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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FIRSTENERGY CORP | COM | 337932107 | — | 26,769 shares | $899,000 |
| ISHARES | MSCI BRIC INDX | 464286657 | — | 24,132 shares | $899,000 |
| STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | — | 10,800 shares | $899,000 |
| TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | — | 27,000 shares | $899,000 |
| INTEROIL CORP | COM | 460951106 | — | 16,550 shares | $898,000 |
| MAIN STREET CAPITAL CORP | COM | 56035L104 | — | 29,302 shares | $898,000 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | PUT | 22,500 shares | $898,000 |
| ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | — | 31,485 shares | $897,000 |
| KRATON PERFORMANCE POLYMERS | COM | 50077C106 | — | 50,381 shares | $897,000 |
| XEROX CORP | COM | 984121103 | — | 67,700 shares | $896,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | CALL | 15,100 shares | $895,000 |
| RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | — | 13,083 shares | $895,000 |
| UNITED RENTALS INC | COM | 911363109 | — | 8,060 shares | $895,000 |
| PEPSICO INC | COM | 713448108 | CALL | 9,600 shares | $894,000 |
| BARNES & NOBLE INC | COM | 067774109 | — | 45,258 shares | $893,000 |
| ISHARES | NAT AMT FREE BD | 464288414 | — | 8,142 shares | $893,000 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | CALL | 7,600 shares | $893,000 |
| AIR PRODS & CHEMS INC | COM | 009158106 | — | 6,850 shares | $892,000 |
| HOSPITALITY PPTYS TR | COM SH BEN INT | 44106M102 | — | 33,222 shares | $892,000 |
| MEDNAX INC | COM | 58502B106 | — | 16,258 shares | $891,000 |
| SKY-MOBI LTD | SPONSORED ADS | 83084G109 | CALL | 109,600 shares | $891,000 |
| PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | — | 32,267 shares | $890,000 |
| RESMED INC | COM | 761152107 | — | 18,055 shares | $890,000 |
| BARCLAYS BK PLC | ETN DJUBS IND MT | 06738G407 | — | 30,285 shares | $888,000 |
| TECK RESOURCES LTD | CL B | 878742204 | — | 46,984 shares | $888,000 |
| VANTIV INC | CL A | 92210H105 | — | 28,750 shares | $888,000 |
| CHERRY HILL MTG INVT CORP | COM | 164651101 | — | 47,416 shares | $887,000 |
| UMPQUA HLDGS CORP | COM | 904214103 | — | 53,781 shares | $886,000 |
| HONEYWELL INTL INC | COM | 438516106 | CALL | 9,500 shares | $885,000 |
| M & T BK CORP | COM | 55261F104 | — | 7,171 shares | $884,000 |
| SEATTLE GENETICS INC | COM | 812578102 | — | 23,775 shares | $884,000 |
| AIR METHODS CORP | COM PAR $.06 | 009128307 | — | 15,890 shares | $883,000 |
| FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | — | 41,330 shares | $883,000 |
| APACHE CORP | COM | 037411105 | — | 9,393 shares | $882,000 |
| REXFORD INDL RLTY INC | COM | 76169C100 | — | 63,720 shares | $882,000 |
| HEARTWARE INTL INC | COM | 422368100 | — | 11,351 shares | $881,000 |
| SONUS NETWORKS INC | COM | 835916107 | — | 257,676 shares | $881,000 |
| MONSTER BEVERAGE CORP | COM | 611740101 | — | 9,600 shares | $880,000 |
| QUANTUM FUEL SYS TECH WORLDW | COM PAR $0.02 | 74765E307 | — | 236,528 shares | $880,000 |
| RUCKUS WIRELESS INC | COM | 781220108 | — | 65,862 shares | $880,000 |
| EASTGROUP PPTY INC | COM | 277276101 | — | 14,500 shares | $879,000 |
| EQT CORP | COM | 26884L109 | — | 9,600 shares | $879,000 |
| FISERV INC | COM | 337738108 | — | 13,600 shares | $879,000 |
| PANHANDLE OIL AND GAS INC | CL A | 698477106 | — | 14,725 shares | $879,000 |
| QUALITY SYS INC | COM | 747582104 | — | 63,847 shares | $879,000 |
| REPUBLIC FIRST BANCORP INC | COM | 760416107 | — | 225,864 shares | $879,000 |
| RTI INTL METALS INC | COM | 74973W107 | — | 35,660 shares | $879,000 |
| WYNN RESORTS LTD | COM | 983134107 | — | 4,700 shares | $879,000 |
| MPLX LP | COM UNIT REP LTD | 55336V100 | PUT | 14,900 shares | $878,000 |
| SYNCHRONY FINL | COM | 87165B103 | — | 35,764 shares | $878,000 |
