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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | — | 282,895 shares | $9,700,000 |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | — | 1,047,941 shares | $9,693,000 |
| PIONEER NAT RES CO | COM | 723787107 | — | 49,207 shares | $9,692,000 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | CALL | 77,300 shares | $9,687,000 |
| WABTEC CORP | COM | 929740108 | — | 119,390 shares | $9,675,000 |
| LINEAR TECHNOLOGY CORP | COM | 535678106 | — | 217,751 shares | $9,666,000 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | PUT | 194,900 shares | $9,665,000 |
| ISHARES | MSCI AUST ETF | 464286103 | — | 403,536 shares | $9,661,000 |
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | CALL | 280,200 shares | $9,642,000 |
| ISHARES | MSCI AUST ETF | 464286103 | — | 402,072 shares | $9,626,000 |
| EOG RES INC | COM | 26875P101 | CALL | 97,200 shares | $9,625,000 |
| IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | CALL | 145,800 shares | $9,608,000 |
| HEWLETT PACKARD CO | COM | 428236103 | PUT | 270,700 shares | $9,602,000 |
| RANGE RES CORP | COM | 75281A109 | — | 141,511 shares | $9,596,000 |
| MATTEL INC | COM | 577081102 | — | 312,779 shares | $9,587,000 |
| ISHARES | MRG RL ES CP ETF | 464288539 | — | 810,449 shares | $9,555,000 |
| EATON CORP PLC | SHS | G29183103 | PUT | 150,700 shares | $9,550,000 |
| DBX ETF TR | XTRAK MSCI JAPN | 233051507 | — | 246,614 shares | $9,539,000 |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | — | 687,061 shares | $9,536,000 |
| MARKET VECTORS ETF TR | JR GOLD MINERS E | 57061R544 | — | 283,454 shares | $9,530,000 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 275,548 shares | $9,526,000 |
| FIDUCIARY CLAYMORE MLP OPP F | COM | 31647Q106 | — | 334,736 shares | $9,493,000 |
| POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | — | 385,526 shares | $9,488,000 |
| TALISMAN ENERGY INC | COM | 87425E103 | CALL | 1,096,600 shares | $9,486,000 |
| ISHARES | MSCI GERMANY ETF | 464286806 | — | 342,347 shares | $9,483,000 |
| DEUTSCHE BANK AG | NAMEN AKT | D18190898 | — | 271,509 shares | $9,465,000 |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | PUT | 443,200 shares | $9,465,000 |
| NETAPP INC | COM | 64110D104 | — | 220,154 shares | $9,458,000 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | CALL | 110,300 shares | $9,439,000 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | PUT | 57,400 shares | $9,438,000 |
| GLOBAL X FDS | GLBX MSCI NORW | 37950E747 | — | 574,808 shares | $9,421,000 |
| TEEKAY CORPORATION | COM | Y8564W103 | CALL | 141,800 shares | $9,410,000 |
| IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | — | 142,590 shares | $9,397,000 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 | — | 181,918 shares | $9,376,000 |
| TICC CAPITAL CORP | COM | 87244T109 | — | 1,061,508 shares | $9,373,000 |
| CONSOL ENERGY INC | COM | 20854P109 | — | 247,431 shares | $9,368,000 |
| BLACKROCK MUN INCOME TR | BRIC ETF | 09248F109 | — | 684,741 shares | $9,360,000 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 467,299 shares | $9,355,000 |
| ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | — | 359,613 shares | $9,354,000 |
| SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142102 | — | 183,395 shares | $9,327,000 |
| JOHNSON CTLS INC | COM | 478366107 | PUT | 211,900 shares | $9,324,000 |
| CIGNA CORPORATION | COM | 125509109 | — | 102,789 shares | $9,322,000 |
| BAKER HUGHES INC | COM | 057224107 | PUT | 143,272 shares | $9,321,000 |
| WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | — | 208,896 shares | $9,317,000 |
| REPUBLIC SVCS INC | COM | 760759100 | — | 238,440 shares | $9,304,000 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 299,139 shares | $9,279,000 |
| ALASKA AIR GROUP INC | COM | 011659109 | — | 212,853 shares | $9,268,000 |
| AMERICAN FINL GROUP INC OHIO | COM | 025932104 | — | 159,998 shares | $9,262,000 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | PUT | 144,800 shares | $9,254,000 |
