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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TARGA RESOURCES PARTNERS LP | COM UNIT | 87611X105 | — | 1,306,217 shares | $94,505,000 |
| DEUTSCHE BANK AG | NAMEN AKT | D18190898 | CALL | 2,699,836 shares | $94,116,000 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | PUT | 5,715,000 shares | $93,440,000 |
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | — | 1,029,863 shares | $93,326,000 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 514,896 shares | $92,985,000 |
| SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | — | 1,921,724 shares | $92,742,000 |
| KRAFT FOODS GROUP INC | COM | 50076Q106 | — | 1,635,255 shares | $92,228,000 |
| VISA INC | COM CL A | 92826C839 | — | 430,961 shares | $91,954,000 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | — | 1,034,752 shares | $91,876,000 |
| ECOLAB INC | COM | 278865100 | — | 796,948 shares | $91,514,000 |
| BAXTER INTL INC | COM | 071813109 | — | 1,271,884 shares | $91,283,000 |
| HERBALIFE LTD | COM USD SHS | G4412G101 | PUT | 2,076,500 shares | $90,847,000 |
| CENTURYLINK INC | COM | 156700106 | — | 2,206,520 shares | $90,225,000 |
| FEDEX CORP | COM | 31428X106 | — | 558,802 shares | $90,219,000 |
| VISA INC | COM CL A | 92826C839 | PUT | 422,500 shares | $90,149,000 |
| UNITED RENTALS INC | COM | 911363109 | — | 804,577 shares | $89,389,000 |
| GOOGLE INC | CL C | 38259P706 | — | 154,695 shares | $89,315,000 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 | — | 1,186,771 shares | $89,293,000 |
| AMAZON COM INC | COM | 023135106 | PUT | 276,600 shares | $89,187,000 |
| SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | — | 3,005,111 shares | $88,921,000 |
| ORACLE CORP | COM | 68389X105 | — | 2,309,555 shares | $88,410,000 |
| LORILLARD INC | COM | 544147101 | — | 1,472,631 shares | $88,225,000 |
| ISHARES TR | S&P MC 400GR ETF | 464287606 | — | 580,514 shares | $87,919,000 |
| NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | — | 4,973,602 shares | $87,884,000 |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | CALL | 2,017,700 shares | $87,669,000 |
| ISHARES | JP MOR EM MK ETF | 464288281 | — | 776,086 shares | $87,581,000 |
| GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | — | 2,581,121 shares | $87,448,000 |
| BOEING CO | COM | 097023105 | — | 683,713 shares | $87,091,000 |
| EBAY INC | COM | 278642103 | — | 1,537,297 shares | $87,057,000 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | — | 1,606,185 shares | $86,766,000 |
| METLIFE INC | COM | 59156R108 | — | 1,613,654 shares | $86,685,000 |
| KINDER MORGAN INC DEL | COM | 49456B101 | CALL | 2,252,700 shares | $86,369,000 |
| SUNEDISON INC | COM | 86732Y109 | PUT | 4,518,800 shares | $85,315,000 |
| HONEYWELL INTL INC | COM | 438516106 | — | 915,821 shares | $85,281,000 |
| CME GROUP INC | COM | 12572Q105 | — | 1,060,655 shares | $84,805,000 |
| INTL PAPER CO | COM | 460146103 | — | 1,775,729 shares | $84,773,000 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 | — | 3,516,662 shares | $84,470,000 |
| ISHARES | U.S. PFD STK ETF | 464288687 | — | 2,134,507 shares | $84,356,000 |
| ISHARES TR | NASDQ BIOTEC ETF | 464287556 | — | 308,107 shares | $84,307,000 |
| ANNALY CAP MGMT INC | COM | 035710409 | — | 7,878,818 shares | $84,146,000 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | — | 2,258,758 shares | $84,139,000 |
| VISTEON CORP | COM NEW | 92839U206 | — | 864,566 shares | $84,079,000 |
| ISHARES | IBOXX HI YD ETF | 464288513 | PUT | 909,900 shares | $83,665,000 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 785,911 shares | $83,660,000 |
| NETFLIX INC | COM | 64110L106 | CALL | 185,100 shares | $83,513,000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 1,109,711 shares | $82,973,000 |
| DEUTSCHE BANK AG | NAMEN AKT | D18190898 | PUT | 2,371,290 shares | $82,663,000 |
| ISHARES TR | 20+ YR TR BD ETF | 464287432 | — | 706,971 shares | $82,200,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 593,803 shares | $82,028,000 |
| POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | — | 2,864,854 shares | $81,534,000 |
