← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| INVESTORS BANCORP INC NEW | COM | 46146L101 | — | 74,357 shares | $753,000 |
| EGA EMERGING GLOBAL SHS TR | LOW VOL EM DIV | 268461654 | — | 47,200 shares | $752,000 |
| OWENS ILL INC | COM NEW | 690768403 | — | 28,885 shares | $752,000 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 | — | 61,829 shares | $752,000 |
| CIVEO CORP | COM | 178787107 | PUT | 64,700 shares | $751,000 |
| ISHARES | MSCI FRANCE ETF | 464286707 | — | 28,302 shares | $751,000 |
| RETAIL PPTYS AMER INC | CL A | 76131V202 | — | 51,343 shares | $751,000 |
| DOUGLAS EMMETT INC | COM | 25960P109 | — | 29,207 shares | $750,000 |
| HOWARD HUGHES CORP | COM | 44267D107 | — | 5,000 shares | $750,000 |
| GLOBAL X FDS | GBLX URANIUM NEW | 37950E275 | — | 57,761 shares | $749,000 |
| NIELSEN N V | COM | N63218106 | — | 16,907 shares | $749,000 |
| ENZON PHARMACEUTICALS INC | COM | 293904108 | — | 692,961 shares | $748,000 |
| INTERNATIONAL SPEEDWAY CORP | CL A | 460335201 | — | 23,652 shares | $748,000 |
| CARNIVAL CORP | PAIRED CTF | 143658300 | CALL | 18,600 shares | $747,000 |
| PIMCO CALIF MUN INCOME FD II | COM | 72201C109 | — | 71,788 shares | $747,000 |
| SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | — | 35,725 shares | $747,000 |
| WORLD FUEL SVCS CORP | COM | 981475106 | — | 18,719 shares | $747,000 |
| CVR PARTNERS LP | COM | 126633106 | — | 54,362 shares | $746,000 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 15,668 shares | $746,000 |
| OIL STS INTL INC | COM | 678026105 | — | 12,050 shares | $746,000 |
| COHEN & STEERS CLOSED END OP | COM | 19248P106 | — | 57,157 shares | $745,000 |
| JOHNSON CTLS INC | COM | 478366107 | CALL | 16,900 shares | $744,000 |
| MANNING & NAPIER INC | CL A | 56382Q102 | — | 44,315 shares | $744,000 |
| ROWAN COMPANIES PLC | SHS CL A | G7665A101 | PUT | 29,400 shares | $744,000 |
| WEINGARTEN RLTY INVS | SH BEN INT | 948741103 | — | 23,613 shares | $744,000 |
| BROADCOM CORP | CL A | 111320107 | — | 18,370 shares | $743,000 |
| ALLEGHANY CORP DEL | COM | 017175100 | — | 1,774 shares | $742,000 |
| MANNKIND CORP | COM | 56400P201 | PUT | 125,400 shares | $741,000 |
| REVENUESHARES ETF TR | ADR FD | 761396605 | — | 18,754 shares | $741,000 |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | — | 8,806 shares | $741,000 |
| CLOUGH GLOBAL ALLOCATION FD | COM | 18913Y103 | — | 51,701 shares | $740,000 |
| SPDR SERIES TRUST | MORGAN TECH ETF | 78464A102 | — | 7,627 shares | $740,000 |
| AGRIUM INC | COM | 008916108 | PUT | 8,300 shares | $739,000 |
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | CALL | 6,400 shares | $739,000 |
| LIFEPOINT HOSPITALS INC | COM | 53219L109 | — | 10,685 shares | $739,000 |
| VITAMIN SHOPPE INC | COM | 92849E101 | — | 16,647 shares | $739,000 |
| AGCO CORP | COM | 001084102 | — | 16,230 shares | $738,000 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | CALL | 14,500 shares | $738,000 |
| UIL HLDG CORP | COM | 902748102 | — | 20,852 shares | $738,000 |
| AMERICAN WOODMARK CORP | COM | 030506109 | PUT | 20,000 shares | $737,000 |
| CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | CALL | 8,300 shares | $737,000 |
| DUKE REALTY CORP | COM NEW | 264411505 | — | 42,923 shares | $737,000 |
| MICHAELS COS INC | COM | 59408Q106 | — | 42,165 shares | $737,000 |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | PUT | 41,100 shares | $737,000 |
| LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | — | 25,800 shares | $736,000 |
| AVNET INC | COM | 053807103 | — | 17,717 shares | $735,000 |
| CELLDEX THERAPEUTICS INC NEW | COM | 15117B103 | — | 56,746 shares | $735,000 |
| DOLLAR TREE INC | COM | 256746108 | — | 13,100 shares | $735,000 |
| KILROY RLTY CORP | COM | 49427F108 | — | 12,358 shares | $735,000 |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | — | 131,057 shares | $735,000 |
