 — 290,434 shares $12,875,000
INTUITIVE SURGICAL INCCOM NEW46120E602 — 27,867 shares $12,870,000
CINEMARK HOLDINGS INCCOM17243V102 — 377,938 shares $12,865,000
POTASH CORP SASK INCCOM73755L107 — 372,082 shares $12,859,000
GOLUB CAP BDC INCCOM38173M102 — 803,785 shares $12,820,000
SOUTHCROSS ENERGY PARTNERS LCOM UNIT LTDPT84130C100 — 599,400 shares $12,797,000
PVH CORPCOM693656100 — 105,552 shares $12,788,000
FIRST TR EXCHANGE TRADED FDMATERIALS ALPH33734X168 — 397,536 shares $12,769,000
FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X127 — 492,749 shares $12,738,000
GOOGLE INCCL A38259P508 — 21,647 shares $12,737,000
UNITED STATES OIL FUND LPUNITS91232N108 PUT 369,600 shares $12,718,000
CYS INVTS INCCOM12673A108 — 1,540,465 shares $12,693,000
MGM RESORTS INTERNATIONALCOM552953101 CALL 556,600 shares $12,679,000
SUNTRUST BKS INCCOM867914103 — 332,923 shares $12,661,000
MONSTER BEVERAGE CORPCOM611740101 — 138,077 shares $12,658,000
SANDISK CORPCOM80004C101 CALL 129,200 shares $12,655,000
CIGNA CORPORATIONCOM125509109 — 139,406 shares $12,643,000
PACCAR INCCOM693718108 — 222,208 shares $12,638,000
PIMCO CORPORATE & INCOME OPPCOM72201B101 — 739,899 shares $12,623,000
ACTAVIS PLCSHSG0083B108 PUT 52,300 shares $12,619,000
LAZARD LTDSHS AG54050102 — 248,899 shares $12,619,000
MIDCOAST ENERGY PARTNERS L PCOM UT LTD PTN59564N103 — 565,223 shares $12,610,000
NEW YORK CMNTY BANCORP INCCOM649445103 — 793,848 shares $12,598,000
ISHARES TRU.S. INDS ETF464287754 — 124,511 shares $12,592,000
FLUOR CORP NEWCOM343412102 — 188,287 shares $12,576,000
GREENHAVEN CONT CMDTY INDEXUNIT BEN INT395258106 — 506,906 shares $12,546,000
TARGET CORPCOM87612E106 CALL 200,100 shares $12,542,000
ISHARESMSCI MEX CAP ETF464286822 — 182,207 shares $12,523,000
ISHARES TRGLOB HLTHCRE ETF464287325 — 128,065 shares $12,512,000
VENTAS INCCOM92276F100 — 201,977 shares $12,512,000
ALLIANCE DATA SYSTEMS CORPCOM018581108 — 50,355 shares $12,502,000
TORTOISE ENERGY INDEPENDENCCOM89148K101 — 504,961 shares $12,483,000
LYONDELLBASELL INDUSTRIES NSHS - A -N53745100 — 114,856 shares $12,480,000
E TRADE FINANCIAL CORPCOM NEW269246401 CALL 551,300 shares $12,454,000
DIGITAL RLTY TR INCCOM253868103 — 199,121 shares $12,421,000
GOOGLE INCCL C38259P706 — 21,510 shares $12,419,000
NEWFIELD EXPL COCOM651290108 CALL 335,000 shares $12,418,000
ISHARESMSCI TAIWAN ETF464286731 — 808,453 shares $12,345,000
ARES DYNAMIC CR ALLOCATION FCOM04014F102 — 724,397 shares $12,344,000
SBA COMMUNICATIONS CORPCOM78388J106 CALL 111,300 shares $12,343,000
ISHARESMSCI PAC JP ETF464286665 — 267,785 shares $12,337,000
HATTERAS FINL CORPCOM41902R103 — 686,663 shares $12,332,000
FIBRIA CELULOSE S ASP ADR REP COM31573A109 CALL 1,120,000 shares $12,320,000
BED BATH & BEYOND INCCOM075896100 — 187,106 shares $12,317,000
ARMOUR RESIDENTIAL REIT INCCOM042315101 — 3,197,925 shares $12,312,000
EOG RES INCCOM26875P101 — 124,237 shares $12,302,000
MAGNA INTL INCCOM559222401 — 129,432 shares $12,284,000
CITRIX SYS INCCOM177376100 — 171,572 shares $12,240,000
MEDLEY CAP CORPCOM58503F106 — 1,036,401 shares $12,240,000
CLEARBRIDGE ENERGY MLP OPP FCOM18469P100 — 499,097 shares $12,178,000
TRIANGLE CAP CORPCOM895848109 — 480,807 shares $12,174,000
FIRST TR ISE WATER INDEX FDCOM33733B100 — 382,778 shares $12,153,000
CEMEX SAB DE CVSPON ADR NEW151290889 PUT 930,452 shares $12,133,000
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858 CALL 290,800 shares $12,129,000
VALERO ENERGY CORP NEWCOM91913Y100 — 261,864 shares $12,116,000
CHENIERE ENERGY INCCOM NEW16411R208 — 151,354 shares $12,113,000
PACIFIC COAST OIL TRUNIT BEN INT694103102 — 1,179,846 shares $12,093,000
RESOLUTE FST PRODS INCCOM76117W109 — 772,495 shares $12,082,000
MINDRAY MEDICAL INTL LTDSPON ADR602675100 PUT 400,000 shares $12,064,000
BLACKROCK KELSO CAPITAL CORPCOM092533108 — 1,411,112 shares $12,051,000
CREDIT SUISSE AG NASSAU BRHEXCHTRADE SHTERM22539T613 — 3,702,658 shares $12,034,000
VISTEON CORPCOM NEW92839U206 — 123,580 shares $12,018,000
FIRST REP BK SAN FRANCISCO CCOM33616C100 — 243,039 shares $12,001,000
BLACKSTONE MTG TR INCCOM CL A09257W100 — 442,429 shares $11,990,000