← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CARBO CERAMICS INC | COM | 140781105 | — | 13,516 shares | $801,000 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | — | 13,340 shares | $798,000 |
| AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | — | 66,947 shares | $798,000 |
| SPRINGLEAF HLDGS INC | COM | 85172J101 | CALL | 25,000 shares | $798,000 |
| CBS OUTDOOR AMERS INC | COM | 14987J106 | — | 26,581 shares | $796,000 |
| KLA-TENCOR CORP | COM | 482480100 | — | 10,108 shares | $796,000 |
| VIOLIN MEMORY INC | COM | 92763A101 | — | 163,400 shares | $796,000 |
| FLIR SYS INC | COM | 302445101 | — | 25,369 shares | $795,000 |
| PIMCO ETF TR | TOTL RETN ETF | 72201R775 | — | 7,323 shares | $795,000 |
| CONAGRA FOODS INC | COM | 205887102 | PUT | 24,000 shares | $793,000 |
| ONEOK INC NEW | COM | 682680103 | — | 12,100 shares | $793,000 |
| PORTUGAL TELECOM SGPS S A | SPONSORED ADR | 737273102 | — | 379,441 shares | $793,000 |
| QUICKLOGIC CORP | COM | 74837P108 | — | 265,190 shares | $793,000 |
| VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | — | 84,607 shares | $793,000 |
| AMDOCS LTD | SHS | G02602103 | — | 17,273 shares | $792,000 |
| MARKET VECTORS ETF TR | UNCVTL OIL GAS | 57060U159 | — | 26,474 shares | $792,000 |
| J2 GLOBAL INC | COM | 48123V102 | — | 16,027 shares | $791,000 |
| STAPLES INC | COM | 855030102 | PUT | 65,400 shares | $791,000 |
| CAMERON INTERNATIONAL CORP | COM | 13342B105 | — | 11,900 shares | $790,000 |
| MATRIX SVC CO | COM | 576853105 | — | 32,755 shares | $790,000 |
| ATHLON ENERGY INC | COM | 047477104 | — | 13,542 shares | $789,000 |
| NPS PHARMACEUTICALS INC | COM | 62936P103 | — | 30,333 shares | $789,000 |
| UNITED BANKSHARES INC WEST V | COM | 909907107 | — | 25,513 shares | $789,000 |
| UNITED INS HLDGS CORP | COM | 910710102 | CALL | 52,600 shares | $789,000 |
| COLUMBIA PPTY TR INC | COM NEW | 198287203 | — | 33,031 shares | $788,000 |
| DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | — | 21,150 shares | $788,000 |
| TOWERS WATSON & CO | CL A | 891894107 | — | 7,924 shares | $788,000 |
| INTREXON CORP | COM | 46122T102 | — | 42,370 shares | $787,000 |
| NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 | — | 1,438,732 shares | $787,000 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 | — | 21,765 shares | $786,000 |
| ENDURANCE SPECIALTY HLDGS LT | SHS | G30397106 | — | 14,246 shares | $786,000 |
| EQUINIX INC | COM NEW | 29444U502 | CALL | 3,700 shares | $786,000 |
| SINA CORP | ORD | G81477104 | — | 19,105 shares | $786,000 |
| KANSAS CITY SOUTHERN | COM NEW | 485170302 | — | 6,477 shares | $785,000 |
| XEROX CORP | COM | 984121103 | CALL | 59,300 shares | $785,000 |
| FIVE BELOW INC | COM | 33829M101 | — | 19,782 shares | $784,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG TIMBER ETF | 18383Q879 | — | 33,292 shares | $783,000 |
| MASTEC INC | COM | 576323109 | — | 25,572 shares | $783,000 |
| VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | — | 20,004 shares | $783,000 |
| ASPEN TECHNOLOGY INC | COM | 045327103 | — | 20,730 shares | $782,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG FRNTR MKT | 18383Q838 | — | 47,020 shares | $782,000 |
| GENERAL MTRS CO | COM | 37045V100 | — | 24,485 shares | $782,000 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | PUT | 7,900 shares | $781,000 |
| INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | PUT | 46,300 shares | $781,000 |
| HIGHWOODS PPTYS INC | COM | 431284108 | — | 20,042 shares | $780,000 |
| INTELSAT S A | COM | L5140P101 | — | 45,527 shares | $780,000 |
| ISHARES | 3YRTB ETF | 464288125 | — | 8,719 shares | $779,000 |
| NISOURCE INC | COM | 65473P105 | — | 19,000 shares | $779,000 |
| PROGRESS SOFTWARE CORP | COM | 743312100 | — | 32,590 shares | $779,000 |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | PUT | 75,000 shares | $779,000 |
| AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | PUT | 36,600 shares | $778,000 |
| PAYCHEX INC | COM | 704326107 | — | 17,600 shares | $778,000 |
| TRIMBLE NAVIGATION LTD | COM | 896239100 | — | 25,469 shares | $777,000 |
| ACCESS MIDSTREAM PARTNERS L | UNIT | 00434L109 | CALL | 12,200 shares | $776,000 |
| CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | CALL | 13,400 shares | $775,000 |
| SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | — | 16,742 shares | $775,000 |
| ULTRAPAR PARTICIPACOES S A | SP ADR REP COM | 90400P101 | — | 36,707 shares | $775,000 |
| VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | — | 62,902 shares | $774,000 |
| ISHARES TR | MSCI UTD KNGDM | 46434V548 | — | 39,884 shares | $773,000 |
| SKECHERS U S A INC | CL A | 830566105 | — | 14,494 shares | $773,000 |
| ACADIA RLTY TR | COM SH BEN INT | 004239109 | CALL | 28,000 shares | $772,000 |
| KAISER ALUMINUM CORP | COM PAR $0.01 | 483007704 | — | 10,132 shares | $772,000 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | — | 22,100 shares | $772,000 |
| TIVO INC | COM | 888706108 | — | 60,355 shares | $772,000 |
| ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | — | 65,580 shares | $771,000 |
| ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | — | 3,100 shares | $770,000 |
| BLACKROCK INVT QUALITY MUN T | COM | 09247D105 | — | 50,576 shares | $770,000 |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | — | 21,949 shares | $770,000 |
| CHESAPEAKE ENERGY CORP | COM | 165167107 | — | 33,437 shares | $769,000 |
| ONE GAS INC | COM | 68235P108 | — | 22,465 shares | $769,000 |
| SPDR SERIES TRUST | NUV HGHYLD MUN | 78464A284 | — | 13,542 shares | $769,000 |
| DELAWARE INVTS DIV & INCOME | COM | 245915103 | — | 77,998 shares | $768,000 |
| IPG PHOTONICS CORP | COM | 44980X109 | — | 11,166 shares | $768,000 |
| ALLY FINL INC | COM | 02005N100 | — | 33,156 shares | $767,000 |
| MOBILE MINI INC | COM | 60740F105 | — | 21,921 shares | $767,000 |
| FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | — | 53,525 shares | $766,000 |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | — | 27,371 shares | $766,000 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | — | 54,578 shares | $764,000 |
| BOSTON BEER INC | CL A | 100557107 | — | 3,447 shares | $764,000 |
| MURPHY OIL CORP | COM | 626717102 | — | 13,407 shares | $763,000 |
| THIRD PT REINS LTD | COM | G8827U100 | — | 52,422 shares | $763,000 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | — | 7,461 shares | $762,000 |
| ABBOTT LABS | COM | 002824100 | PUT | 18,300 shares | $761,000 |
| BROWN FORMAN CORP | CL B | 115637209 | — | 8,437 shares | $761,000 |
| CHESAPEAKE ENERGY CORP | COM | 165167107 | PUT | 33,100 shares | $761,000 |
| MIDDLESEX WATER CO | COM | 596680108 | — | 38,810 shares | $761,000 |
| ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | — | 20,493 shares | $760,000 |
| SYSCO CORP | COM | 871829107 | CALL | 20,000 shares | $759,000 |
| ATWOOD OCEANICS INC | COM | 050095108 | — | 17,360 shares | $758,000 |
| JOY GLOBAL INC | COM | 481165108 | — | 13,882 shares | $757,000 |
| XCEL ENERGY INC | COM | 98389B100 | — | 24,900 shares | $757,000 |
| EQUIFAX INC | COM | 294429105 | — | 10,110 shares | $756,000 |
| PROGRESSIVE CORP OHIO | COM | 743315103 | — | 29,900 shares | $756,000 |
| FIRST TR ISE CHINDIA INDEX F | COM | 33733A102 | — | 25,595 shares | $755,000 |
| FLAHERTY & CRUMRINE PFD INC | COM | 338480106 | — | 55,060 shares | $755,000 |
| ORACLE CORP | COM | 68389X105 | — | 19,710 shares | $755,000 |
| PIMCO INCOME STRATEGY FUND | COM | 72201H108 | — | 63,263 shares | $755,000 |
| SEI INVESTMENTS CO | COM | 784117103 | — | 20,870 shares | $755,000 |
| STARWOOD WAYPOINT RESIDENTL | COM SHS | 85571W109 | — | 28,988 shares | $754,000 |
| GRUBHUB INC | COM | 400110102 | — | 21,982 shares | $753,000 |