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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SIERRA WIRELESS INC | COM | 826516106 | CALL | 10,700 shares | $286,000 |
| SOLARWINDS INC | COM | 83416B109 | — | 6,801 shares | $286,000 |
| AFFYMETRIX INC | COM | 00826T108 | — | 35,674 shares | $285,000 |
| DUKE REALTY CORP | COM NEW | 264411505 | CALL | 16,600 shares | $285,000 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | — | 11,573 shares | $285,000 |
| PERRIGO CO PLC | SHS | G97822103 | CALL | 1,900 shares | $285,000 |
| POWERSHARES ETF TR II | KBW RG BK PORT | 73937B712 | — | 7,765 shares | $285,000 |
| ADOBE SYS INC | COM | 00724F101 | PUT | 4,100 shares | $284,000 |
| ETFS SILVER TR | SILVER SHS | 26922X107 | CALL | 16,900 shares | $284,000 |
| PARAGON OFFSHORE PLC | SHS | G6S01W108 | — | 46,110 shares | $284,000 |
| SPRINT CORP | COM SER 1 | 85207U105 | — | 44,847 shares | $284,000 |
| YANZHOU COAL MNG CO LTD | SPON ADR H SHS | 984846105 | — | 34,913 shares | $284,000 |
| ALUMINUM CORP CHINA LTD | SPON ADR H SHS | 022276109 | — | 28,024 shares | $283,000 |
| BB&T CORP | COM | 054937107 | CALL | 7,600 shares | $283,000 |
| TRIPADVISOR INC | COM | 896945201 | CALL | 3,100 shares | $283,000 |
| UNITED STATES CELLULAR CORP | COM | 911684108 | — | 7,971 shares | $283,000 |
| ADVANTAGE OIL & GAS LTD | COM | 00765F101 | — | 55,350 shares | $282,000 |
| CALLAWAY GOLF CO | COM | 131193104 | — | 39,000 shares | $282,000 |
| FIFTH THIRD BANCORP | COM | 316773100 | PUT | 14,100 shares | $282,000 |
| AMERICAN RAILCAR INDS INC | COM | 02916P103 | PUT | 3,800 shares | $281,000 |
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | CALL | 9,400 shares | $281,000 |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | CALL | 3,600 shares | $281,000 |
| DIREXION SHS ETF TR | IBILLION INDEX | 25459Y264 | — | 11,095 shares | $281,000 |
| ELDORADO GOLD CORP NEW | COM | 284902103 | — | 41,700 shares | $281,000 |
| EMPIRE ST RLTY TR INC | CL A | 292104106 | — | 18,738 shares | $281,000 |
| FLUOR CORP NEW | COM | 343412102 | CALL | 4,200 shares | $281,000 |
| IRON MTN INC | COM | 462846106 | — | 8,602 shares | $281,000 |
| ISHARES | U.S. PHARMA ETF | 464288836 | — | 2,000 shares | $281,000 |
| KODIAK OIL & GAS CORP | COM | 50015Q100 | — | 20,676 shares | $281,000 |
| LTC PPTYS INC | COM | 502175102 | — | 7,604 shares | $281,000 |
| TIMKEN CO | COM | 887389104 | — | 6,637 shares | $281,000 |
| DOLLAR TREE INC | COM | 256746108 | PUT | 5,000 shares | $280,000 |
| LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | — | 5,936 shares | $280,000 |
| MERU NETWORKS INC | COM | 59047Q103 | — | 73,573 shares | $280,000 |
| ANN INC | COM | 035623107 | — | 6,792 shares | $279,000 |
| CURRENCYSHARES AUSTRALIAN DL | AUSTRALIAN DOL | 23129U101 | — | 3,182 shares | $279,000 |
| INDEPENDENCE HLDG CO NEW | COM NEW | 453440307 | — | 21,000 shares | $279,000 |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | CALL | 6,100 shares | $279,000 |
| RANDGOLD RES LTD | ADR | 752344309 | — | 4,121 shares | $279,000 |
| ROYAL GOLD INC | COM | 780287108 | PUT | 4,300 shares | $279,000 |
| WISDOMTREE INVTS INC | COM | 97717P104 | CALL | 24,500 shares | $279,000 |
| CAESARS ENTMT CORP | COM | 127686103 | PUT | 22,100 shares | $278,000 |
| CLARCOR INC | COM | 179895107 | — | 4,403 shares | $278,000 |
| MARKET VECTORS ETF TR | INTL HI YLD BD | 57061R205 | — | 10,511 shares | $278,000 |
| SENSATA TECHNOLOGIES HLDG NV | SHS | N7902X106 | — | 6,243 shares | $278,000 |
| ZULILY INC | CL A | 989774104 | — | 7,342 shares | $278,000 |
| ARROW ELECTRS INC | COM | 042735100 | — | 5,000 shares | $277,000 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | — | 19,447 shares | $277,000 |
| HUDSON CITY BANCORP | COM | 443683107 | — | 28,500 shares | $277,000 |
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | — | 8,180 shares | $277,000 |
