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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CONSTELLATION BRANDS INC | CL A | 21036P108 | — | 9,800 shares | $854,000 |
| INTERDIGITAL INC | COM | 45867G101 | — | 21,441 shares | $854,000 |
| SPDR SER TR | INV GRD FLT RT | 78468R200 | — | 27,865 shares | $854,000 |
| DISH NETWORK CORP | CL A | 25470M109 | — | 13,200 shares | $852,000 |
| EASTMAN CHEM CO | COM | 277432100 | — | 10,535 shares | $852,000 |
| SESA STERLITE LTD | SPONSORED ADR | 78413F103 | — | 49,374 shares | $852,000 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 13,431 shares | $850,000 |
| HOSPIRA INC | COM | 441060100 | — | 16,320 shares | $849,000 |
| DEX MEDIA INC NEW | COM | 25213A107 | — | 88,684 shares | $848,000 |
| ISHARES GOLD TRUST | ISHARES | 464285105 | — | 72,500 shares | $848,000 |
| SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | — | 99,995 shares | $848,000 |
| D R HORTON INC | COM | 23331A109 | CALL | 41,300 shares | $847,000 |
| GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | — | 86,895 shares | $847,000 |
| SOLARWINDS INC | COM | 83416B109 | — | 20,153 shares | $847,000 |
| ZILLOW INC | CL A | 98954A107 | CALL | 7,300 shares | $847,000 |
| KOHLS CORP | COM | 500255104 | — | 13,862 shares | $846,000 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | PUT | 29,100 shares | $845,000 |
| COLUMBIA SPORTSWEAR CO | COM | 198516106 | — | 23,620 shares | $845,000 |
| POWERSHARES ETF TRUST | DYNAMIC OTC PT | 73935X203 | — | 12,646 shares | $845,000 |
| REGIONS FINL CORP NEW | COM | 7591EP100 | — | 84,139 shares | $845,000 |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | — | 23,214 shares | $844,000 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 | — | 64,352 shares | $844,000 |
| VALHI INC NEW | COM | 918905100 | — | 129,250 shares | $844,000 |
| IMPERVA INC | COM | 45321L100 | — | 29,329 shares | $843,000 |
| LOEWS CORP | COM | 540424108 | — | 20,230 shares | $843,000 |
| BLACKROCK CA MUNI 2018 TERM | COM | 09249C105 | — | 55,025 shares | $842,000 |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | CALL | 5,400 shares | $842,000 |
| ZYNGA INC | CL A | 98986T108 | — | 311,856 shares | $842,000 |
| MOSAIC CO NEW | COM | 61945C103 | — | 18,935 shares | $841,000 |
| WATSCO INC | COM | 942622200 | — | 9,753 shares | $841,000 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 17,650 shares | $839,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | — | 56,660 shares | $838,000 |
| HOME INNS & HOTELS MGMT INC | SPON ADR | 43713W107 | — | 28,921 shares | $838,000 |
| ICU MED INC | COM | 44930G107 | — | 13,058 shares | $838,000 |
| AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | — | 22,967 shares | $837,000 |
| HIBBETT SPORTS INC | COM | 428567101 | — | 19,645 shares | $837,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | CALL | 10,000 shares | $837,000 |
| VERISIGN INC | COM | 92343E102 | — | 15,170 shares | $836,000 |
| CITRIX SYS INC | COM | 177376100 | — | 11,700 shares | $835,000 |
| BUNGE LIMITED | COM | G16962105 | — | 9,900 shares | $834,000 |
| MEDALLION FINL CORP | COM | 583928106 | — | 71,541 shares | $834,000 |
| BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | — | 33,340 shares | $833,000 |
| DELHAIZE GROUP | SPONSORED ADR | 29759W101 | — | 48,160 shares | $833,000 |
| XPO LOGISTICS INC | COM | 983793100 | CALL | 22,100 shares | $833,000 |
| CABOT OIL & GAS CORP | COM | 127097103 | — | 25,436 shares | $832,000 |
| ENERGY XXI BERMUDA LTD | USD UNRS SHS | G10082140 | — | 73,328 shares | $832,000 |
| HARLEY DAVIDSON INC | COM | 412822108 | — | 14,300 shares | $832,000 |
| AIRCASTLE LTD | COM | G0129K104 | — | 50,782 shares | $831,000 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | — | 70,399 shares | $831,000 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 | PUT | 106,600 shares | $831,000 |
