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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| STONEMOR PARTNERS L P | COM UNITS | 86183Q100 | — | 14,205 shares | $366,000 |
| WESTERN ASSET MTG CAP CORP | COM | 95790D105 | — | 24,784 shares | $366,000 |
| ORBOTECH LTD | ORD | M75253100 | — | 23,405 shares | $365,000 |
| PROSHARES TR | SHRT SMALLCAP60 | 74348A376 | — | 6,266 shares | $365,000 |
| STIFEL FINL CORP | COM | 860630102 | — | 7,774 shares | $365,000 |
| AES TR III | PFD CV 6.75% | 00808N202 | — | 7,096 shares | $364,000 |
| COPA HOLDINGS SA | CL A | P31076105 | — | 3,388 shares | $364,000 |
| FIDELITY | MSCI INFO TECH I | 316092808 | — | 12,103 shares | $364,000 |
| OCI RES LP | COM UNIT LTD | 67081B106 | — | 15,978 shares | $364,000 |
| PRECISION DRILLING CORP | COM 2010 | 74022D308 | — | 33,753 shares | $364,000 |
| SEMTECH CORP | COM | 816850101 | — | 13,399 shares | $364,000 |
| THE ADT CORPORATION | COM | 00101J106 | — | 10,278 shares | $364,000 |
| BARCLAYS PLC | ADR | 06738E204 | CALL | 24,500 shares | $363,000 |
| HEALTHCARE RLTY TR | COM | 421946104 | — | 15,334 shares | $363,000 |
| HERSHEY CO | COM | 427866108 | PUT | 3,800 shares | $363,000 |
| INLAND REAL ESTATE CORP | COM NEW | 457461200 | — | 36,612 shares | $363,000 |
| QIAGEN NV | REG SHS | N72482107 | — | 15,943 shares | $363,000 |
| QUESTAR CORP | COM | 748356102 | — | 16,300 shares | $363,000 |
| UNIVERSAL INS HLDGS INC | COM | 91359V107 | — | 28,076 shares | $363,000 |
| ARCH CAP GROUP LTD | ORD | G0450A105 | — | 6,607 shares | $362,000 |
| BIG LOTS INC | COM | 089302103 | CALL | 8,400 shares | $362,000 |
| GRAHAM HLDGS CO | COM | 384637104 | — | 518 shares | $362,000 |
| GRANITE REAL ESTATE INVT TR | UNIT 99/99/9999 | 387437114 | — | 10,471 shares | $362,000 |
| HUNT J B TRANS SVCS INC | COM | 445658107 | — | 4,888 shares | $362,000 |
| MACK CALI RLTY CORP | COM | 554489104 | — | 18,938 shares | $362,000 |
| MAUI LD & PINEAPPLE INC | COM | 577345101 | — | 63,491 shares | $362,000 |
| ROCK-TENN CO | CL A | 772739207 | — | 7,600 shares | $362,000 |
| TIMKENSTEEL CORP | COM | 887399103 | — | 7,785 shares | $362,000 |
| YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | — | 116,304 shares | $362,000 |
| BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | — | 26,262 shares | $361,000 |
| ISHARES TR | TRS FLT RT BD | 46434V860 | — | 7,200 shares | $361,000 |
| NBT BANCORP INC | COM | 628778102 | — | 16,042 shares | $361,000 |
| EATON VANCE NY MUNI INCOME T | SH BEN INT | 27826W104 | — | 25,937 shares | $360,000 |
| ELIZABETH ARDEN INC | COM | 28660G106 | — | 21,484 shares | $360,000 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | PUT | 3,400 shares | $360,000 |
| ISHARES | ASIA DEV RE ETF | 464288463 | — | 11,607 shares | $360,000 |
| MOBILE TELESYSTEMS OJSC | SPONSORED ADR | 607409109 | — | 24,092 shares | $360,000 |
| PICO HLDGS INC | COM NEW | 693366205 | — | 18,060 shares | $360,000 |
| SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | PUT | 6,800 shares | $360,000 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | PUT | 6,000 shares | $359,000 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 | — | 134,131 shares | $359,000 |
| TFS FINL CORP | COM | 87240R107 | — | 25,065 shares | $359,000 |
| CHEFS WHSE INC | COM | 163086101 | — | 22,032 shares | $358,000 |
| DIREXION SHS ETF TR | DLY TECH BULL 3X | 25459W102 | — | 2,838 shares | $358,000 |
| INTEROIL CORP | COM | 460951106 | CALL | 6,600 shares | $358,000 |
| MICROSEMI CORP | COM | 595137100 | — | 14,089 shares | $358,000 |
| MSC INDL DIRECT INC | CL A | 553530106 | — | 4,186 shares | $358,000 |
| SAFEWAY INC | COM NEW | 786514208 | — | 10,429 shares | $358,000 |
| CST BRANDS INC | COM | 12646R105 | — | 9,919 shares | $357,000 |
| FIDELITY COMWLTH TR | NDQ CP IDX TRK | 315912808 | — | 2,023 shares | $357,000 |