| POWERSHARES ETF TRUST | DYN UTIL PORTF | 73935X591 | — | 12,631 shares | $277,000 |
| PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | — | 3,655 shares | $277,000 |
| PROSHARES TR II | ULTRASHRT EURO | 74347W882 | CALL | 13,900 shares | $277,000 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 | — | 7,405 shares | $277,000 |
| UBIQUITI NETWORKS INC | COM | 90347A100 | — | 7,372 shares | $277,000 |
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | PUT | 22,900 shares | $276,000 |
| BARCLAYS BK PLC | IPMS INDIA ETN | 06739F291 | — | 3,927 shares | $276,000 |
| CANADIAN NAT RES LTD | COM | 136385101 | PUT | 7,100 shares | $276,000 |
| TABLEAU SOFTWARE INC | CL A | 87336U105 | CALL | 3,800 shares | $276,000 |
| BLACKROCK MUNIC INCM INVST T | SH BEN INT | 09248H105 | — | 20,247 shares | $275,000 |
| BRINKS CO | COM | 109696104 | — | 11,427 shares | $275,000 |
| CONNS INC | COM | 208242107 | PUT | 9,100 shares | $275,000 |
| DNP SELECT INCOME FD | COM | 23325P104 | — | 27,185 shares | $275,000 |
| JIVE SOFTWARE INC | COM | 47760A108 | — | 47,168 shares | $275,000 |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | — | 17,858 shares | $275,000 |
| SPDR INDEX SHS FDS | INTL MTRLS SEC | 78463X665 | — | 12,766 shares | $275,000 |
| ELLINGTON FINANCIAL LLC | COM | 288522303 | — | 12,326 shares | $274,000 |
| MOODYS CORP | COM | 615369105 | PUT | 2,900 shares | $274,000 |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | — | 17,804 shares | $274,000 |
| RESEARCH FRONTIERS INC | COM | 760911107 | — | 47,600 shares | $274,000 |
| HOUSTON WIRE & CABLE CO | COM | 44244K109 | — | 22,822 shares | $273,000 |
| QIWI PLC | SPON ADR REP B | 74735M108 | — | 8,640 shares | $273,000 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 | — | 22,489 shares | $273,000 |
| BARCLAYS BK PLC | ETN+ SEL MLP | 06742C723 | — | 8,400 shares | $272,000 |
| BARCLAYS BK PLC | IPSPGS TTL ETN | 06738C794 | — | 9,153 shares | $272,000 |
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | CALL | 13,400 shares | $272,000 |
| COMPUTER PROGRAMS & SYS INC | COM | 205306103 | — | 4,730 shares | $272,000 |
| EMBRAER S A | SP ADR REP 4 COM | 29082A107 | — | 6,923 shares | $272,000 |
| HARSCO CORP | COM | 415864107 | — | 12,694 shares | $272,000 |
| SEARS HLDGS CORP | COM | 812350106 | — | 10,765 shares | $272,000 |
| ABBVIE INC | COM | 00287Y109 | PUT | 4,700 shares | $271,000 |
| EXCO RESOURCES INC | COM | 269279402 | — | 81,092 shares | $271,000 |
| INNOPHOS HOLDINGS INC | COM | 45774N108 | CALL | 4,900 shares | $270,000 |
| NEWLINK GENETICS CORP | COM | 651511107 | CALL | 12,600 shares | $270,000 |
| SYNCHRONY FINL | COM | 87165B103 | — | 11,014 shares | $270,000 |
| AEROHIVE NETWORKS INC | COM | 007786106 | — | 33,500 shares | $269,000 |
| AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | CALL | 22,600 shares | $269,000 |
| CONTINENTAL RESOURCES INC | COM | 212015101 | — | 4,052 shares | $269,000 |
| PLUM CREEK TIMBER CO INC | COM | 729251108 | — | 6,900 shares | $269,000 |
| COBALT INTL ENERGY INC | COM | 19075F106 | — | 19,700 shares | $268,000 |
| RALLY SOFTWARE DEV CORP | COM | 751198102 | — | 22,303 shares | $268,000 |
| SWIFT TRANSN CO | CL A | 87074U101 | — | 12,784 shares | $268,000 |
| ALLIANCE HOLDINGS GP LP | COM UNITS LP | 01861G100 | — | 3,917 shares | $267,000 |
| CAMDEN NATL CORP | COM | 133034108 | — | 7,624 shares | $267,000 |
| CIVEO CORP | COM | 178787107 | CALL | 23,000 shares | $267,000 |
| EASTMAN CHEM CO | COM | 277432100 | PUT | 3,300 shares | $267,000 |
| GENERAL MLS INC | COM | 370334104 | PUT | 5,300 shares | $267,000 |
| POWERSHS DB MULTI SECT COMM | DB PREC MTLS | 73936B200 | — | 7,027 shares | $267,000 |
| SKY-MOBI LTD | SPONSORED ADS | 83084G109 | — | 32,830 shares | $267,000 |
| ALLIANT ENERGY CORP | COM | 018802108 | — | 4,800 shares | $266,000 |