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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 1,994,002 shares | $147,277,000 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | PUT | 1,258,800 shares | $146,285,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | — | 2,624,895 shares | $144,947,000 |
| AMTRUST FINL SVCS INC | COM | 032359309 | PUT | 3,634,600 shares | $144,730,000 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | — | 4,345,043 shares | $141,866,000 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | — | 2,124,992 shares | $141,716,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 1,686,091 shares | $141,193,000 |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | — | 1,420,921 shares | $140,373,000 |
| ISHARES TR | FLTG RATE BD ETF | 46429B655 | — | 2,759,211 shares | $140,251,000 |
| PIMCO ETF TR | ENHAN SHRT MAT | 72201R833 | — | 1,380,174 shares | $139,881,000 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | — | 2,605,618 shares | $138,489,000 |
| REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | — | 4,206,234 shares | $137,207,000 |
| UBS AG | SHS NEW | H89231338 | — | 7,743,314 shares | $134,501,000 |
| BANK AMER CORP | COM | 060505104 | — | 7,778,614 shares | $132,625,000 |
| WALGREEN CO | COM | 931422109 | — | 2,228,262 shares | $132,069,000 |
| NIKE INC | CL B | 654106103 | — | 1,474,931 shares | $131,564,000 |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | — | 1,636,584 shares | $131,041,000 |
| GENERAL MLS INC | COM | 370334104 | — | 2,586,793 shares | $130,504,000 |
| ACCESS MIDSTREAM PARTNERS L | UNIT | 00434L109 | — | 2,048,921 shares | $130,393,000 |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | — | 4,134,677 shares | $130,160,000 |
| ISHARES TR | 7-10 Y TR BD ETF | 464287440 | — | 1,254,425 shares | $129,984,000 |
| WILLIAMS COS INC DEL | COM | 969457100 | — | 2,347,730 shares | $129,947,000 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | — | 2,607,225 shares | $128,380,000 |
| ABBOTT LABS | COM | 002824100 | — | 3,076,554 shares | $127,954,000 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | — | 1,327,362 shares | $127,798,000 |
| BANK AMER CORP | COM | 060505104 | PUT | 7,444,000 shares | $126,920,000 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 1,512,456 shares | $126,139,000 |
| EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | — | 3,106,412 shares | $124,754,000 |
| PROTECTIVE LIFE CORP | COM | 743674103 | — | 1,783,679 shares | $123,805,000 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | — | 1,725,031 shares | $123,236,000 |
| YAHOO INC | COM | 984332106 | — | 3,022,319 shares | $123,160,000 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 1,475,564 shares | $123,062,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 647,299 shares | $122,877,000 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | — | 3,208,429 shares | $122,819,000 |
| YAHOO INC | COM | 984332106 | PUT | 3,003,500 shares | $122,393,000 |
| W P CAREY INC | COM | 92936U109 | — | 1,916,337 shares | $122,205,000 |
| US BANCORP DEL | COM NEW | 902973304 | — | 2,904,701 shares | $121,504,000 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 995,192 shares | $121,115,000 |
| REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | — | 3,708,382 shares | $120,967,000 |
| TJX COS INC NEW | COM | 872540109 | — | 2,039,840 shares | $120,697,000 |
| AMGEN INC | COM | 031162100 | — | 856,948 shares | $120,367,000 |
| CHEVRON CORP NEW | COM | 166764100 | — | 1,007,609 shares | $120,228,000 |
| VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | — | 3,638,502 shares | $119,670,000 |
| SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | — | 2,080,819 shares | $119,377,000 |
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | — | 1,497,674 shares | $119,275,000 |
| MCKESSON CORP | COM | 58155Q103 | — | 611,692 shares | $119,078,000 |
| ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | — | 2,117,352 shares | $118,487,000 |
| MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | — | 1,539,935 shares | $118,298,000 |
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | — | 1,480,894 shares | $117,938,000 |
| SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | — | 675,869 shares | $114,945,000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 1,323,490 shares | $114,151,000 |
| WILLIAMS PARTNERS L P | COM UNIT L P | 96950F104 | — | 2,143,094 shares | $113,691,000 |
| CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | — | 1,964,559 shares | $113,650,000 |
| BAIDU INC | SPON ADR REP A | 056752108 | PUT | 517,400 shares | $112,912,000 |
| DEUTSCHE BANK AG | NAMEN AKT | D18190898 | — | 3,224,318 shares | $112,400,000 |
| ANADARKO PETE CORP | COM | 032511107 | — | 1,104,750 shares | $112,066,000 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 1,265,912 shares | $111,843,000 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 1,275,542 shares | $111,661,000 |
| KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | — | 1,180,842 shares | $110,149,000 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | — | 1,165,322 shares | $109,109,000 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | — | 2,199,505 shares | $109,073,000 |
| CITIGROUP INC | COM NEW | 172967424 | — | 2,080,348 shares | $107,804,000 |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | — | 1,566,219 shares | $107,803,000 |
| TRULIA INC | COM | 897888103 | — | 2,179,522 shares | $106,579,000 |
| AT&T INC | COM | 00206R102 | — | 2,992,893 shares | $105,470,000 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | — | 1,649,573 shares | $105,424,000 |
| ISHARES | NAT AMT FREE BD | 464288414 | — | 960,422 shares | $105,329,000 |
| WAL-MART STORES INC | COM | 931142103 | — | 1,371,132 shares | $104,850,000 |
| APPLE INC | COM | 037833100 | — | 1,040,430 shares | $104,823,000 |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | — | 2,404,132 shares | $104,460,000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 533,567 shares | $104,072,000 |
| WYNN RESORTS LTD | COM | 983134107 | PUT | 555,200 shares | $103,867,000 |
| JD COM INC | SPON ADR CL A | 47215P106 | — | 4,014,772 shares | $103,661,000 |
| BP PLC | SPONSORED ADR | 055622104 | — | 2,351,231 shares | $103,337,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | — | 1,159,698 shares | $103,248,000 |
| WAL-MART STORES INC | COM | 931142103 | — | 1,347,305 shares | $103,028,000 |
| ORACLE CORP | COM | 68389X105 | — | 2,684,446 shares | $102,761,000 |
| TARGA RESOURCES PARTNERS LP | COM UNIT | 87611X105 | — | 1,419,560 shares | $102,705,000 |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | PUT | 1,486,900 shares | $102,343,000 |
| TARGET CORP | COM | 87612E106 | — | 1,632,270 shares | $102,311,000 |
| ACCESS MIDSTREAM PARTNERS L | UNIT | 00434L109 | — | 1,607,042 shares | $102,272,000 |
| DANAHER CORP DEL | COM | 235851102 | — | 1,332,538 shares | $101,246,000 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | — | 2,218,771 shares | $100,089,000 |
| NATIONAL OILWELL VARCO INC | COM | 637071101 | — | 1,306,066 shares | $99,392,000 |
| DUNKIN BRANDS GROUP INC | COM | 265504100 | — | 2,202,768 shares | $98,728,000 |
| ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | — | 1,758,401 shares | $98,400,000 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | — | 1,810,371 shares | $97,307,000 |
| MCDONALDS CORP | COM | 580135101 | PUT | 1,025,560 shares | $97,233,000 |
| SPDR SERIES TRUST | INTR TRM CORP BD | 78464A375 | — | 2,837,900 shares | $96,858,000 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | — | 1,156,047 shares | $96,622,000 |
| SPDR SER TR | SHT TRM HGH YLD | 78468R408 | — | 3,220,358 shares | $96,385,000 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | — | 1,376,754 shares | $96,373,000 |
| ISHARES | INTERM CR BD ETF | 464288638 | — | 878,974 shares | $96,081,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | PUT | 487,400 shares | $96,028,000 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | — | 1,120,151 shares | $95,863,000 |
| ISHARES TR | 20+ YR TR BD ETF | 464287432 | PUT | 821,500 shares | $95,516,000 |
| AMAZON COM INC | COM | 023135106 | — | 294,778 shares | $95,048,000 |
| TOTAL S A | SPONSORED ADR | 89151E109 | — | 1,473,064 shares | $94,939,000 |
| CLOROX CO DEL | COM | 189054109 | — | 987,974 shares | $94,885,000 |
| MANITOWOC INC | COM | 563571108 | — | 4,041,782 shares | $94,780,000 |