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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES | MSCI THI CAP ETF | 464286624 | — | 28,754 shares | $2,410,000 |
| YANDEX N V | SHS CLASS A | N97284108 | PUT | 86,700 shares | $2,410,000 |
| DIRECTV | COM | 25490A309 | — | 27,840 shares | $2,409,000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 12,345 shares | $2,408,000 |
| ISHARES TR | CORE MSCITOTAL | 46432F834 | — | 42,783 shares | $2,407,000 |
| PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | — | 161,574 shares | $2,406,000 |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | — | 52,320 shares | $2,405,000 |
| XILINX INC | COM | 983919101 | CALL | 56,700 shares | $2,401,000 |
| SUPERIOR ENERGY SVCS INC | COM | 868157108 | — | 72,959 shares | $2,398,000 |
| POWERSHARES ETF TR II | KBW BK PORT | 73937B746 | — | 65,181 shares | $2,397,000 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | — | 26,579 shares | $2,396,000 |
| MELCO CROWN ENTMT LTD | ADR | 585464100 | — | 91,122 shares | $2,396,000 |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | PUT | 124,900 shares | $2,394,000 |
| ARISTA NETWORKS INC | COM | 040413106 | — | 27,103 shares | $2,394,000 |
| GROUPON INC | COM CL A | 399473107 | CALL | 358,400 shares | $2,394,000 |
| SPDR SERIES TRUST | GLB DOW ETF | 78464A706 | — | 34,104 shares | $2,391,000 |
| AMERICAN CAP LTD | COM | 02503Y103 | CALL | 168,800 shares | $2,390,000 |
| QIWI PLC | SPON ADR REP B | 74735M108 | PUT | 75,600 shares | $2,388,000 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | PUT | 25,400 shares | $2,386,000 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 | — | 305,484 shares | $2,383,000 |
| ISHARES | MODERT ALLOC ETF | 464289875 | — | 68,250 shares | $2,383,000 |
| TIME WARNER CABLE INC | COM | 88732J207 | — | 16,610 shares | $2,383,000 |
| MACYS INC | COM | 55616P104 | CALL | 40,900 shares | $2,380,000 |
| LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | — | 50,572 shares | $2,376,000 |
| MIDDLEBY CORP | COM | 596278101 | — | 26,962 shares | $2,376,000 |
| NUVEEN EQUITY PREM ADV FD | COM | 6706ET107 | — | 181,962 shares | $2,376,000 |
| MARATHON OIL CORP | COM | 565849106 | — | 63,152 shares | $2,374,000 |
| PITNEY BOWES INC | COM | 724479100 | — | 94,944 shares | $2,373,000 |
| CANADIAN PAC RY LTD | COM | 13645T100 | — | 11,420 shares | $2,369,000 |
| ENBRIDGE INC | COM | 29250N105 | — | 49,486 shares | $2,369,000 |
| ENERGY XXI BERMUDA LTD | USD UNRS SHS | G10082140 | — | 208,739 shares | $2,369,000 |
| ALTERA CORP | COM | 021441100 | — | 66,190 shares | $2,368,000 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | — | 166,159 shares | $2,368,000 |
| AMTRUST FINL SVCS INC | COM | 032359309 | — | 59,445 shares | $2,367,000 |
| NIMBLE STORAGE INC | COM | 65440R101 | — | 91,105 shares | $2,366,000 |
| WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | — | 261,455 shares | $2,366,000 |
| AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | — | 93,614 shares | $2,359,000 |
| GENUINE PARTS CO | COM | 372460105 | — | 26,901 shares | $2,359,000 |
| AUTODESK INC | COM | 052769106 | PUT | 42,800 shares | $2,358,000 |
| NRG ENERGY INC | COM NEW | 629377508 | PUT | 77,300 shares | $2,356,000 |
| TENNECO INC | COM | 880349105 | — | 45,042 shares | $2,356,000 |
| NOW INC | COM | 67011P100 | — | 77,449 shares | $2,355,000 |
| ABBVIE INC | COM | 00287Y109 | CALL | 40,700 shares | $2,351,000 |
| YAHOO INC | COM | 984332106 | — | 57,675 shares | $2,350,000 |
| SYSCO CORP | COM | 871829107 | — | 61,898 shares | $2,349,000 |
| DIGITAL RLTY TR INC | COM | 253868103 | — | 37,618 shares | $2,347,000 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 25,000 shares | $2,347,000 |
| SOUTHERN CO | COM | 842587107 | — | 53,754 shares | $2,346,000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 12,012 shares | $2,343,000 |
| GREENBRIER COS INC | COM | 393657101 | — | 31,913 shares | $2,342,000 |