| ROYAL BK SCOTLAND PLC | US MC TRENDP ETN | 78009L209 | — | 274,939 shares | $9,252,000 |
| POWERSHARES ETF TRUST | DYNM LRG CP VL | 73935X708 | — | 303,506 shares | $9,239,000 |
| BUNGE LIMITED | COM | G16962105 | — | 109,392 shares | $9,214,000 |
| CENTENE CORP DEL | COM | 15135B101 | — | 111,324 shares | $9,208,000 |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | — | 595,330 shares | $9,177,000 |
| CROWN HOLDINGS INC | COM | 228368106 | — | 206,100 shares | $9,176,000 |
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | — | 364,434 shares | $9,169,000 |
| HOWARD HUGHES CORP | COM | 44267D107 | — | 61,011 shares | $9,152,000 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 75,180 shares | $9,149,000 |
| ACUITY BRANDS INC | COM | 00508Y102 | — | 77,698 shares | $9,146,000 |
| ISHARES TR | GLOB TELECOM ETF | 464287275 | — | 145,369 shares | $9,142,000 |
| JUNIPER NETWORKS INC | COM | 48203R104 | CALL | 412,600 shares | $9,139,000 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | CALL | 217,100 shares | $9,138,000 |
| GENERAC HLDGS INC | COM | 368736104 | — | 224,902 shares | $9,118,000 |
| ISHARES TR | U.S. FIN SVC ETF | 464287770 | — | 105,825 shares | $9,113,000 |
| PITNEY BOWES INC | COM | 724479100 | — | 364,412 shares | $9,107,000 |
| BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | — | 680,793 shares | $9,102,000 |
| HOLLYFRONTIER CORP | COM | 436106108 | — | 208,362 shares | $9,101,000 |
| FIRST TR EXCHAN TRADED FD VI | FST TR GLB FD | 33739H101 | — | 310,327 shares | $9,089,000 |
| AMERICAN CAP MTG INVT CORP | COM | 02504A104 | — | 482,859 shares | $9,087,000 |
| VISA INC | COM CL A | 92826C839 | — | 42,524 shares | $9,073,000 |
| ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | — | 495,684 shares | $9,056,000 |
| BLOCK H & R INC | COM | 093671105 | CALL | 291,900 shares | $9,052,000 |
| CORNING INC | COM | 219350105 | — | 467,983 shares | $9,051,000 |
| FASTENAL CO | COM | 311900104 | — | 201,268 shares | $9,037,000 |
| NATIONAL OILWELL VARCO INC | COM | 637071101 | PUT | 118,700 shares | $9,033,000 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | — | 152,615 shares | $9,032,000 |
| VISA INC | COM CL A | 92826C839 | — | 42,302 shares | $9,026,000 |
| T-MOBILE US INC | COM | 872590104 | — | 312,515 shares | $9,022,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | — | 173,892 shares | $9,020,000 |
| MICHAEL KORS HLDGS LTD | SHS | G60754101 | — | 126,147 shares | $9,006,000 |
| ABBVIE INC | COM | 00287Y109 | — | 155,458 shares | $8,979,000 |
| MOSAIC CO NEW | COM | 61945C103 | — | 201,808 shares | $8,962,000 |
| CIENA CORP | COM NEW | 171779309 | PUT | 535,900 shares | $8,960,000 |
| EOG RES INC | COM | 26875P101 | PUT | 90,400 shares | $8,951,000 |
| ROPER INDS INC NEW | COM | 776696106 | — | 60,936 shares | $8,914,000 |
| VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | — | 270,887 shares | $8,909,000 |
| ISHARES | MSCI ACWI US ETF | 464288240 | — | 195,650 shares | $8,898,000 |
| PIMCO ETF TR | INTER MUN BD ST | 72201R866 | — | 166,533 shares | $8,892,000 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | — | 440,094 shares | $8,881,000 |
| LEGACY RESVS LP | UNIT LP INT | 524707304 | — | 299,204 shares | $8,880,000 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ 100 EX | 33733E401 | — | 240,004 shares | $8,876,000 |
| MCGRAW HILL FINL INC | COM | 580645109 | — | 105,047 shares | $8,871,000 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | — | 133,515 shares | $8,855,000 |
| EATON VANCE CORP | COM NON VTG | 278265103 | — | 234,597 shares | $8,851,000 |
| PATTERSON UTI ENERGY INC | COM | 703481101 | — | 271,759 shares | $8,840,000 |
| PETSMART INC | COM | 716768106 | PUT | 125,900 shares | $8,824,000 |
| LOEWS CORP | COM | 540424108 | — | 211,593 shares | $8,815,000 |
| NASDAQ PREM INCM & GRW FD IN | COM | 63110R105 | — | 456,828 shares | $8,812,000 |
| RALPH LAUREN CORP | CL A | 751212101 | — | 53,477 shares | $8,809,000 |
| SEMPRA ENERGY | COM | 816851109 | CALL | 83,400 shares | $8,789,000 |