| FRESH MKT INC | COM | 35804H106 | — | 23,792 shares | $831,000 |
| AMPHENOL CORP NEW | CL A | 032095101 | — | 8,300 shares | $829,000 |
| SONIC FDRY INC | COM NEW | 83545R207 | — | 87,651 shares | $829,000 |
| AGRIUM INC | COM | 008916108 | — | 9,300 shares | $828,000 |
| GARTNER INC | COM | 366651107 | — | 11,268 shares | $828,000 |
| POWERSHARES ETF TRUST | DYNAMIC MKT PT | 73935X104 | — | 11,508 shares | $828,000 |
| DOVER CORP | COM | 260003108 | — | 10,300 shares | $827,000 |
| RANGE RES CORP | COM | 75281A109 | — | 12,192 shares | $827,000 |
| KOREA ELECTRIC PWR | SPONSORED ADR | 500631106 | — | 36,817 shares | $826,000 |
| INFORMATICA CORP | COM | 45666Q102 | — | 24,083 shares | $825,000 |
| PENN WEST PETE LTD NEW | COM | 707887105 | PUT | 122,200 shares | $825,000 |
| QUNAR CAYMAN IS LTD | SPNS ADR CL B | 74906P104 | — | 29,843 shares | $825,000 |
| SIRIUS XM HLDGS INC | COM | 82968B103 | — | 235,974 shares | $824,000 |
| ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | — | 60,632 shares | $822,000 |
| PAN AMERICAN SILVER CORP | COM | 697900108 | — | 74,860 shares | $822,000 |
| SBA COMMUNICATIONS CORP | COM | 78388J106 | — | 7,400 shares | $821,000 |
| ARCH COAL INC | COM | 039380100 | — | 386,993 shares | $820,000 |
| NIELSEN N V | COM | N63218106 | — | 18,500 shares | $820,000 |
| ROCKWELL COLLINS INC | COM | 774341101 | — | 10,448 shares | $820,000 |
| SEI INVESTMENTS CO | COM | 784117103 | — | 22,667 shares | $820,000 |
| ALIGN TECHNOLOGY INC | COM | 016255101 | — | 15,800 shares | $817,000 |
| UNUM GROUP | COM | 91529Y106 | — | 23,759 shares | $817,000 |
| URBAN OUTFITTERS INC | COM | 917047102 | — | 22,250 shares | $817,000 |
| ATHENAHEALTH INC | COM | 04685W103 | CALL | 6,200 shares | $816,000 |
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | PUT | 34,200 shares | $815,000 |
| YORK WTR CO | COM | 987184108 | — | 40,726 shares | $815,000 |
| KODIAK OIL & GAS CORP | COM | 50015Q100 | CALL | 60,000 shares | $814,000 |
| MATTHEWS INTL CORP | CL A | 577128101 | — | 18,539 shares | $814,000 |
| BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | — | 63,346 shares | $812,000 |
| FLOTEK INDS INC DEL | COM | 343389102 | — | 31,152 shares | $812,000 |
| LADENBURG THALMAN FIN SVCS I | COM | 50575Q102 | — | 191,432 shares | $812,000 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | PUT | 11,600 shares | $811,000 |
| MANNKIND CORP | COM | 56400P201 | CALL | 136,900 shares | $809,000 |
| NATIONAL HEALTH INVS INC | COM | 63633D104 | — | 14,152 shares | $809,000 |
| RLJ LODGING TR | COM | 74965L101 | — | 28,419 shares | $809,000 |
| CHEFS WHSE INC | COM | 163086101 | — | 49,715 shares | $808,000 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 | — | 21,600 shares | $808,000 |
| RYDEX ETF TRUST | GUG S&P MC400 PV | 78355W502 | — | 15,803 shares | $808,000 |
| GENUINE PARTS CO | COM | 372460105 | — | 9,199 shares | $807,000 |
| NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | — | 47,123 shares | $807,000 |
| SCOTTS MIRACLE GRO CO | CL A | 810186106 | — | 14,681 shares | $807,000 |
| WORKDAY INC | CL A | 98138H101 | — | 9,784 shares | $807,000 |
| BUFFALO WILD WINGS INC | COM | 119848109 | CALL | 6,000 shares | $806,000 |
| GREAT PLAINS ENERGY INC | COM | 391164100 | — | 33,360 shares | $806,000 |
| OMNIVISION TECHNOLOGIES INC | COM | 682128103 | — | 30,425 shares | $805,000 |
| ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | — | 23,169 shares | $804,000 |
| AETNA INC NEW | COM | 00817Y108 | PUT | 9,900 shares | $802,000 |
| LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | — | 23,421 shares | $802,000 |
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | — | 23,425 shares | $802,000 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | — | 9,032 shares | $802,000 |