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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| WHITEWAVE FOODS CO | COM | 966244105 | — | 294,514 shares | $10,700,000 |
| CANADIAN PAC RY LTD | COM | 13645T100 | PUT | 51,500 shares | $10,685,000 |
| CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | — | 872,684 shares | $10,682,000 |
| CABOT OIL & GAS CORP | COM | 127097103 | PUT | 326,200 shares | $10,663,000 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 | — | 581,424 shares | $10,652,000 |
| BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | — | 413,185 shares | $10,635,000 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 | — | 1,129,963 shares | $10,633,000 |
| LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | — | 226,037 shares | $10,621,000 |
| NEWMONT MINING CORP | COM | 651639106 | PUT | 460,800 shares | $10,621,000 |
| ADOBE SYS INC | COM | 00724F101 | — | 153,286 shares | $10,606,000 |
| POWERSHARES ETF TRUST | NASD INTNT ETF | 73935X146 | — | 154,869 shares | $10,590,000 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | — | 15,879 shares | $10,585,000 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 82,992 shares | $10,547,000 |
| WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | — | 615,589 shares | $10,533,000 |
| COMPUTER SCIENCES CORP | COM | 205363104 | — | 171,847 shares | $10,508,000 |
| MEDTRONIC INC | COM | 585055106 | PUT | 169,400 shares | $10,494,000 |
| FMC TECHNOLOGIES INC | COM | 30249U101 | — | 193,157 shares | $10,490,000 |
| TERADATA CORP DEL | COM | 88076W103 | PUT | 250,000 shares | $10,480,000 |
| ETFS GOLD TR | SHS | 26922Y105 | — | 88,231 shares | $10,454,000 |
| KINDER MORGAN INC DEL | COM | 49456B101 | PUT | 271,400 shares | $10,405,000 |
| UNUM GROUP | COM | 91529Y106 | — | 302,473 shares | $10,399,000 |
| ISHARES | BELGIUM CAPD ETF | 464286301 | — | 636,729 shares | $10,393,000 |
| HAWAIIAN HOLDINGS INC | NOTE 5.000% 3/1 | 419879AD3 | — | 5,855,000 principal | $10,371,000 |
| KOREA ELECTRIC PWR | SPONSORED ADR | 500631106 | — | 461,735 shares | $10,361,000 |
| TIME WARNER CABLE INC | COM | 88732J207 | PUT | 72,000 shares | $10,331,000 |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | — | 461,769 shares | $10,330,000 |
| PENTAIR PLC | SHS | G7S00T104 | — | 157,314 shares | $10,302,000 |
| ISHARES | EAFE GRWTH ETF | 464288885 | — | 151,119 shares | $10,290,000 |
| LAUDER ESTEE COS INC | CL A | 518439104 | — | 137,706 shares | $10,289,000 |
| PROSHARES TR | PSHS SHORT QQQ | 74347R602 | — | 652,356 shares | $10,275,000 |
| VALE S A | ADR REPSTG PFD | 91912E204 | — | 1,057,855 shares | $10,272,000 |
| BARRICK GOLD CORP | COM | 067901108 | CALL | 700,300 shares | $10,266,000 |
| ZOETIS INC | CL A | 98978V103 | — | 277,654 shares | $10,259,000 |
| DOW CHEM CO | COM | 260543103 | CALL | 195,200 shares | $10,236,000 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 200,157 shares | $10,228,000 |
| GOLUB CAP BDC INC | COM | 38173M102 | — | 641,279 shares | $10,228,000 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | — | 274,198 shares | $10,214,000 |
| CONOCOPHILLIPS | COM | 20825C104 | PUT | 133,300 shares | $10,200,000 |
| UBS AG | SHS NEW | H89231338 | — | 586,942 shares | $10,195,000 |
| ISHARES | MSCI STH KOR ETF | 464286772 | CALL | 168,400 shares | $10,190,000 |
| TIFFANY & CO NEW | COM | 886547108 | — | 105,621 shares | $10,172,000 |
| ENERPLUS CORP | COM | 292766102 | — | 536,015 shares | $10,168,000 |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | CALL | 150,600 shares | $10,161,000 |
| NVR INC | COM | 62944T105 | — | 8,986 shares | $10,154,000 |
| COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | — | 410,678 shares | $10,136,000 |
| HANCOCK JOHN PREMUIM DIV FD | COM SH BEN INT | 41013T105 | — | 770,223 shares | $10,128,000 |
| INGERSOLL-RAND PLC | SHS | G47791101 | — | 179,431 shares | $10,113,000 |
| MAGNA INTL INC | COM | 559222401 | — | 106,453 shares | $10,103,000 |
| SIGMA ALDRICH CORP | COM | 826552101 | — | 74,244 shares | $10,098,000 |
