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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ENDEAVOUR INTL CORP | COM NEW | 29259G200 | CALL | 1,987,300 shares | $594,000 |
| REGIONS FINL CORP NEW | COM | 7591EP100 | PUT | 59,200 shares | $594,000 |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | — | 17,283 shares | $594,000 |
| ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | PUT | 9,200 shares | $593,000 |
| CINTAS CORP | COM | 172908105 | — | 8,400 shares | $593,000 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 | — | 16,415 shares | $593,000 |
| SEACOR HOLDINGS INC | COM | 811904101 | — | 7,930 shares | $593,000 |
| GAP INC DEL | COM | 364760108 | — | 14,200 shares | $592,000 |
| GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | — | 24,679 shares | $592,000 |
| SIRONA DENTAL SYSTEMS INC | COM | 82966C103 | — | 7,715 shares | $592,000 |
| SONIC CORP | COM | 835451105 | — | 26,482 shares | $592,000 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | CALL | 5,000 shares | $591,000 |
| NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | — | 50,790 shares | $591,000 |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | — | 25,955 shares | $591,000 |
| TIME INC NEW | COM | 887228104 | — | 25,222 shares | $591,000 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 | — | 25,672 shares | $590,000 |
| CYBERONICS INC | COM | 23251P102 | — | 11,535 shares | $590,000 |
| GREENBRIER COS INC | COM | 393657101 | — | 8,035 shares | $590,000 |
| GRUPO FINANCIERO SANTANDER M | SPON ADR SHS B | 40053C105 | — | 43,637 shares | $590,000 |
| STEPAN CO | COM | 858586100 | — | 13,305 shares | $590,000 |
| TRANSDIGM GROUP INC | COM | 893641100 | — | 3,200 shares | $590,000 |
| ARCH COAL INC | COM | 039380100 | PUT | 277,000 shares | $587,000 |
| JANUS CAP GROUP INC | COM | 47102X105 | — | 40,383 shares | $587,000 |
| BLACKROCK HEALTH SCIENCES TR | COM | 09250W107 | — | 15,273 shares | $586,000 |
| TEXTRON INC | COM | 883203101 | — | 16,294 shares | $586,000 |
| WORLD ACCEP CORP DEL | COM | 981419104 | — | 8,663 shares | $585,000 |
| CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | — | 38,876 shares | $584,000 |
| DREYFUS STRATEGIC MUNS INC | COM | 261932107 | — | 69,769 shares | $584,000 |
| GRUPO FINANCIERO SANTANDER M | SPON ADR SHS B | 40053C105 | — | 43,154 shares | $584,000 |
| MANNKIND CORP | COM | 56400P201 | — | 98,815 shares | $584,000 |
| HUBBELL INC | CL B | 443510201 | — | 4,838 shares | $583,000 |
| DURATA THERAPEUTICS INC | COM | 26658A107 | — | 45,886 shares | $582,000 |
| KROGER CO | COM | 501044101 | PUT | 11,200 shares | $582,000 |
| NATIONAL RETAIL PPTYS INC | COM | 637417106 | — | 16,848 shares | $582,000 |
| NEWELL RUBBERMAID INC | COM | 651229106 | — | 16,900 shares | $582,000 |
| SCHEIN HENRY INC | COM | 806407102 | — | 5,000 shares | $582,000 |
| SUN CMNTYS INC | COM | 866674104 | — | 11,515 shares | $582,000 |
| ULTRA PETROLEUM CORP | COM | 903914109 | — | 25,024 shares | $582,000 |
| FLUOR CORP NEW | COM | 343412102 | — | 8,700 shares | $581,000 |
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | — | 26,510 shares | $581,000 |
| PARTNERRE LTD | COM | G6852T105 | — | 5,288 shares | $581,000 |
| SOVRAN SELF STORAGE INC | COM | 84610H108 | — | 7,798 shares | $580,000 |
| B/E AEROSPACE INC | COM | 073302101 | — | 6,900 shares | $579,000 |
| CONSOL ENERGY INC | COM | 20854P109 | — | 15,300 shares | $579,000 |
| AEROVIRONMENT INC | COM | 008073108 | — | 19,228 shares | $578,000 |
| BANKUNITED INC | COM | 06652K103 | — | 18,960 shares | $578,000 |
| CONMED CORP | COM | 207410101 | — | 15,687 shares | $578,000 |
| PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | CALL | 4,600 shares | $578,000 |
| CECO ENVIRONMENTAL CORP | COM | 125141101 | — | 43,060 shares | $577,000 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | — | 8,700 shares | $577,000 |
