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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TECK RESOURCES LTD | CL B | 878742204 | CALL | 21,900 shares | $414,000 |
| UNIVERSAL CORP VA | COM | 913456109 | — | 9,322 shares | $414,000 |
| ADVISORSHARES TR | RANGER EQUITY BE | 00768Y883 | — | 34,663 shares | $413,000 |
| AMERICAN EQTY INVT LIFE HLD | COM | 025676206 | — | 18,033 shares | $413,000 |
| APPLE INC | COM | 037833100 | CALL | 4,100 shares | $413,000 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | — | 3,200 shares | $413,000 |
| NACCO INDS INC | CL A | 629579103 | — | 8,299 shares | $413,000 |
| PILGRIMS PRIDE CORP NEW | COM | 72147K108 | — | 13,516 shares | $413,000 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | — | 12,563 shares | $413,000 |
| SALIX PHARMACEUTICALS INC | COM | 795435106 | — | 2,643 shares | $413,000 |
| CUSHING MLP TOTAL RETURN FD | COM SHS | 231631102 | — | 47,791 shares | $412,000 |
| HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | — | 19,434 shares | $412,000 |
| SPRAGUE RES LP | COM UNIT REP LTD | 849343108 | — | 16,165 shares | $411,000 |
| ALEXANDER & BALDWIN INC NEW | COM | 014491104 | — | 11,412 shares | $410,000 |
| AZZ INC | COM | 002474104 | — | 9,804 shares | $410,000 |
| EASTGROUP PPTY INC | COM | 277276101 | — | 6,760 shares | $410,000 |
| ELECTRONIC ARTS INC | COM | 285512109 | CALL | 11,500 shares | $410,000 |
| NEWS CORP NEW | CL A | 65249B109 | — | 25,050 shares | $410,000 |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | — | 10,777 shares | $410,000 |
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | PUT | 43,000 shares | $409,000 |
| POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | CALL | 16,000 shares | $409,000 |
| AUTOZONE INC | COM | 053332102 | CALL | 800 shares | $408,000 |
| BROWN FORMAN CORP | CL A | 115637100 | — | 4,573 shares | $408,000 |
| FINISH LINE INC | CL A | 317923100 | — | 16,283 shares | $408,000 |
| HUANENG PWR INTL INC | SPON ADR H SHS | 443304100 | — | 9,346 shares | $408,000 |
| ISHARES | RUS TOP 200 ETF | 464289446 | — | 9,080 shares | $408,000 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | — | 9,580 shares | $408,000 |
| NAVIENT CORP | COM | 63938C108 | — | 23,027 shares | $408,000 |
| PICO HLDGS INC | COM NEW | 693366205 | — | 20,467 shares | $408,000 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | PUT | 12,400 shares | $408,000 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | — | 13,434 shares | $407,000 |
| COBIZ FINANCIAL INC | COM | 190897108 | — | 36,410 shares | $407,000 |
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | CALL | 11,900 shares | $407,000 |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | — | 15,499 shares | $407,000 |
| VERIFONE SYS INC | COM | 92342Y109 | — | 11,830 shares | $407,000 |
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | — | 2,342 shares | $407,000 |
| WASHINGTON REAL ESTATE INVT | SH BEN INT | 939653101 | — | 16,049 shares | $407,000 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 | CALL | 11,000 shares | $406,000 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | — | 25,600 shares | $406,000 |
| PHILIPPINE LONG DISTANCE TEL | SPONSORED ADR | 718252604 | — | 5,890 shares | $406,000 |
| TYLER TECHNOLOGIES INC | COM | 902252105 | — | 4,593 shares | $406,000 |
| BALL CORP | COM | 058498106 | — | 6,400 shares | $405,000 |
| RYDEX ETF TRUST | GUG RUSS2000 EQL | 78355W585 | — | 9,455 shares | $404,000 |
| U S G CORP | COM NEW | 903293405 | PUT | 14,700 shares | $404,000 |
| WASTE MGMT INC DEL | COM | 94106L109 | CALL | 8,500 shares | $404,000 |
| MAIDEN HOLDINGS LTD | SHS | G5753U112 | — | 36,350 shares | $403,000 |
| SABRE CORP | COM | 78573M104 | CALL | 22,500 shares | $403,000 |
| STAPLES INC | COM | 855030102 | — | 33,300 shares | $403,000 |
| BANCOLOMBIA S A | SPON ADR PREF | 05968L102 | — | 7,094 shares | $402,000 |
| BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | CALL | 23,500 shares | $402,000 |
| KNOLL INC | COM NEW | 498904200 | — | 23,215 shares | $402,000 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 | CALL | 38,900 shares | $401,000 |
| MCCORMICK & CO INC | COM NON VTG | 579780206 | — | 6,000 shares | $401,000 |
| NUVEEN NJ PREM INCOME MUN FD | COM | 67101N106 | — | 29,403 shares | $401,000 |
| T-MOBILE US INC | COM | 872590104 | — | 13,900 shares | $401,000 |
| GARMIN LTD | SHS | H2906T109 | — | 7,700 shares | $400,000 |
| SKECHERS U S A INC | CL A | 830566105 | CALL | 7,500 shares | $400,000 |
| CROSS TIMBERS RTY TR | TR UNIT | 22757R109 | — | 12,548 shares | $399,000 |
| CALAMP CORP | COM | 128126109 | — | 22,583 shares | $398,000 |
| CIENA CORP | COM NEW | 171779309 | — | 23,781 shares | $398,000 |
| NUVEEN MD PREM INCOME MUN FD | COM | 67061Q107 | — | 31,794 shares | $398,000 |
| SEI INVESTMENTS CO | COM | 784117103 | — | 11,000 shares | $398,000 |
| SOUTHSIDE BANCSHARES INC | COM | 84470P109 | — | 11,976 shares | $398,000 |
| ARM HLDGS PLC | SPONSORED ADR | 042068106 | — | 9,092 shares | $397,000 |
| CAMPBELL SOUP CO | COM | 134429109 | PUT | 9,300 shares | $397,000 |
| CHAMBERS STR PPTYS | COM | 157842105 | — | 52,700 shares | $397,000 |
| FIRST TR EXCH TRD ALPHA FD I | JAPAN ALPHADEX | 33737J158 | — | 8,496 shares | $397,000 |
| ISHARES TR | CHINA ETF | 46429B671 | — | 8,385 shares | $397,000 |
| PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | — | 16,077 shares | $397,000 |
| SPDR INDEX SHS FDS | S&P RUSSIA ETF | 78463X558 | — | 18,098 shares | $397,000 |
| ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | — | 13,884 shares | $396,000 |
| GREENBRIER COS INC | COM | 393657101 | PUT | 5,400 shares | $396,000 |
| PROSHARES TR | ULTSHRT QQQ | 74348A426 | — | 8,920 shares | $396,000 |
| FIRST NIAGARA FINL GP INC | COM | 33582V108 | — | 47,436 shares | $395,000 |
| NEWMARKET CORP | COM | 651587107 | — | 1,036 shares | $395,000 |
| RALPH LAUREN CORP | CL A | 751212101 | PUT | 2,400 shares | $395,000 |
| SYNAPTICS INC | COM | 87157D109 | CALL | 5,400 shares | $395,000 |
| BLACKROCK INC | COM | 09247X101 | CALL | 1,200 shares | $394,000 |
| ENERGIZER HLDGS INC | COM | 29266R108 | — | 3,200 shares | $394,000 |
| GENERAL DYNAMICS CORP | COM | 369550108 | CALL | 3,100 shares | $394,000 |
| ISHARES | GL CLEAN ENE ETF | 464288224 | — | 36,228 shares | $394,000 |
| MAGNUM HUNTER RES CORP DEL | COM | 55973B102 | — | 70,665 shares | $394,000 |
| NATIONAL HEALTH INVS INC | COM | 63633D104 | — | 6,900 shares | $394,000 |
| NCR CORP NEW | COM | 62886E108 | CALL | 11,800 shares | $394,000 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | — | 25,159 shares | $394,000 |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | — | 9,570 shares | $393,000 |
| PETSMART INC | COM | 716768106 | — | 5,600 shares | $393,000 |
| SPDR SERIES TRUST | HLTH CR EQUIP | 78464A581 | — | 5,240 shares | $392,000 |
| ANN INC | COM | 035623107 | PUT | 9,500 shares | $391,000 |
| LANCASTER COLONY CORP | COM | 513847103 | — | 4,589 shares | $391,000 |
| WHITE MTNS INS GROUP LTD | COM | G9618E107 | — | 620 shares | $391,000 |
| ARENA PHARMACEUTICALS INC | COM | 040047102 | — | 93,000 shares | $390,000 |
| FRANKLIN UNVL TR | SH BEN INT | 355145103 | — | 55,520 shares | $390,000 |
| JACOBS ENGR GROUP INC DEL | COM | 469814107 | — | 7,996 shares | $390,000 |
| MARLIN MIDSTREAM PARTNERS LP | COM UTLTD PTN IN | 57118V100 | — | 18,275 shares | $390,000 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | — | 3,798 shares | $389,000 |
| LUXOFT HLDG INC | ORD SHS CL A | G57279104 | — | 10,456 shares | $389,000 |
| POWERSHARES GLOBAL ETF TRUST | WK VRDO TX FR | 73936T433 | — | 15,587 shares | $389,000 |
| TORCHMARK CORP | COM | 891027104 | — | 7,427 shares | $389,000 |
| ADAMS EXPRESS CO | COM | 006212104 | — | 27,820 shares | $388,000 |