| HOLOGIC INC | COM | 436440101 | — | 14,693 shares | $357,000 |
| CHESAPEAKE LODGING TR | SH BEN INT | 165240102 | — | 12,200 shares | $356,000 |
| CREE INC | COM | 225447101 | — | 8,700 shares | $356,000 |
| FIRST TR ISE GLOBAL ENGR & C | COM | 33736M103 | — | 7,367 shares | $356,000 |
| HYATT HOTELS CORP | COM CL A | 448579102 | — | 5,884 shares | $356,000 |
| JACOBS ENGR GROUP INC DEL | COM | 469814107 | — | 7,300 shares | $356,000 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | — | 3,500 shares | $356,000 |
| U S SILICA HLDGS INC | COM | 90346E103 | PUT | 5,700 shares | $356,000 |
| VANTAGE DRILLING COMPANY | ORD SHS | G93205113 | — | 279,970 shares | $356,000 |
| BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | PUT | 19,000 shares | $355,000 |
| DRYSHIPS INC | SHS | Y2109Q101 | — | 143,826 shares | $355,000 |
| HILL ROM HLDGS INC | COM | 431475102 | — | 8,570 shares | $355,000 |
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | — | 9,150 shares | $355,000 |
| INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | — | 26,458 shares | $355,000 |
| MORNINGSTAR INC | COM | 617700109 | — | 5,210 shares | $354,000 |
| AVNET INC | COM | 053807103 | — | 8,500 shares | $353,000 |
| KBR INC | COM | 48242W106 | — | 18,757 shares | $353,000 |
| NEUSTAR INC | CL A | 64126X201 | PUT | 14,200 shares | $353,000 |
| PS BUSINESS PKS INC CALIF | COM | 69360J107 | — | 4,639 shares | $353,000 |
| SPDR INDEX SHS FDS | INTL ENRGY ETF | 78463X715 | — | 13,771 shares | $353,000 |
| ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | — | 35,283 shares | $352,000 |
| AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | — | 9,645 shares | $352,000 |
| EMPRESA NACIONAL DE ELCTRCID | SPONSORED ADR | 29244T101 | — | 8,000 shares | $352,000 |
| NUVEEN CA SELECT TAX FREE PR | SH BEN INT | 67063R103 | — | 22,880 shares | $352,000 |
| PROASSURANCE CORP | COM | 74267C106 | — | 7,990 shares | $352,000 |
| SWIFT ENERGY CO | COM | 870738101 | — | 36,700 shares | $352,000 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | — | 12,093 shares | $351,000 |
| BRUKER CORP | COM | 116794108 | — | 18,941 shares | $351,000 |
| CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | — | 25,283 shares | $351,000 |
| CENTRAL EUROPEAN MEDIA ENTRP | CL A NEW | G20045202 | — | 156,175 shares | $351,000 |
| GOVERNMENT PPTYS INCOME TR | COM SHS BEN INT | 38376A103 | — | 16,041 shares | $351,000 |
| GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | — | 175,430 shares | $351,000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | PUT | 1,800 shares | $351,000 |
| NOODLES & CO | CL A | 65540B105 | — | 18,295 shares | $351,000 |
| PACKAGING CORP AMER | COM | 695156109 | CALL | 5,500 shares | $351,000 |
| TELEPHONE & DATA SYS INC | COM NEW | 879433829 | — | 14,640 shares | $351,000 |
| YAMANA GOLD INC | COM | 98462Y100 | — | 58,569 shares | $351,000 |
| PRIVATEBANCORP INC | COM | 742962103 | — | 11,688 shares | $350,000 |
| AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | — | 24,029 shares | $349,000 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | CALL | 9,000 shares | $349,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | — | 13,588 shares | $349,000 |
| FLIR SYS INC | COM | 302445101 | — | 11,151 shares | $349,000 |
| LIONS GATE ENTMNT CORP | COM NEW | 535919203 | PUT | 10,600 shares | $349,000 |
| NOKIA CORP | SPONSORED ADR | 654902204 | — | 41,261 shares | $349,000 |
| OPEN TEXT CORP | COM | 683715106 | — | 6,300 shares | $349,000 |
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | — | 10,032 shares | $348,000 |
| HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | PUT | 16,400 shares | $348,000 |
| INFINERA CORPORATION | COM | 45667G103 | — | 32,633 shares | $348,000 |
| NEW YORK REIT INC | COM | 64976L109 | — | 33,900 shares | $348,000 |
| UDR INC | COM | 902653104 | — | 12,766 shares | $348,000 |