| LAS VEGAS SANDS CORP | COM | 517834107 | PUT | 1,310,300 shares | $81,514,000 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | — | 1,460,520 shares | $81,482,000 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 916,356 shares | $81,418,000 |
| APACHE CORP | COM | 037411105 | — | 867,108 shares | $81,395,000 |
| ALLERGAN INC | COM | 018490102 | — | 455,302 shares | $81,130,000 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | — | 645,087 shares | $80,842,000 |
| BANK AMER CORP | COM | 060505104 | CALL | 4,739,930 shares | $80,816,000 |
| TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | — | 1,192,816 shares | $80,766,000 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | CALL | 1,008,600 shares | $80,718,000 |
| CITIGROUP INC | COM NEW | 172967424 | PUT | 1,556,400 shares | $80,653,000 |
| E M C CORP MASS | COM | 268648102 | — | 2,732,488 shares | $79,953,000 |
| ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | — | 2,055,123 shares | $79,842,000 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | — | 679,925 shares | $79,544,000 |
| SANDISK CORP | COM | 80004C101 | — | 811,102 shares | $79,447,000 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 638,673 shares | $78,799,000 |
| FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | — | 3,831,915 shares | $78,094,000 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 1,019,597 shares | $78,020,000 |
| TWITTER INC | COM | 90184L102 | CALL | 1,507,650 shares | $77,765,000 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | — | 1,123,448 shares | $77,743,000 |
| GENERAL MTRS CO | COM | 37045V100 | — | 2,432,113 shares | $77,682,000 |
| HOME DEPOT INC | COM | 437076102 | — | 844,919 shares | $77,513,000 |
| PEPSICO INC | COM | 713448108 | — | 831,113 shares | $77,368,000 |
| BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | — | 4,132,803 shares | $77,283,000 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 418,909 shares | $76,899,000 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 2,230,220 shares | $76,407,000 |
| ISHARES | 3-7 YR TR BD ETF | 464288661 | — | 623,975 shares | $75,701,000 |
| OCEANEERING INTL INC | COM | 675232102 | — | 1,160,293 shares | $75,616,000 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | — | 645,909 shares | $75,061,000 |
| EXXON MOBIL CORP | COM | 30231G102 | CALL | 797,000 shares | $74,958,000 |
| CANADIAN PAC RY LTD | COM | 13645T100 | CALL | 361,000 shares | $74,897,000 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | PUT | 1,389,100 shares | $74,664,000 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | — | 1,112,651 shares | $74,203,000 |
| AUTOHOME INC | SP ADR RP CL A | 05278C107 | — | 1,762,156 shares | $74,028,000 |
| POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | — | 1,653,171 shares | $73,963,000 |
| ISHARES | EMU ETF | 464286608 | — | 1,907,960 shares | $73,456,000 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | CALL | 1,100,200 shares | $73,372,000 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 534,416 shares | $73,076,000 |
| MICROSOFT CORP | COM | 594918104 | — | 1,574,094 shares | $72,975,000 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 2,107,525 shares | $72,214,000 |
| WALGREEN CO | COM | 931422109 | — | 1,216,162 shares | $72,082,000 |
| SAFEWAY INC | COM NEW | 786514208 | — | 2,088,417 shares | $71,633,000 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 1,495,696 shares | $71,090,000 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | — | 1,669,192 shares | $70,887,000 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 628,572 shares | $70,444,000 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | — | 2,133,769 shares | $69,668,000 |
| ARES CAP CORP | COM | 04010L103 | — | 4,300,065 shares | $69,489,000 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | — | 532,643 shares | $69,078,000 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | — | 652,650 shares | $68,920,000 |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | CALL | 998,100 shares | $68,699,000 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | CALL | 2,993,300 shares | $68,457,000 |