| AKEBIA THERAPEUTICS INC | COM | 00972D105 | — | 33,159 shares | $734,000 |
| RYDEX ETF TRUST | GUG MSCI EMKT EQ | 78355W536 | — | 21,510 shares | $734,000 |
| TRINITY INDS INC | COM | 896522109 | CALL | 15,700 shares | $734,000 |
| TIFFANY & CO NEW | COM | 886547108 | — | 7,600 shares | $732,000 |
| GAP INC DEL | COM | 364760108 | PUT | 17,500 shares | $730,000 |
| HOME PROPERTIES INC | COM | 437306103 | — | 12,541 shares | $730,000 |
| BCE INC | COM NEW | 05534B760 | — | 17,049 shares | $729,000 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | — | 7,924 shares | $729,000 |
| PPL CORP | COM | 69351T106 | CALL | 22,200 shares | $729,000 |
| REPUBLIC SVCS INC | COM | 760759100 | — | 18,690 shares | $729,000 |
| AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | — | 15,375 shares | $728,000 |
| PIONEER MUN HIGH INCOME ADV | COM | 723762100 | — | 48,055 shares | $728,000 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | — | 45,114 shares | $726,000 |
| SYNOPSYS INC | COM | 871607107 | — | 18,288 shares | $726,000 |
| DELAWARE INV MN MUN INC FD I | COM | 24610V103 | — | 53,690 shares | $725,000 |
| INFOBLOX INC | COM | 45672H104 | — | 49,158 shares | $725,000 |
| POWERSHARES ETF TR II | S&P600 LOVL PT | 73937B639 | — | 24,104 shares | $725,000 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | CALL | 8,900 shares | $724,000 |
| AOL INC | COM | 00184X105 | — | 16,101 shares | $724,000 |
| ARTESIAN RESOURCES CORP | CL A | 043113208 | — | 35,930 shares | $724,000 |
| ISHARES GOLD TRUST | ISHARES | 464285105 | CALL | 61,900 shares | $724,000 |
| BUFFALO WILD WINGS INC | COM | 119848109 | — | 5,386 shares | $723,000 |
| TIM HORTONS INC | COM | 88706M103 | — | 9,173 shares | $723,000 |
| ROCKWELL COLLINS INC | COM | 774341101 | — | 9,200 shares | $722,000 |
| POWERSHS DB MULTI SECT COMM | DB BASE METALS | 73936B705 | — | 42,654 shares | $721,000 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 | — | 15,585 shares | $721,000 |
| SCRIPPS E W CO OHIO | CL A NEW | 811054402 | — | 44,131 shares | $720,000 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | — | 7,815 shares | $719,000 |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | CALL | 37,000 shares | $719,000 |
| PHI INC | COM VTG | 69336T106 | — | 17,112 shares | $719,000 |
| BED BATH & BEYOND INC | COM | 075896100 | — | 10,900 shares | $718,000 |
| ISHARES TR | CORE US GRW ETF | 464287671 | — | 9,608 shares | $718,000 |
| HUMANA INC | COM | 444859102 | CALL | 5,500 shares | $717,000 |
| PARKER HANNIFIN CORP | COM | 701094104 | — | 6,280 shares | $717,000 |
| RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W833 | — | 8,407 shares | $717,000 |
| ST JOE CO | COM | 790148100 | — | 35,966 shares | $717,000 |
| CIENA CORP | COM NEW | 171779309 | CALL | 42,800 shares | $716,000 |
| UNION PAC CORP | COM | 907818108 | PUT | 6,600 shares | $716,000 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | — | 21,650 shares | $715,000 |
| CURRENCYSHARES CDN DLR TR | CDN DOLLAR SHS | 23129X105 | — | 8,050 shares | $715,000 |
| EQUITY LIFESTYLE PPTYS INC | COM | 29472R108 | — | 16,868 shares | $715,000 |
| REALTY INCOME CORP | COM | 756109104 | — | 17,535 shares | $715,000 |
| EQUITY COMWLTH | COM SH BEN INT | 294628102 | — | 27,752 shares | $714,000 |
| FRANKS INTL N V | COM | N33462107 | — | 38,170 shares | $714,000 |
| HONDA MOTOR LTD | AMERN SHS | 438128308 | — | 20,820 shares | $714,000 |
| SEADRILL LIMITED | SHS | G7945E105 | — | 26,627 shares | $713,000 |
| SIRIUS XM HLDGS INC | COM | 82968B103 | PUT | 204,300 shares | $713,000 |
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | PUT | 286,900 shares | $712,000 |
| DR REDDYS LABS LTD | ADR | 256135203 | — | 13,548 shares | $712,000 |
| ECHELON CORP | COM | 27874N105 | — | 349,150 shares | $712,000 |