| OLD REP INTL CORP | COM | 680223104 | — | 164,027 shares | $2,342,000 |
| VALMONT INDS INC | COM | 920253101 | — | 17,310 shares | $2,336,000 |
| ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | — | 34,678 shares | $2,333,000 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 | — | 226,010 shares | $2,332,000 |
| MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | — | 94,233 shares | $2,331,000 |
| AGCO CORP | COM | 001084102 | — | 51,261 shares | $2,330,000 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 | — | 64,349 shares | $2,323,000 |
| NORDSTROM INC | COM | 655664100 | — | 33,964 shares | $2,322,000 |
| LOCKHEED MARTIN CORP | COM | 539830109 | CALL | 12,700 shares | $2,321,000 |
| HEALTHWAYS INC | COM | 422245100 | — | 144,795 shares | $2,320,000 |
| SCHEIN HENRY INC | COM | 806407102 | — | 19,923 shares | $2,320,000 |
| SMITH A O | COM | 831865209 | — | 49,034 shares | $2,318,000 |
| CINTAS CORP | COM | 172908105 | — | 32,809 shares | $2,316,000 |
| AGCO CORP | COM | 001084102 | — | 50,929 shares | $2,315,000 |
| CURTISS WRIGHT CORP | COM | 231561101 | — | 35,069 shares | $2,312,000 |
| ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | PUT | 36,100 shares | $2,310,000 |
| IDEXX LABS INC | COM | 45168D104 | — | 19,598 shares | $2,309,000 |
| MOODYS CORP | COM | 615369105 | — | 24,429 shares | $2,309,000 |
| AMERICAN CAP SR FLOATING LTD | COM | 02504D108 | — | 177,413 shares | $2,308,000 |
| TYSON FOODS INC | CL A | 902494103 | — | 58,624 shares | $2,308,000 |
| JETBLUE AIRWAYS CORP | COM | 477143101 | — | 217,265 shares | $2,307,000 |
| INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | — | 183,940 shares | $2,305,000 |
| NVIDIA CORP | COM | 67066G104 | PUT | 124,800 shares | $2,303,000 |
| HESS CORP | COM | 42809H107 | PUT | 24,400 shares | $2,301,000 |
| INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | — | 146,180 shares | $2,298,000 |
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | — | 49,310 shares | $2,297,000 |
| SFX ENTMT INC | COM | 784178303 | — | 457,390 shares | $2,296,000 |
| CROWN CASTLE INTL CORP | COM | 228227104 | — | 28,500 shares | $2,295,000 |
| SANDRIDGE ENERGY INC | COM | 80007P307 | CALL | 535,000 shares | $2,295,000 |
| MOLSON COORS BREWING CO | CL B | 60871R209 | CALL | 30,800 shares | $2,293,000 |
| NIPPON TELEG & TEL CORP | SPONSORED ADR | 654624105 | — | 73,720 shares | $2,293,000 |
| HSN INC | COM | 404303109 | — | 37,323 shares | $2,291,000 |
| NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | — | 172,734 shares | $2,290,000 |
| POWERSHARES GLOBAL ETF TRUST | EX US SML PORT | 73936T771 | — | 82,775 shares | $2,286,000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 30,559 shares | $2,285,000 |
| KOHLS CORP | COM | 500255104 | — | 37,445 shares | $2,285,000 |
| M D C HLDGS INC | COM | 552676108 | CALL | 90,100 shares | $2,281,000 |
| WILLIAMS COS INC DEL | COM | 969457100 | — | 41,200 shares | $2,280,000 |
| SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | — | 29,169 shares | $2,278,000 |
| GENERAL MLS INC | COM | 370334104 | — | 45,136 shares | $2,277,000 |
| GOPRO INC | CL A | 38268T103 | CALL | 24,300 shares | $2,277,000 |
| NORTHERN TR CORP | COM | 665859104 | — | 33,463 shares | $2,276,000 |
| VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | — | 43,303 shares | $2,276,000 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | — | 24,709 shares | $2,274,000 |
| SERVICENOW INC | COM | 81762P102 | — | 38,615 shares | $2,270,000 |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | CALL | 223,500 shares | $2,269,000 |
| RANDGOLD RES LTD | ADR | 752344309 | — | 33,562 shares | $2,268,000 |
| SUNCOKE ENERGY INC | COM | 86722A103 | — | 100,933 shares | $2,266,000 |
| OPKO HEALTH INC | COM | 68375N103 | — | 265,864 shares | $2,263,000 |
| GNC HLDGS INC | COM CL A | 36191G107 | — | 58,391 shares | $2,262,000 |