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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| COHEN & STEERS QUALITY RLTY | COM | 19247L106 | — | 485,707 shares | $5,163,000 |
| APARTMENT INVT & MGMT CO | CL A | 03748R101 | — | 162,164 shares | $5,160,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 79,121 shares | $5,160,000 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 | — | 49,007 shares | $5,159,000 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 112,250 shares | $5,157,000 |
| ANWORTH MORTGAGE ASSET CP | COM | 037347101 | — | 1,076,654 shares | $5,157,000 |
| MARKEL CORP | COM | 570535104 | — | 8,106 shares | $5,157,000 |
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | CALL | 91,500 shares | $5,154,000 |
| CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | — | 34,045 shares | $5,153,000 |
| MARINE HARVEST ASA | SPONSORED ADR | 56824R205 | — | 366,380 shares | $5,151,000 |
| SPECTRA ENERGY CORP | COM | 847560109 | CALL | 131,200 shares | $5,151,000 |
| FISERV INC | COM | 337738108 | — | 79,623 shares | $5,146,000 |
| VALSPAR CORP | COM | 920355104 | — | 65,133 shares | $5,145,000 |
| SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | — | 139,791 shares | $5,143,000 |
| RESTORATION HARDWARE HLDGS I | COM | 761283100 | — | 64,562 shares | $5,136,000 |
| ORACLE CORP | COM | 68389X105 | CALL | 133,900 shares | $5,126,000 |
| SPDR SERIES TRUST | OILGAS EQUIP | 78464A748 | — | 127,360 shares | $5,116,000 |
| VENTAS INC | COM | 92276F100 | — | 82,491 shares | $5,110,000 |
| CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | PUT | 88,200 shares | $5,102,000 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | — | 105,721 shares | $5,099,000 |
| ISHARES | USA ESG SLCT ETF | 464288802 | — | 61,795 shares | $5,086,000 |
| KEURIG GREEN MTN INC | COM | 49271M100 | — | 39,083 shares | $5,086,000 |
| EQT CORP | COM | 26884L109 | — | 55,544 shares | $5,085,000 |
| COMPUTER SCIENCES CORP | COM | 205363104 | — | 83,088 shares | $5,081,000 |
| TURQUOISE HILL RES LTD | COM | 900435108 | — | 1,357,917 shares | $5,079,000 |
| RAIT FINANCIAL TRUST | COM NEW | 749227609 | — | 682,977 shares | $5,075,000 |
| OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | — | 99,305 shares | $5,074,000 |
| PRUDENTIAL FINL INC | COM | 744320102 | PUT | 57,700 shares | $5,074,000 |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | — | 75,192 shares | $5,073,000 |
| ALKERMES PLC | SHS | G01767105 | — | 118,317 shares | $5,072,000 |
| KEYCORP NEW | COM | 493267108 | — | 380,295 shares | $5,069,000 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | PUT | 60,200 shares | $5,068,000 |
| SPDR INDEX SHS FDS | S&P WRLD EX US | 78463X889 | — | 178,639 shares | $5,068,000 |
| COMVERSE INC | COM | 20585P105 | — | 226,889 shares | $5,066,000 |
| CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | — | 373,863 shares | $5,058,000 |
| ISHARES | MSCI SINGAP ETF | 464286673 | — | 378,912 shares | $5,055,000 |
| KILROY RLTY CORP | COM | 49427F108 | — | 84,996 shares | $5,052,000 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 | — | 1,007,008 shares | $5,045,000 |
| WALTER ENERGY INC | COM | 93317Q105 | CALL | 2,155,330 shares | $5,043,000 |
| TJX COS INC NEW | COM | 872540109 | — | 85,175 shares | $5,040,000 |
| EATON VANCE TX ADV GLB DIV O | COM | 27828U106 | — | 203,861 shares | $5,037,000 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | CALL | 73,600 shares | $5,036,000 |
| BEST BUY INC | COM | 086516101 | PUT | 149,800 shares | $5,032,000 |
| LOWES COS INC | COM | 548661107 | — | 95,005 shares | $5,028,000 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | — | 98,229 shares | $5,027,000 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | — | 45,750 shares | $5,027,000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 58,258 shares | $5,025,000 |
| INGERSOLL-RAND PLC | SHS | G47791101 | — | 89,125 shares | $5,023,000 |
| HCP INC | COM | 40414L109 | — | 126,388 shares | $5,019,000 |