| PLAINS GP HLDGS L P | SHS A REP LTPN | 72651A108 | — | 329,179 shares | $10,089,000 |
| TRACTOR SUPPLY CO | COM | 892356106 | — | 163,777 shares | $10,074,000 |
| DIREXION SHS ETF TR | 7-10YR TRS BUL | 25459Y223 | — | 250,100 shares | $10,047,000 |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | PUT | 733,400 shares | $10,040,000 |
| EMERGE ENERGY SVCS LP | COM REP PARTN | 29102H108 | — | 87,028 shares | $10,034,000 |
| VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | — | 584,741 shares | $10,022,000 |
| SCANA CORP NEW | COM | 80589M102 | — | 201,967 shares | $10,020,000 |
| QR ENERGY LP | UNIT LTD PRTNS | 74734R108 | — | 515,758 shares | $10,016,000 |
| HCA HOLDINGS INC | COM | 40412C101 | — | 142,010 shares | $10,015,000 |
| CLOROX CO DEL | COM | 189054109 | — | 104,162 shares | $10,004,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 72,390 shares | $10,000,000 |
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | — | 331,498 shares | $9,998,000 |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | — | 729,820 shares | $9,991,000 |
| RYDEX ETF TRUST | GUG RUSS TOP 50 | 78355W205 | — | 72,304 shares | $9,987,000 |
| EATON CORP PLC | SHS | G29183103 | — | 157,538 shares | $9,983,000 |
| HUNTSMAN CORP | COM | 447011107 | — | 383,640 shares | $9,971,000 |
| PANDORA MEDIA INC | COM | 698354107 | PUT | 412,700 shares | $9,971,000 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | — | 667,886 shares | $9,964,000 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 102,338 shares | $9,960,000 |
| XEROX CORP | COM | 984121103 | — | 752,619 shares | $9,957,000 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | — | 97,391 shares | $9,948,000 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 84,147 shares | $9,948,000 |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | PUT | 186,200 shares | $9,943,000 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 93,341 shares | $9,936,000 |
| FIRST TR ISE REVERE NAT GAS | COM | 33734J102 | — | 555,292 shares | $9,934,000 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | — | 289,937 shares | $9,913,000 |
| KELLOGG CO | COM | 487836108 | — | 160,907 shares | $9,912,000 |
| OMNICARE INC | COM | 681904108 | — | 159,166 shares | $9,910,000 |
| SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | CALL | 58,200 shares | $9,898,000 |
| GENERAL MLS INC | COM | 370334104 | — | 196,040 shares | $9,890,000 |
| LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | — | 346,258 shares | $9,875,000 |
| GRAINGER W W INC | COM | 384802104 | — | 39,176 shares | $9,859,000 |
| YUM BRANDS INC | COM | 988498101 | — | 136,883 shares | $9,853,000 |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | — | 356,131 shares | $9,843,000 |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | PUT | 266,000 shares | $9,839,000 |
| HOME DEPOT INC | COM | 437076102 | — | 107,150 shares | $9,830,000 |
| ISHARES | US REGNL BKS ETF | 464288778 | — | 296,336 shares | $9,821,000 |
| NUVEEN TAX ADVANTAGED DIV GR | COM | 67073G105 | — | 634,608 shares | $9,817,000 |
| POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | — | 330,738 shares | $9,806,000 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | — | 107,361 shares | $9,804,000 |
| MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | — | 146,875 shares | $9,797,000 |
| SERVICE CORP INTL | COM | 817565104 | — | 463,323 shares | $9,795,000 |
| XYLEM INC | COM | 98419M100 | — | 275,996 shares | $9,795,000 |
| PINNACLE WEST CAP CORP | COM | 723484101 | — | 179,049 shares | $9,783,000 |
| NEW MEDIA INVT GROUP INC | COM | 64704V106 | — | 587,487 shares | $9,770,000 |
| UNION PAC CORP | COM | 907818108 | — | 89,950 shares | $9,752,000 |
| AGL RES INC | COM | 001204106 | — | 189,829 shares | $9,746,000 |
| ISHARES | MSCI ITALCPD ETF | 464286855 | — | 619,919 shares | $9,727,000 |
| CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | — | 108,141 shares | $9,716,000 |
| HALLIBURTON CO | COM | 406216101 | PUT | 150,600 shares | $9,715,000 |
| PG&E CORP | COM | 69331C108 | — | 215,437 shares | $9,703,000 |