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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 | — | 179,491 shares | $637,000 |
| VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | — | 16,243 shares | $636,000 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | — | 8,127 shares | $635,000 |
| ERICSSON | ADR B SEK 10 | 294821608 | PUT | 50,400 shares | $635,000 |
| PHILIPPINE LONG DISTANCE TEL | SPONSORED ADR | 718252604 | — | 9,201 shares | $635,000 |
| FASTENAL CO | COM | 311900104 | — | 14,100 shares | $633,000 |
| SILICONWARE PRECISION INDS L | SPONSD ADR SPL | 827084864 | — | 92,861 shares | $633,000 |
| F5 NETWORKS INC | COM | 315616102 | — | 5,321 shares | $632,000 |
| POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | — | 35,028 shares | $631,000 |
| URS CORP NEW | COM | 903236107 | — | 10,947 shares | $631,000 |
| SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | — | 6,291 shares | $629,000 |
| BARD C R INC | COM | 067383109 | — | 4,400 shares | $628,000 |
| EQUIFAX INC | COM | 294429105 | — | 8,400 shares | $628,000 |
| GREENHILL & CO INC | COM | 395259104 | — | 13,514 shares | $628,000 |
| HALCON RES CORP | COM NEW | 40537Q209 | CALL | 158,600 shares | $628,000 |
| PAN AMERICAN SILVER CORP | COM | 697900108 | — | 57,060 shares | $627,000 |
| UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | — | 28,358 shares | $627,000 |
| VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | — | 49,625 shares | $627,000 |
| BARCLAYS BK PLC | IPATH GEMS ASIA8 | 06738G878 | — | 14,180 shares | $626,000 |
| FORESTAR GROUP INC | COM | 346233109 | — | 35,331 shares | $626,000 |
| PIONEER FLOATING RATE TR | COM | 72369J102 | — | 53,302 shares | $626,000 |
| HINGHAM INSTN SVGS MASS | COM | 433323102 | — | 7,665 shares | $625,000 |
| PPG INDS INC | COM | 693506107 | — | 3,176 shares | $625,000 |
| AKORN INC | COM | 009728106 | PUT | 17,200 shares | $624,000 |
| RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | — | 9,125 shares | $624,000 |
| CHOICE HOTELS INTL INC | COM | 169905106 | — | 11,972 shares | $623,000 |
| ENDO INTL PLC | SHS | G30401106 | — | 9,100 shares | $622,000 |
| MONSTER BEVERAGE CORP | COM | 611740101 | — | 6,790 shares | $622,000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | PUT | 8,300 shares | $621,000 |
| SVB FINL GROUP | COM | 78486Q101 | — | 5,536 shares | $621,000 |
| TEEKAY CORPORATION | COM | Y8564W103 | — | 9,339 shares | $620,000 |
| FORTINET INC | COM | 34959E109 | — | 24,507 shares | $619,000 |
| WASHINGTON PRIME GROUP INC | COM | 939647103 | — | 35,440 shares | $619,000 |
| CIT GROUP INC | COM NEW | 125581801 | — | 13,450 shares | $618,000 |
| HELIX ENERGY SOLUTIONS GRP I | COM | 42330P107 | — | 28,004 shares | $618,000 |
| ISHARES | MSCI SZ CAP ETF | 464286749 | — | 19,000 shares | $618,000 |
| L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | — | 5,200 shares | $618,000 |
| LEXINGTON REALTY TRUST | COM | 529043101 | — | 63,133 shares | $618,000 |
| PROSHARES TR II | ULTRASHRT EURO | 74347W882 | — | 30,908 shares | $617,000 |
| MGIC INVT CORP WIS | COM | 552848103 | CALL | 78,900 shares | $616,000 |
| TESORO CORP | COM | 881609101 | — | 10,100 shares | $616,000 |
| WEBSTER FINL CORP CONN | COM | 947890109 | — | 21,137 shares | $616,000 |
| PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 | — | 34,869 shares | $615,000 |
| TRACTOR SUPPLY CO | COM | 892356106 | — | 10,000 shares | $615,000 |
| AK STL HLDG CORP | COM | 001547108 | PUT | 76,700 shares | $614,000 |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | CALL | 18,100 shares | $613,000 |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | — | 6,515 shares | $613,000 |
| ELECTRONIC ARTS INC | COM | 285512109 | — | 17,200 shares | $612,000 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 15,955 shares | $612,000 |