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | — | 111,508 shares | $5,013,000 |
| ARCELORMITTAL SA LUXEMBOURG | MAND CV NT 16 | L0302D178 | — | 237,189 shares | $5,012,000 |
| HOME DEPOT INC | COM | 437076102 | — | 54,635 shares | $5,012,000 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 27,262 shares | $5,004,000 |
| PRICELINE GRP INC | COM NEW | 741503403 | — | 4,318 shares | $5,003,000 |
| SEI INVESTMENTS CO | COM | 784117103 | — | 138,366 shares | $5,003,000 |
| LITHIA MTRS INC | CL A | 536797103 | — | 66,060 shares | $5,000,000 |
| CMS ENERGY CORP | COM | 125896100 | — | 168,328 shares | $4,993,000 |
| SHIRE PLC | SPONSORED ADR | 82481R106 | — | 19,275 shares | $4,993,000 |
| IAMGOLD CORP | COM | 450913108 | — | 1,808,681 shares | $4,992,000 |
| COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | — | 799,845 shares | $4,983,000 |
| FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | — | 102,027 shares | $4,983,000 |
| H & Q HEALTHCARE INVESTORS | SH BEN INT | 404052102 | — | 175,409 shares | $4,982,000 |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | — | 103,730 shares | $4,977,000 |
| WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | — | 356,333 shares | $4,974,000 |
| HANESBRANDS INC | COM | 410345102 | — | 46,266 shares | $4,971,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2014 | 18383M431 | — | 188,347 shares | $4,969,000 |
| URBAN OUTFITTERS INC | COM | 917047102 | — | 135,401 shares | $4,969,000 |
| NUVEEN EQTY PRM OPPORTUNITYF | COM | 6706EM102 | — | 389,955 shares | $4,968,000 |
| COSTAMARE INC | SHS | Y1771G102 | — | 226,061 shares | $4,964,000 |
| ABBVIE INC | COM | 00287Y109 | — | 85,884 shares | $4,961,000 |
| M & T BK CORP | COM | 55261F104 | — | 40,151 shares | $4,950,000 |
| APPROACH RESOURCES INC | COM | 03834A103 | CALL | 341,200 shares | $4,947,000 |
| XCEL ENERGY INC | COM | 98389B100 | — | 162,585 shares | $4,943,000 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 40,550 shares | $4,935,000 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | CALL | 52,700 shares | $4,934,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | — | 95,001 shares | $4,928,000 |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | — | 217,331 shares | $4,918,000 |
| PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | — | 193,899 shares | $4,910,000 |
| BOSTON PROPERTIES INC | COM | 101121101 | — | 42,406 shares | $4,909,000 |
| MARIN SOFTWARE INC | COM | 56804T106 | — | 569,844 shares | $4,901,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 35,425 shares | $4,894,000 |
| AEGON N V | NY REGISTRY SH | 007924103 | — | 595,010 shares | $4,891,000 |
| ALBEMARLE CORP | COM | 012653101 | — | 83,015 shares | $4,890,000 |
| SUNPOWER CORP | COM | 867652406 | — | 144,226 shares | $4,886,000 |
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 745,576 shares | $4,884,000 |
| CHINACACHE INTL HLDG LTD | SPON ADR | 16950M107 | CALL | 354,400 shares | $4,884,000 |
| FIRST SOLAR INC | COM | 336433107 | — | 74,105 shares | $4,877,000 |
| GENWORTH FINL INC | COM CL A | 37247D106 | PUT | 372,000 shares | $4,873,000 |
| PG&E CORP | COM | 69331C108 | CALL | 108,100 shares | $4,869,000 |
| MOVE INC | COM NEW | 62458M207 | — | 231,934 shares | $4,861,000 |
| VERMILION ENERGY INC | COM | 923725105 | — | 79,986 shares | $4,861,000 |
| CONOCOPHILLIPS | COM | 20825C104 | CALL | 63,500 shares | $4,859,000 |
| AMAZON COM INC | COM | 023135106 | — | 15,067 shares | $4,858,000 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | — | 47,735 shares | $4,857,000 |
| ENBRIDGE INC | COM | 29250N105 | — | 101,286 shares | $4,850,000 |
| SIGNET JEWELERS LIMITED | SHS | G81276100 | — | 42,579 shares | $4,850,000 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | — | 52,647 shares | $4,846,000 |
| ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | — | 355,632 shares | $4,837,000 |
| CABOT CORP | COM | 127055101 | — | 95,168 shares | $4,832,000 |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | — | 269,549 shares | $4,830,000 |