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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | S&P CHINA ETF | 78463X400 | — | 62,888 shares | $4,820,000 |
| BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | — | 587,435 shares | $4,817,000 |
| STARBUCKS CORP | COM | 855244109 | CALL | 63,800 shares | $4,814,000 |
| NVIDIA CORP | COM | 67066G104 | — | 260,860 shares | $4,813,000 |
| GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | — | 141,905 shares | $4,808,000 |
| CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | — | 81,822 shares | $4,807,000 |
| DARDEN RESTAURANTS INC | COM | 237194105 | CALL | 93,400 shares | $4,806,000 |
| SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | — | 28,250 shares | $4,806,000 |
| AMGEN INC | COM | 031162100 | CALL | 34,200 shares | $4,804,000 |
| ISHARES | MSCI FRANCE ETF | 464286707 | — | 180,905 shares | $4,803,000 |
| STEEL DYNAMICS INC | COM | 858119100 | — | 212,441 shares | $4,803,000 |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | — | 350,666 shares | $4,801,000 |
| GEO GROUP INC NEW | COM | 36162J106 | — | 125,426 shares | $4,794,000 |
| ISHARES | MSCI MALAYSI ETF | 464286830 | — | 311,080 shares | $4,791,000 |
| FIRST TR EXCHANGE TRADED FD | NAS CLNEDG GREEN | 33733E500 | — | 250,532 shares | $4,783,000 |
| QUALCOMM INC | COM | 747525103 | — | 63,894 shares | $4,777,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 79,232 shares | $4,773,000 |
| VOXELJET AG | ADS | 92912L107 | — | 344,140 shares | $4,773,000 |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | CALL | 213,300 shares | $4,772,000 |
| KNOWLES CORP | COM | 49926D109 | PUT | 179,900 shares | $4,767,000 |
| VULCAN MATLS CO | COM | 929160109 | — | 79,123 shares | $4,766,000 |
| VORNADO RLTY TR | SH BEN INT | 929042109 | — | 47,666 shares | $4,765,000 |
| AMERICAN CAP LTD | COM | 02503Y103 | PUT | 336,000 shares | $4,758,000 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | — | 49,386 shares | $4,748,000 |
| AMBARELLA INC | SHS | G037AX101 | — | 108,712 shares | $4,747,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | CALL | 56,200 shares | $4,744,000 |
| SINA CORP | ORD | G81477104 | PUT | 115,300 shares | $4,743,000 |
| LAZARD LTD | SHS A | G54050102 | — | 93,225 shares | $4,727,000 |
| ISHARES | MSCI HONG KG ETF | 464286871 | — | 232,459 shares | $4,726,000 |
| GENERAL ELECTRIC CO | COM | 369604103 | — | 184,434 shares | $4,725,000 |
| GANNETT INC | COM | 364730101 | — | 159,196 shares | $4,723,000 |
| KLA-TENCOR CORP | COM | 482480100 | — | 59,934 shares | $4,722,000 |
| CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | — | 154,859 shares | $4,717,000 |
| KODIAK OIL & GAS CORP | COM | 50015Q100 | — | 347,615 shares | $4,717,000 |
| HOST HOTELS & RESORTS INC | COM | 44107P104 | — | 220,863 shares | $4,711,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 56,257 shares | $4,711,000 |
| CHESAPEAKE ENERGY CORP | COM | 165167107 | — | 204,646 shares | $4,705,000 |
| ISHARES | US HOME CONS ETF | 464288752 | — | 209,197 shares | $4,705,000 |
| INSTALLED BLDG PRODS INC | COM | 45780R101 | — | 334,797 shares | $4,704,000 |
| PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | — | 36,587 shares | $4,702,000 |
| EATON VANCE MUN INCOME TERM | SHS | 27829U105 | — | 270,550 shares | $4,697,000 |
| MARTIN MIDSTREAM PRTNRS L P | UNIT L P INT | 573331105 | — | 125,810 shares | $4,691,000 |
| CENTENE CORP DEL | COM | 15135B101 | — | 56,697 shares | $4,689,000 |
| PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | — | 284,128 shares | $4,688,000 |
| QUALCOMM INC | COM | 747525103 | — | 62,578 shares | $4,679,000 |
| LEUCADIA NATL CORP | COM | 527288104 | — | 196,239 shares | $4,678,000 |
| CA INC | COM | 12673P105 | — | 167,347 shares | $4,676,000 |
| DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | — | 219,747 shares | $4,674,000 |
| CAMERON INTERNATIONAL CORP | COM | 13342B105 | PUT | 70,400 shares | $4,673,000 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | — | 86,485 shares | $4,672,000 |