| KINDER MORGAN MANAGEMENT LLC | SHS | 49455U100 | — | 6,495 shares | $612,000 |
| MCCORMICK & CO INC | COM VTG | 579780107 | — | 9,136 shares | $612,000 |
| NUVEEN GBL INCOME OPPORTUN F | COM | 67073C104 | — | 49,486 shares | $612,000 |
| RED HAT INC | COM | 756577102 | — | 10,900 shares | $612,000 |
| CAPITAL SR LIVING CORP | COM | 140475104 | — | 28,775 shares | $611,000 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 | — | 16,913 shares | $611,000 |
| HAMPDEN BANCORP INC | COM | 40867E107 | — | 35,520 shares | $611,000 |
| HEALTHCARE TR AMER INC | CL A | 42225P105 | — | 52,665 shares | $611,000 |
| PACIFIC DRILLING SA LUXEMBOU | REG SHS | L7257P106 | — | 73,861 shares | $611,000 |
| SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 833635105 | — | 23,387 shares | $611,000 |
| UBS AG | SHS NEW | H89231338 | — | 35,076 shares | $609,000 |
| CERNER CORP | COM | 156782104 | CALL | 10,200 shares | $608,000 |
| PARK NATL CORP | COM | 700658107 | — | 8,068 shares | $608,000 |
| COOPER COS INC | COM NEW | 216648402 | — | 3,900 shares | $607,000 |
| FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | — | 22,858 shares | $607,000 |
| PRUDENTIAL FINL INC | COM | 744320102 | CALL | 6,900 shares | $607,000 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | — | 4,650 shares | $606,000 |
| STRATEGIC HOTELS & RESORTS I | COM | 86272T106 | — | 52,000 shares | $606,000 |
| WISCONSIN ENERGY CORP | COM | 976657106 | — | 14,100 shares | $606,000 |
| BAIDU INC | SPON ADR REP A | 056752108 | — | 2,770 shares | $605,000 |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | — | 45,335 shares | $605,000 |
| CONSOLIDATED COMM HLDGS INC | COM | 209034107 | — | 24,133 shares | $605,000 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | — | 12,259 shares | $605,000 |
| POST PPTYS INC | COM | 737464107 | — | 11,788 shares | $605,000 |
| ICU MED INC | COM | 44930G107 | — | 9,405 shares | $604,000 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 | — | 11,582 shares | $603,000 |
| GAS NAT INC | COM | 367204104 | — | 51,029 shares | $603,000 |
| PALL CORP | COM | 696429307 | CALL | 7,200 shares | $603,000 |
| PALL CORP | COM | 696429307 | — | 7,200 shares | $603,000 |
| TRIANGLE PETE CORP | COM NEW | 89600B201 | — | 54,806 shares | $603,000 |
| ONE LIBERTY PPTYS INC | COM | 682406103 | — | 29,764 shares | $602,000 |
| SUNSTONE HOTEL INVS INC NEW | COM | 867892101 | — | 43,563 shares | $602,000 |
| EPR PPTYS | COM SH BEN INT | 26884U109 | — | 11,868 shares | $601,000 |
| ZIONS BANCORPORATION | COM | 989701107 | — | 20,665 shares | $601,000 |
| ISHARES TR | 1-3 YR TR BD ETF | 464287457 | CALL | 7,100 shares | $600,000 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | CALL | 175,800 shares | $599,000 |
| F M C CORP | COM NEW | 302491303 | — | 10,480 shares | $599,000 |
| NUVEEN CONN PREM INCOME MUN | COM | 67060D107 | — | 48,173 shares | $599,000 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | — | 10,000 shares | $598,000 |
| CUBESMART | COM | 229663109 | — | 33,271 shares | $598,000 |
| POWERSHARES ETF TRUST | DYN SEMCT PORT | 73935X781 | — | 25,989 shares | $598,000 |
| BGC PARTNERS INC | CL A | 05541T101 | — | 80,340 shares | $597,000 |
| FIRST TR MULTI CAP VALUE ALP | COM SHS | 33733F101 | — | 13,108 shares | $597,000 |
| GENERAL DYNAMICS CORP | COM | 369550108 | PUT | 4,700 shares | $597,000 |
| LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | — | 10,384 shares | $596,000 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | — | 28,600 shares | $595,000 |
| CIMAREX ENERGY CO | COM | 171798101 | — | 4,700 shares | $595,000 |
| ENTEGRIS INC | COM | 29362U104 | — | 51,767 shares | $595,000 |
| VANTIV INC | CL A | 92210H105 | — | 19,251 shares | $595,000 |
| ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | — | 79,195 shares | $594,000 |
| AMBARELLA INC | SHS | G037AX101 | PUT | 13,600 shares | $594,000 |