| NATIONAL RETAIL PPTYS INC | COM | 637417106 | — | 25,370 shares | $877,000 |
| SPDR INDEX SHS FDS | MIDEAST AFRICA | 78463X806 | — | 12,605 shares | $877,000 |
| MORGAN STANLEY CHINA A SH FD | COM | 617468103 | — | 36,092 shares | $876,000 |
| NUVEEN NJ INVT QUALITY MUN F | COM | 670971100 | — | 65,738 shares | $876,000 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 15,422 shares | $874,000 |
| EATON VANCE CORP | COM NON VTG | 278265103 | — | 23,168 shares | $874,000 |
| ENTERGY CORP NEW | COM | 29364G103 | — | 11,296 shares | $874,000 |
| IMPERIAL OIL LTD | COM NEW | 453038408 | — | 18,500 shares | $874,000 |
| STANTEC INC | COM | 85472N109 | — | 13,400 shares | $874,000 |
| AIRGAS INC | COM | 009363102 | — | 7,890 shares | $873,000 |
| ALIGN TECHNOLOGY INC | COM | 016255101 | — | 16,888 shares | $873,000 |
| GLOBAL X FDS | GBLX URANIUM NEW | 37950E275 | PUT | 67,300 shares | $873,000 |
| INGERSOLL-RAND PLC | SHS | G47791101 | — | 15,497 shares | $873,000 |
| NORTHEAST UTILS | COM | 664397106 | — | 19,702 shares | $873,000 |
| PEMBINA PIPELINE CORP | COM | 706327103 | — | 20,726 shares | $873,000 |
| POWER INTEGRATIONS INC | COM | 739276103 | — | 16,190 shares | $873,000 |
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 | — | 61,118 shares | $873,000 |
| NETAPP INC | COM | 64110D104 | — | 20,300 shares | $872,000 |
| TRACTOR SUPPLY CO | COM | 892356106 | — | 14,173 shares | $872,000 |
| FIRST TR ENERGY INCOME & GRW | COM | 33738G104 | — | 23,689 shares | $871,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | PUT | 14,700 shares | $871,000 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | CALL | 14,800 shares | $871,000 |
| IBERIABANK CORP | COM | 450828108 | — | 13,910 shares | $870,000 |
| LUMENIS LTD | SHS CL B | M6778Q121 | — | 97,566 shares | $869,000 |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | CALL | 12,100 shares | $869,000 |
| CHIMERA INVT CORP | COM | 16934Q109 | — | 285,571 shares | $868,000 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | CALL | 1,300 shares | $867,000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | CALL | 11,600 shares | $867,000 |
| JUST ENERGY GROUP INC | COM | 48213W101 | — | 186,015 shares | $867,000 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | — | 6,722 shares | $867,000 |
| BIOMED REALTY TRUST INC | COM | 09063H107 | — | 42,870 shares | $866,000 |
| GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | — | 49,923 shares | $866,000 |
| PAREXEL INTL CORP | COM | 699462107 | — | 13,721 shares | $866,000 |
| POWERSHARES ETF TR II | PWRSH S&P500HI | 73937B654 | — | 28,126 shares | $865,000 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | — | 26,275 shares | $865,000 |
| SPDR INDEX SHS FDS | LATIN AMER ETF | 78463X707 | — | 14,100 shares | $865,000 |
| POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | — | 59,717 shares | $864,000 |
| PNM RES INC | COM | 69349H107 | — | 34,632 shares | $863,000 |
| ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | — | 20,157 shares | $862,000 |
| COSTAR GROUP INC | COM | 22160N109 | — | 5,541 shares | $862,000 |
| DENTSPLY INTL INC NEW | COM | 249030107 | — | 18,851 shares | $860,000 |
| MACYS INC | COM | 55616P104 | — | 14,778 shares | $860,000 |
| TETRA TECH INC NEW | COM | 88162G103 | — | 34,442 shares | $860,000 |
| WISDOMTREE TR | GLB EX US RL EST | 97717W331 | — | 30,363 shares | $860,000 |
| JABIL CIRCUIT INC | COM | 466313103 | — | 42,545 shares | $858,000 |
| BLACKROCK MUNIVEST FD II INC | COM | 09253T101 | — | 54,571 shares | $857,000 |
| FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | — | 7,228 shares | $856,000 |
| ISHARES | GL MET&MINPR ETF | 464286368 | — | 46,919 shares | $856,000 |
| POWERSHARES ETF TRUST | FND PUR SMGRT PT | 73935X872 | — | 36,261 shares | $855,000 |
| CHESAPEAKE GRANITE WASH TR | COM SH BEN INT | 165185109 | — | 80,449 shares | $854,000 |