| ALLIANT TECHSYSTEMS INC | COM | 018804104 | — | 36,569 shares | $4,668,000 |
| CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | — | 51,905 shares | $4,664,000 |
| BARCLAYS BANK PLC | ADS7.75%PFD S4 | 06739H511 | — | 180,332 shares | $4,663,000 |
| TJX COS INC NEW | COM | 872540109 | PUT | 78,600 shares | $4,651,000 |
| BLACKBERRY LTD | COM | 09228F103 | CALL | 467,081 shares | $4,643,000 |
| UBIQUITI NETWORKS INC | COM | 90347A100 | — | 123,646 shares | $4,640,000 |
| HALCON RES CORP | COM NEW | 40537Q209 | — | 1,168,058 shares | $4,626,000 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 72,150 shares | $4,626,000 |
| TICC CAPITAL CORP | COM | 87244T109 | — | 523,602 shares | $4,623,000 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 46,179 shares | $4,622,000 |
| HEALTH NET INC | COM | 42222G108 | — | 100,209 shares | $4,621,000 |
| COCA COLA CO | COM | 191216100 | — | 108,267 shares | $4,619,000 |
| SYNAPTICS INC | COM | 87157D109 | — | 63,096 shares | $4,619,000 |
| VECTREN CORP | COM | 92240G101 | — | 115,767 shares | $4,619,000 |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | — | 27,841 shares | $4,617,000 |
| MANNKIND CORP | COM | 56400P201 | — | 780,486 shares | $4,613,000 |
| MEDALLION FINL CORP | COM | 583928106 | — | 395,043 shares | $4,606,000 |
| ABBOTT LABS | COM | 002824100 | CALL | 110,700 shares | $4,604,000 |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | — | 567,130 shares | $4,599,000 |
| NIKE INC | CL B | 654106103 | — | 51,524 shares | $4,596,000 |
| PEABODY ENERGY CORP | COM | 704549104 | CALL | 370,640 shares | $4,589,000 |
| FIRST TR EXCHANGE TRADED FD | RBA INDL ETF | 33738R704 | — | 249,999 shares | $4,588,000 |
| WORKDAY INC | CL A | 98138H101 | — | 55,561 shares | $4,584,000 |
| 58 COM INC | SPON ADR REP A | 31680Q104 | CALL | 122,900 shares | $4,578,000 |
| EQT CORP | COM | 26884L109 | CALL | 50,000 shares | $4,577,000 |
| GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | — | 316,500 shares | $4,577,000 |
| CINCINNATI FINL CORP | COM | 172062101 | — | 97,123 shares | $4,570,000 |
| EXXON MOBIL CORP | COM | 30231G102 | — | 48,423 shares | $4,554,000 |
| WPX ENERGY INC | COM | 98212B103 | — | 189,273 shares | $4,554,000 |
| STERICYCLE INC | COM | 858912108 | — | 39,048 shares | $4,551,000 |
| WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | — | 785,043 shares | $4,545,000 |
| SIRIUS XM HLDGS INC | COM | 82968B103 | — | 1,302,087 shares | $4,544,000 |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 | — | 40,538 shares | $4,543,000 |
| BUNGE LIMITED | COM | G16962105 | — | 53,879 shares | $4,538,000 |
| COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | — | 183,837 shares | $4,537,000 |
| ISHARES | U.S. PHARMA ETF | 464288836 | — | 32,328 shares | $4,537,000 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | — | 369,492 shares | $4,530,000 |
| SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | — | 56,757 shares | $4,529,000 |
| ARUBA NETWORKS INC | COM | 043176106 | — | 209,810 shares | $4,528,000 |
| AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | — | 95,569 shares | $4,523,000 |
| INFOSYS LTD | SPONSORED ADR | 456788108 | — | 74,670 shares | $4,517,000 |
| CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | PUT | 50,200 shares | $4,510,000 |
| NUSTAR GP HOLDINGS LLC | UNIT RESTG LLC | 67059L102 | CALL | 103,500 shares | $4,502,000 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | CALL | 49,900 shares | $4,498,000 |
| HOST HOTELS & RESORTS INC | COM | 44107P104 | — | 210,850 shares | $4,497,000 |
| RITE AID CORP | COM | 767754104 | — | 929,030 shares | $4,497,000 |
| RYDEX ETF TRUST | GUG S&P500EQWTMA | 78355W825 | — | 53,698 shares | $4,494,000 |
| CELGENE CORP | COM | 151020104 | — | 47,400 shares | $4,493,000 |
| ENBRIDGE INC | COM | 29250N105 | — | 93,830 shares | $4,493,000 |
| ANALOG DEVICES INC | COM | 032654105 | — | 90,755 shares | $4,491,000 |