| INVESCO MUNI INCOME OPP TRST | COM | 46132X101 | — | 85,028 shares | $577,000 |
| LINEAR TECHNOLOGY CORP | COM | 535678106 | — | 13,000 shares | $577,000 |
| CLOROX CO DEL | COM | 189054109 | — | 6,000 shares | $576,000 |
| GUGGENHEIM ENHANCED EQUITY S | COM | 40167K100 | — | 29,532 shares | $576,000 |
| PIMCO ETF TR | 1-3YR USTREIDX | 72201R106 | — | 11,310 shares | $576,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | — | 6,336 shares | $576,000 |
| BLACKROCK MUNI INCOME INV QL | COM | 09250G102 | — | 40,670 shares | $575,000 |
| CAREFUSION CORP | COM | 14170T101 | — | 12,700 shares | $575,000 |
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | — | 2,428 shares | $575,000 |
| RUBICON TECHNOLOGY INC | COM | 78112T107 | — | 135,246 shares | $575,000 |
| SIGNET JEWELERS LIMITED | SHS | G81276100 | — | 5,052 shares | $575,000 |
| COLUMBUS MCKINNON CORP N Y | COM | 199333105 | — | 26,110 shares | $574,000 |
| EQUINIX INC | COM NEW | 29444U502 | — | 2,700 shares | $574,000 |
| FUTUREFUEL CORPORATION | COM | 36116M106 | — | 48,292 shares | $574,000 |
| TEXTAINER GROUP HOLDINGS LTD | SHS | G8766E109 | — | 18,416 shares | $573,000 |
| ARIAD PHARMACEUTICALS INC | COM | 04033A100 | CALL | 105,900 shares | $572,000 |
| BRIGGS & STRATTON CORP | COM | 109043109 | — | 31,734 shares | $572,000 |
| BROWN & BROWN INC | COM | 115236101 | — | 17,784 shares | $572,000 |
| CANADIAN SOLAR INC | COM | 136635109 | PUT | 16,000 shares | $572,000 |
| XILINX INC | COM | 983919101 | — | 13,500 shares | $572,000 |
| CARMAX INC | COM | 143130102 | — | 12,300 shares | $571,000 |
| MIDCOAST ENERGY PARTNERS L P | COM UT LTD PTN | 59564N103 | — | 25,609 shares | $571,000 |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | CALL | 12,400 shares | $570,000 |
| HOVNANIAN ENTERPRISES INC | CL A | 442487203 | — | 155,320 shares | $570,000 |
| KULICKE & SOFFA INDS INC | COM | 501242101 | — | 40,033 shares | $570,000 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | — | 25,015 shares | $570,000 |
| COMPUTER SCIENCES CORP | COM | 205363104 | — | 9,300 shares | $569,000 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | PUT | 5,100 shares | $569,000 |
| NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | — | 117,942 shares | $568,000 |
| ROBERT HALF INTL INC | COM | 770323103 | — | 11,600 shares | $568,000 |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | — | 42,299 shares | $567,000 |
| COBALT INTL ENERGY INC | COM | 19075F106 | CALL | 41,700 shares | $567,000 |
| POWERSHS DB MULTI SECT COMM | DB OIL FUND | 73936B507 | — | 20,895 shares | $567,000 |
| SPRINT CORP | COM SER 1 | 85207U105 | — | 89,430 shares | $567,000 |
| TIM HORTONS INC | COM | 88706M103 | — | 7,198 shares | $567,000 |
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | CALL | 7,000 shares | $566,000 |
| AMERICAN ASSETS TR INC | COM | 024013104 | — | 17,148 shares | $565,000 |
| AMN HEALTHCARE SERVICES INC | COM | 001744101 | — | 36,000 shares | $565,000 |
| FIRST TR EXCHANGE TRADED FD | CAP STRENGTH ETF | 33733E104 | — | 15,888 shares | $565,000 |
| NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | — | 20,296 shares | $565,000 |
| PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | PUT | 4,800 shares | $565,000 |
| ANDERSONS INC | COM | 034164103 | — | 8,974 shares | $564,000 |
| ANNALY CAP MGMT INC | COM | 035710409 | — | 52,800 shares | $564,000 |
| GLOBAL PARTNERS LP | COM UNITS | 37946R109 | — | 13,525 shares | $564,000 |
| GROUPON INC | COM CL A | 399473107 | PUT | 84,400 shares | $564,000 |
| AVON PRODS INC | COM | 054303102 | PUT | 44,700 shares | $563,000 |
| BALCHEM CORP | COM | 057665200 | — | 9,949 shares | $563,000 |
| KIMCO RLTY CORP | COM | 49446R109 | — | 25,676 shares | $563,000 |
| GASTAR EXPL INC NEW | COM | 36729W202 | — | 95,762 shares | $562,000 |
| ARM HLDGS PLC | SPONSORED ADR | 042068106 | — | 12,842 shares | $561,000 |