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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 59,170 shares | $388,000 |
| COHEN & STEERS INC | COM | 19247A100 | — | 10,087 shares | $388,000 |
| GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | — | 26,822 shares | $388,000 |
| GLOBUS MED INC | CL A | 379577208 | — | 19,700 shares | $388,000 |
| TOWERS WATSON & CO | CL A | 891894107 | — | 3,900 shares | $388,000 |
| DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | — | 10,250 shares | $387,000 |
| JOURNAL COMMUNICATIONS INC | CL A | 481130102 | — | 45,875 shares | $387,000 |
| OMNICELL INC | COM | 68213N109 | — | 14,176 shares | $387,000 |
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | PUT | 19,000 shares | $386,000 |
| CLIFFS NAT RES INC | COM | 18683K101 | PUT | 37,200 shares | $386,000 |
| FAMILY DLR STORES INC | COM | 307000109 | CALL | 5,000 shares | $386,000 |
| GUGGENHEIM ENHNCD EQTY INCM | COM | 40167B100 | — | 42,886 shares | $386,000 |
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | — | 4,777 shares | $386,000 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 8,100 shares | $386,000 |
| VERISIGN INC | COM | 92343E102 | — | 7,000 shares | $386,000 |
| BIOTELEMETRY INC | COM | 090672106 | — | 57,376 shares | $385,000 |
| CBOE HLDGS INC | COM | 12503M108 | CALL | 7,200 shares | $385,000 |
| COMPASS DIVERSIFIED HOLDINGS | SH BEN INT | 20451Q104 | — | 21,972 shares | $385,000 |
| DENBURY RES INC | COM NEW | 247916208 | — | 25,585 shares | $385,000 |
| DIGITALGLOBE INC | COM NEW | 25389M877 | — | 13,513 shares | $385,000 |
| DOMINOS PIZZA INC | COM | 25754A201 | PUT | 5,000 shares | $385,000 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 | — | 37,298 shares | $385,000 |
| MULTIMEDIA GAMES HLDG CO INC | COM | 625453105 | CALL | 10,700 shares | $385,000 |
| RF MICRODEVICES INC | COM | 749941100 | PUT | 33,400 shares | $385,000 |
| CHESAPEAKE ENERGY CORP | PFD CONV | 165167842 | — | 4,004 shares | $384,000 |
| FIVE BELOW INC | COM | 33829M101 | CALL | 9,700 shares | $384,000 |
| FUELCELL ENERGY INC | COM | 35952H106 | — | 183,720 shares | $384,000 |
| HCC INS HLDGS INC | COM | 404132102 | — | 7,945 shares | $384,000 |
| MARKET VECTORS ETF TR | GAMING ETF | 57060U829 | — | 8,848 shares | $384,000 |
| NOBLE CORP PLC | SHS USD | G65431101 | — | 17,300 shares | $384,000 |
| SEALED AIR CORP NEW | COM | 81211K100 | — | 11,000 shares | $384,000 |
| SLM CORP | COM | 78442P106 | — | 44,874 shares | $384,000 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | CALL | 7,500 shares | $383,000 |
| CLEAN HARBORS INC | COM | 184496107 | — | 7,096 shares | $383,000 |
| UNIFIRST CORP MASS | COM | 904708104 | — | 3,969 shares | $383,000 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | — | 15,971 shares | $382,000 |
| EATON VANCE CA MUNI INCOME T | SH BEN INT | 27826F101 | — | 30,922 shares | $382,000 |
| HERITAGE INS HLDGS INC | COM | 42727J102 | — | 25,341 shares | $382,000 |
| ASPEN TECHNOLOGY INC | COM | 045327103 | — | 10,109 shares | $381,000 |
| CIGNA CORPORATION | COM | 125509109 | PUT | 4,200 shares | $381,000 |
| KIRBY CORP | COM | 497266106 | — | 3,230 shares | $381,000 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | — | 4,228 shares | $381,000 |
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | — | 3,680 shares | $381,000 |
| SOLARCITY CORP | COM | 83416T100 | CALL | 6,400 shares | $381,000 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | — | 6,666 shares | $380,000 |
| DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | — | 31,283 shares | $380,000 |
| FIRST TR EXCH TRD ALPHA FD I | ASIA EX JAPAN | 33737J109 | — | 12,573 shares | $380,000 |
| HOSPIRA INC | COM | 441060100 | — | 7,301 shares | $380,000 |
| FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | — | 55,150 shares | $379,000 |
