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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BEST BUY INC | COM | 086516101 | — | 16,700 shares | $561,000 |
| COLFAX CORP | COM | 194014106 | — | 9,849 shares | $561,000 |
| KINROSS GOLD CORP | COM NO PAR | 496902404 | — | 169,964 shares | $561,000 |
| PIER 1 IMPORTS INC | COM | 720279108 | — | 47,195 shares | $561,000 |
| STILLWATER MNG CO | COM | 86074Q102 | CALL | 37,300 shares | $561,000 |
| AUTODESK INC | COM | 052769106 | — | 10,160 shares | $560,000 |
| AVIVA PLC | ADR | 05382A104 | — | 33,072 shares | $560,000 |
| EXPEDITORS INTL WASH INC | COM | 302130109 | — | 13,800 shares | $560,000 |
| ISHARES | GLB AGRIC PR ETF | 464286350 | — | 21,007 shares | $560,000 |
| MERCURY GENL CORP NEW | COM | 589400100 | — | 11,479 shares | $560,000 |
| WESTERN UN CO | COM | 959802109 | — | 34,900 shares | $560,000 |
| BARCLAYS BANK PLC | ETN DJUBSCOCO 38 | 06739H313 | — | 12,796 shares | $559,000 |
| CASS INFORMATION SYS INC | COM | 14808P109 | — | 13,504 shares | $559,000 |
| CURRENCYSHARES CDN DLR TR | CDN DOLLAR SHS | 23129X105 | CALL | 6,300 shares | $559,000 |
| FLEETCOR TECHNOLOGIES INC | COM | 339041105 | — | 3,933 shares | $559,000 |
| LMP REAL ESTATE INCOME FD IN | COM | 50208C108 | — | 49,808 shares | $559,000 |
| PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | — | 28,246 shares | $559,000 |
| ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | — | 8,300 shares | $559,000 |
| SOUTHERN CO | COM | 842587107 | PUT | 12,800 shares | $559,000 |
| CLEARWATER PAPER CORP | COM | 18538R103 | — | 9,290 shares | $558,000 |
| COMERICA INC | COM | 200340107 | — | 11,200 shares | $558,000 |
| ISHARES | EUR DEV RE ETF | 464288471 | — | 15,922 shares | $558,000 |
| KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | — | 15,962 shares | $558,000 |
| KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | — | 17,612 shares | $558,000 |
| LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | — | 11,872 shares | $558,000 |
| MATTEL INC | COM | 577081102 | — | 18,200 shares | $558,000 |
| MURPHY OIL CORP | COM | 626717102 | — | 9,800 shares | $558,000 |
| WALTER ENERGY INC | COM | 93317Q105 | — | 238,257 shares | $558,000 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | — | 15,400 shares | $557,000 |
| ILLUMINA INC | COM | 452327109 | PUT | 3,400 shares | $557,000 |
| MERITOR INC | COM | 59001K100 | — | 51,356 shares | $557,000 |
| POWERSHS DB MULTI SECT COMM | DB SILVER FUND | 73936B309 | — | 20,103 shares | $557,000 |
| SMITH & WESSON HLDG CORP | COM | 831756101 | — | 59,054 shares | $557,000 |
| SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | — | 6,779 shares | $557,000 |
| MDU RES GROUP INC | COM | 552690109 | CALL | 20,000 shares | $556,000 |
| SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | CALL | 6,500 shares | $556,000 |
| CALAMP CORP | COM | 128126109 | PUT | 31,500 shares | $555,000 |
| SCHOLASTIC CORP | COM | 807066105 | — | 17,158 shares | $555,000 |
| ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | — | 31,975 shares | $554,000 |
| HERBALIFE LTD | COM USD SHS | G4412G101 | — | 12,672 shares | $554,000 |
| JUNIPER NETWORKS INC | COM | 48203R104 | — | 25,000 shares | $554,000 |
| POLARIS INDS INC | COM | 731068102 | — | 3,700 shares | $554,000 |
| WESTERN ASSET INCOME FD | COM | 95766T100 | — | 41,383 shares | $554,000 |
| AIR LEASE CORP | CL A | 00912X302 | — | 17,017 shares | $553,000 |
| HARLEY DAVIDSON INC | COM | 412822108 | PUT | 9,500 shares | $553,000 |
| PIMCO ETF TR | GB ADV INF BD | 72201R791 | — | 11,552 shares | $553,000 |
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | — | 22,083 shares | $553,000 |
| RESMED INC | COM | 761152107 | — | 11,220 shares | $553,000 |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | — | 7,074 shares | $552,000 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | PUT | 4,700 shares | $552,000 |
