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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BAXTER INTL INC | COM | 071813109 | — | 31,466 shares | $2,258,000 |
| GAFISA S A | SPONS ADR | 362607301 | — | 944,656 shares | $2,258,000 |
| BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | — | 200,730 shares | $2,254,000 |
| MEMORIAL PRODTN PARTNERS LP | COM U REP LTD | 586048100 | PUT | 102,400 shares | $2,253,000 |
| COVIDIEN PLC | SHS | G2554F113 | — | 26,032 shares | $2,252,000 |
| INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | CALL | 133,500 shares | $2,252,000 |
| SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | — | 26,240 shares | $2,246,000 |
| MATADOR RES CO | COM | 576485205 | CALL | 86,800 shares | $2,244,000 |
| BIOMED REALTY TRUST INC | COM | 09063H107 | — | 111,061 shares | $2,243,000 |
| MIZUHO FINL GROUP INC | SPONSORED ADR | 60687Y109 | — | 627,873 shares | $2,242,000 |
| WYNDHAM WORLDWIDE CORP | COM | 98310W108 | — | 27,582 shares | $2,241,000 |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | PUT | 23,800 shares | $2,240,000 |
| TARGET CORP | COM | 87612E106 | — | 35,740 shares | $2,240,000 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 21,000 shares | $2,238,000 |
| GENERAL MTRS CO | COM | 37045V100 | CALL | 70,000 shares | $2,236,000 |
| LANDAUER INC | COM | 51476K103 | — | 67,689 shares | $2,234,000 |
| GROUPE CGI INC | CL A SUB VTG | 39945C109 | — | 66,021 shares | $2,230,000 |
| LAUDER ESTEE COS INC | CL A | 518439104 | — | 29,850 shares | $2,230,000 |
| AMERICAN STS WTR CO | COM | 029899101 | — | 73,213 shares | $2,227,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BULSH 2022 | 18383M258 | — | 107,660 shares | $2,225,000 |
| CSG SYS INTL INC | COM | 126349109 | — | 84,522 shares | $2,221,000 |
| NUVEEN CORE EQUITY ALPHA FUN | COM | 67090X107 | — | 129,336 shares | $2,221,000 |
| SHERWIN WILLIAMS CO | COM | 824348106 | — | 10,143 shares | $2,221,000 |
| EMERGE ENERGY SVCS LP | COM REP PARTN | 29102H108 | — | 19,243 shares | $2,219,000 |
| MYRIAD GENETICS INC | COM | 62855J104 | CALL | 57,400 shares | $2,214,000 |
| FIREEYE INC | COM | 31816Q101 | CALL | 72,400 shares | $2,213,000 |
| MONROE CAP CORP | COM | 610335101 | — | 163,937 shares | $2,213,000 |
| WISCONSIN ENERGY CORP | COM | 976657106 | CALL | 51,400 shares | $2,210,000 |
| CALPINE CORP | COM NEW | 131347304 | PUT | 101,800 shares | $2,209,000 |
| ISHARES TR | MSCI INDONIA ETF | 46429B309 | — | 81,032 shares | $2,206,000 |
| FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | — | 18,601 shares | $2,203,000 |
| LINKEDIN CORP | COM CL A | 53578A108 | — | 10,600 shares | $2,203,000 |
| PRIMERICA INC | COM | 74164M108 | — | 45,637 shares | $2,201,000 |
| KRAFT FOODS GROUP INC | COM | 50076Q106 | — | 39,004 shares | $2,200,000 |
| ALTERA CORP | COM | 021441100 | — | 61,422 shares | $2,198,000 |
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | PUT | 63,300 shares | $2,198,000 |
| LILLY ELI & CO | COM | 532457108 | — | 33,890 shares | $2,198,000 |
| APACHE CORP | COM | 037411105 | — | 23,389 shares | $2,196,000 |
| WORLD FUEL SVCS CORP | COM | 981475106 | — | 55,008 shares | $2,196,000 |
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | — | 72,814 shares | $2,195,000 |
| KIRBY CORP | COM | 497266106 | — | 18,613 shares | $2,194,000 |
| ISHARES | GLOBAL MATER ETF | 464288695 | — | 36,592 shares | $2,192,000 |
| ACE LTD | SHS | H0023R105 | — | 20,887 shares | $2,190,000 |
| WISDOMTREE TR | GERMANY HEDEQ FD | 97717W448 | — | 83,516 shares | $2,190,000 |
| FIRST NIAGARA FINL GP INC | COM | 33582V108 | — | 262,701 shares | $2,188,000 |
| QR ENERGY LP | UNIT LTD PRTNS | 74734R108 | — | 112,627 shares | $2,187,000 |
| CLOVIS ONCOLOGY INC | COM | 189464100 | — | 48,187 shares | $2,186,000 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 17,200 shares | $2,186,000 |
| PERRIGO CO PLC | SHS | G97822103 | — | 14,550 shares | $2,185,000 |
| ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | — | 33,902 shares | $2,184,000 |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | PUT | 79,000 shares | $2,184,000 |
| ISHARES | MRGSTR MD CP VAL | 464288406 | — | 18,224 shares | $2,181,000 |
| TEAM HEALTH HOLDINGS INC | COM | 87817A107 | — | 37,606 shares | $2,181,000 |
| SUNTRUST BKS INC | COM | 867914103 | CALL | 57,300 shares | $2,179,000 |
| TORCHMARK CORP | COM | 891027104 | — | 41,580 shares | $2,178,000 |
| MEDTRONIC INC | COM | 585055106 | CALL | 35,100 shares | $2,174,000 |
| POSCO | SPONSORED ADR | 693483109 | — | 28,640 shares | $2,174,000 |
| PRAXAIR INC | COM | 74005P104 | — | 16,855 shares | $2,174,000 |
| BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | — | 165,523 shares | $2,173,000 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | — | 101,081 shares | $2,171,000 |
| ANN INC | COM | 035623107 | — | 52,739 shares | $2,169,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | CALL | 15,700 shares | $2,169,000 |
| ISHARES | MRNING SM CP ETF | 464288703 | — | 18,157 shares | $2,169,000 |
| SPDR SERIES TRUST | LNG TRM CORP BD | 78464A367 | — | 53,533 shares | $2,168,000 |
| AMETEK INC NEW | COM | 031100100 | — | 43,127 shares | $2,165,000 |
| EMBRAER S A | SP ADR REP 4 COM | 29082A107 | — | 55,212 shares | $2,165,000 |
| WILLIAMS COS INC DEL | COM | 969457100 | — | 39,110 shares | $2,165,000 |
| STONE HBR EMERG MRKTS INC FD | COM | 86164T107 | — | 112,087 shares | $2,164,000 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 22,235 shares | $2,164,000 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | — | 23,100 shares | $2,163,000 |
| CORNING INC | COM | 219350105 | — | 111,800 shares | $2,162,000 |
| PANDORA MEDIA INC | COM | 698354107 | — | 89,489 shares | $2,162,000 |
| ECHOSTAR CORP | CL A | 278768106 | — | 44,313 shares | $2,161,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | — | 36,436 shares | $2,161,000 |
| SPDR INDEX SHS FDS | CONSM SPLS ETF | 78463X723 | — | 55,552 shares | $2,160,000 |
| MAXIM INTEGRATED PRODS INC | COM | 57772K101 | — | 71,395 shares | $2,159,000 |
| MELCO CROWN ENTMT LTD | ADR | 585464100 | CALL | 82,086 shares | $2,158,000 |
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | — | 71,413 shares | $2,154,000 |
| ZIMMER HLDGS INC | COM | 98956P102 | — | 21,424 shares | $2,154,000 |
| ENCORE CAP GROUP INC | COM | 292554102 | — | 48,585 shares | $2,153,000 |
| VMWARE INC | CL A COM | 928563402 | — | 22,941 shares | $2,153,000 |
| GT ADVANCED TECHNOLOGIES INC | NOTE 3.000%10/0 | 36191UAA4 | — | 1,400,000 principal | $2,151,000 |
| SSGA ACTIVE ETF TR | INCOM ALLO ETF | 78467V202 | — | 67,833 shares | $2,147,000 |
| WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | — | 125,416 shares | $2,146,000 |
| CENTURYLINK INC | COM | 156700106 | PUT | 52,300 shares | $2,139,000 |
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | — | 22,177 shares | $2,134,000 |
| NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | — | 295,188 shares | $2,134,000 |
| SEMICONDUCTOR MFG INTL CORP | SPONSORED ADR | 81663N206 | — | 419,331 shares | $2,134,000 |
| SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | PUT | 24,900 shares | $2,131,000 |
| STANDARD PAC CORP NEW | COM | 85375C101 | — | 284,319 shares | $2,130,000 |
| BLACKROCK UTIL & INFRASTRCTU | COM | 09248D104 | — | 106,339 shares | $2,128,000 |
| VERMILION ENERGY INC | COM | 923725105 | — | 35,015 shares | $2,128,000 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | — | 20,144 shares | $2,127,000 |
| DEERE & CO | COM | 244199105 | CALL | 25,932 shares | $2,126,000 |
| LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | — | 74,495 shares | $2,125,000 |
| CBRE GROUP INC | CL A | 12504L109 | — | 71,348 shares | $2,122,000 |
| MEDNAX INC | COM | 58502B106 | — | 38,684 shares | $2,121,000 |
| PROGRESSIVE CORP OHIO | COM | 743315103 | — | 83,891 shares | $2,121,000 |
| BLACKROCK INCOME TR INC | COM | 09247F100 | — | 333,779 shares | $2,120,000 |
| VIACOM INC NEW | CL A | 92553P102 | — | 27,532 shares | $2,120,000 |