| SENSATA TECHNOLOGIES HLDG NV | SHS | N7902X106 | — | 8,500 shares | $379,000 |
| ACADIA RLTY TR | COM SH BEN INT | 004239109 | — | 13,690 shares | $378,000 |
| LEIDOS HLDGS INC | COM | 525327102 | — | 11,020 shares | $378,000 |
| OCEANEERING INTL INC | COM | 675232102 | — | 5,800 shares | $378,000 |
| POWERSHS DB MULTI SECT COMM | DB PREC MTLS | 73936B200 | — | 9,961 shares | $378,000 |
| SANMINA CORPORATION | COM | 801056102 | — | 18,116 shares | $378,000 |
| SPDR INDEX SHS FDS | RUSS NOMURA PR | 78463X830 | — | 8,328 shares | $378,000 |
| VALSPAR CORP | COM | 920355104 | — | 4,786 shares | $378,000 |
| MBIA INC | COM | 55262C100 | CALL | 41,100 shares | $377,000 |
| ALLEGHANY CORP DEL | COM | 017175100 | — | 900 shares | $376,000 |
| IHS INC | CL A | 451734107 | — | 3,000 shares | $376,000 |
| ISHARES | EMGR MKT INF ETF | 464288216 | — | 10,911 shares | $376,000 |
| LOGITECH INTL S A | SHS | H50430232 | — | 29,360 shares | $376,000 |
| PANERA BREAD CO | CL A | 69840W108 | — | 2,313 shares | $376,000 |
| GLIMCHER RLTY TR | SH BEN INT | 379302102 | — | 27,681 shares | $375,000 |
| ISHARES | EM MKT SM-CP ETF | 464286475 | — | 7,623 shares | $375,000 |
| MDC PARTNERS INC | CL A SUB VTG | 552697104 | — | 19,560 shares | $375,000 |
| HASBRO INC | COM | 418056107 | — | 6,800 shares | $374,000 |
| HEARTLAND PMT SYS INC | COM | 42235N108 | — | 7,837 shares | $374,000 |
| CHART INDS INC | COM PAR $0.01 | 16115Q308 | PUT | 6,100 shares | $373,000 |
| HUNTINGTON BANCSHARES INC | PFD CONV SER A | 446150401 | — | 281 shares | $373,000 |
| SUNPOWER CORP | COM | 867652406 | — | 11,000 shares | $373,000 |
| ARGAN INC | COM | 04010E109 | — | 11,134 shares | $372,000 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 | CALL | 20,300 shares | $372,000 |
| NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | — | 25,189 shares | $372,000 |
| VARIAN MED SYS INC | COM | 92220P105 | — | 4,649 shares | $372,000 |
| VERISK ANALYTICS INC | CL A | 92345Y106 | — | 6,112 shares | $372,000 |
| CRANE CO | COM | 224399105 | — | 5,868 shares | $371,000 |
| PROSHARES TR II | SHT VIX ST TRM | 74347W627 | — | 4,951 shares | $371,000 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 | — | 30,500 shares | $371,000 |
| WORKDAY INC | CL A | 98138H101 | — | 4,500 shares | $371,000 |
| COOPER COS INC | COM NEW | 216648402 | — | 2,375 shares | $370,000 |
| HALCON RES CORP | COM NEW | 40537Q209 | — | 93,449 shares | $370,000 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | PUT | 4,100 shares | $370,000 |
| MIDDLEBY CORP | COM | 596278101 | CALL | 4,200 shares | $370,000 |
| AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | — | 7,800 shares | $369,000 |
| REX AMERICAN RESOURCES CORP | COM | 761624105 | — | 5,060 shares | $369,000 |
| AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | — | 17,323 shares | $368,000 |
| BIOSCRIP INC | COM | 09069N108 | CALL | 53,300 shares | $368,000 |
| PIMCO ETF TR | SHTRM MUN BOND | 72201R874 | — | 7,305 shares | $368,000 |
| UNILEVER PLC | SPON ADR NEW | 904767704 | — | 8,789 shares | $368,000 |
| VANGUARD WHITEHALL FDS INC | EMERG MKT BD ETF | 921946885 | — | 4,678 shares | $368,000 |
| AMER RLTY CAP HEALTHCAR TR I | COM | 02917R108 | — | 35,000 shares | $367,000 |
| ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | CALL | 3,300 shares | $367,000 |
| MARKET VECTORS ETF TR | BIOTECH ETF | 57060U183 | — | 3,471 shares | $367,000 |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | PUT | 27,200 shares | $367,000 |
| OGE ENERGY CORP | COM | 670837103 | — | 9,900 shares | $367,000 |
| BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | — | 26,186 shares | $366,000 |
| MARKET VECTORS ETF TR | INDONESIA ETF | 57060U753 | — | 14,654 shares | $366,000 |
| PINNACLE WEST CAP CORP | COM | 723484101 | — | 6,700 shares | $366,000 |
| QLIK TECHNOLOGIES INC | COM | 74733T105 | — | 13,540 shares | $366,000 |