| ENTERGY CORP NEW | COM | 29364G103 | — | 7,123 shares | $551,000 |
| COEUR MNG INC | COM NEW | 192108504 | — | 110,973 shares | $550,000 |
| COVIDIEN PLC | SHS | G2554F113 | — | 6,360 shares | $550,000 |
| ROCK-TENN CO | CL A | 772739207 | — | 11,558 shares | $550,000 |
| UNITED FINL BANCORP INC NEW | COM | 910304104 | — | 43,366 shares | $550,000 |
| YANDEX N V | SHS CLASS A | N97284108 | CALL | 19,800 shares | $550,000 |
| PEBBLEBROOK HOTEL TR | COM | 70509V100 | — | 14,700 shares | $549,000 |
| SUN LIFE FINL INC | COM | 866796105 | — | 15,134 shares | $549,000 |
| TOWERS WATSON & CO | CL A | 891894107 | — | 5,514 shares | $549,000 |
| FNB CORP PA | COM | 302520101 | — | 45,722 shares | $548,000 |
| MYLAN INC | COM | 628530107 | — | 12,048 shares | $548,000 |
| SUNOPTA INC | COM | 8676EP108 | — | 45,409 shares | $548,000 |
| ZILLOW INC | CL A | 98954A107 | — | 4,712 shares | $547,000 |
| EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | CALL | 13,600 shares | $546,000 |
| ISHARES | DEVSMCP EXNA ETF | 464288497 | — | 12,695 shares | $546,000 |
| ITT CORP NEW | COM NEW | 450911201 | — | 12,140 shares | $546,000 |
| NETAPP INC | COM | 64110D104 | PUT | 12,700 shares | $546,000 |
| AMERICAN HOMES 4 RENT | CL A | 02665T306 | — | 32,268 shares | $545,000 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 | — | 8,987 shares | $545,000 |
| DIAMONDROCK HOSPITALITY CO | COM | 252784301 | — | 42,896 shares | $544,000 |
| MERITOR INC | COM | 59001K100 | PUT | 50,000 shares | $543,000 |
| RYDEX ETF TRUST | GUG S&P500EQWTUT | 78355W791 | — | 7,564 shares | $543,000 |
| BRANDYWINE RLTY TR | SH BEN INT NEW | 105368203 | — | 38,486 shares | $542,000 |
| COUSINS PPTYS INC | COM | 222795106 | — | 45,380 shares | $542,000 |
| YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | — | 174,216 shares | $542,000 |
| EDUCATION MGMT CORP NEW | COM | 28140M103 | CALL | 496,200 shares | $541,000 |
| TALISMAN ENERGY INC | COM | 87425E103 | — | 62,600 shares | $541,000 |
| TOTAL S A | SPONSORED ADR | 89151E109 | PUT | 8,400 shares | $541,000 |
| GARRISON CAP INC | COM | 366554103 | — | 37,300 shares | $540,000 |
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | CALL | 17,900 shares | $540,000 |
| LKQ CORP | COM | 501889208 | — | 20,300 shares | $540,000 |
| BEST BUY INC | COM | 086516101 | — | 16,050 shares | $539,000 |
| BRANDYWINE RLTY TR | SH BEN INT NEW | 105368203 | — | 38,203 shares | $538,000 |
| EDUCATION RLTY TR INC | COM | 28140H104 | — | 52,375 shares | $538,000 |
| NUVEEN NY PERFORM PLUS MUN F | COM | 67062R104 | — | 38,588 shares | $538,000 |
| ABERDEEN GLOBAL INCOME FD IN | COM | 003013109 | — | 50,152 shares | $537,000 |
| BUFFALO WILD WINGS INC | COM | 119848109 | PUT | 4,000 shares | $537,000 |
| INVENSENSE INC | COM | 46123D205 | PUT | 27,200 shares | $537,000 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | — | 10,850 shares | $537,000 |
| QUANTA SVCS INC | COM | 74762E102 | — | 14,800 shares | $537,000 |
| RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | — | 5,508 shares | $537,000 |
| AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | — | 21,225 shares | $535,000 |
| PROSPERITY BANCSHARES INC | COM | 743606105 | — | 9,360 shares | $535,000 |
| QUALYS INC | COM | 74758T303 | — | 20,128 shares | $535,000 |
| SPDR SERIES TRUST | SM CAP COMPLETE | 78464A847 | — | 6,477 shares | $535,000 |
| EQT CORP | COM | 26884L109 | — | 5,833 shares | $534,000 |
| GREIF INC | CL A | 397624107 | — | 12,196 shares | $534,000 |
| PROSHARES TR | PSHS SHORT DOW30 | 74347R701 | — | 21,662 shares | $534,000 |
| TEAM HEALTH HOLDINGS INC | COM | 87817A107 | CALL | 9,200 shares | $534,000 |
| FIDELITY | MSCI INDL INDX | 316092709 | — | 19,479 shares | $533,000 |