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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | CALL | 2,400 shares | $266,000 |
| DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | — | 15,025 shares | $266,000 |
| ELLINGTON RESIDENTIAL MTG RE | COM SHS BEN INT | 288578107 | — | 16,450 shares | $266,000 |
| LPL FINL HLDGS INC | COM | 50212V100 | — | 5,783 shares | $266,000 |
| SAFETY INS GROUP INC | COM | 78648T100 | — | 4,942 shares | $266,000 |
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | — | 8,523 shares | $266,000 |
| STEPAN CO | COM | 858586100 | — | 6,003 shares | $266,000 |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | — | 95,500 shares | $266,000 |
| TERADYNE INC | COM | 880770102 | CALL | 13,700 shares | $266,000 |
| ZULILY INC | CL A | 989774104 | — | 7,020 shares | $266,000 |
| AOL INC | COM | 00184X105 | CALL | 5,900 shares | $265,000 |
| EQUIFAX INC | COM | 294429105 | — | 3,550 shares | $265,000 |
| FASTENAL CO | COM | 311900104 | CALL | 5,900 shares | $265,000 |
| SANGAMO BIOSCIENCES INC | COM | 800677106 | — | 24,550 shares | $265,000 |
| VASCULAR SOLUTIONS INC | COM | 92231M109 | — | 10,734 shares | $265,000 |
| WESTAMERICA BANCORPORATION | COM | 957090103 | — | 5,691 shares | $265,000 |
| CHICOS FAS INC | COM | 168615102 | CALL | 17,900 shares | $264,000 |
| HECLA MNG CO | COM | 422704106 | CALL | 106,300 shares | $264,000 |
| KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | PUT | 20,300 shares | $264,000 |
| RAYMOND JAMES FINANCIAL INC | COM | 754730109 | — | 4,928 shares | $264,000 |
| UNDER ARMOUR INC | CL A | 904311107 | — | 3,816 shares | $264,000 |
| CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | — | 2,965 shares | $263,000 |
| DREYFUS MUN INCOME INC | COM | 26201R102 | — | 28,907 shares | $263,000 |
| FORTINET INC | COM | 34959E109 | CALL | 10,400 shares | $263,000 |
| FRANKLIN STREET PPTYS CORP | COM | 35471R106 | — | 23,478 shares | $263,000 |
| INGLES MKTS INC | CL A | 457030104 | — | 11,110 shares | $263,000 |
| MEDIVATION INC | COM | 58501N101 | — | 2,660 shares | $263,000 |
| SONY CORP | ADR NEW | 835699307 | CALL | 14,600 shares | $263,000 |
| XEROX CORP | COM | 984121103 | PUT | 19,900 shares | $263,000 |
| FELCOR LODGING TR INC | COM | 31430F101 | — | 27,975 shares | $262,000 |
| FRANKLIN RES INC | COM | 354613101 | PUT | 4,800 shares | $262,000 |
| GENTHERM INC | COM | 37253A103 | PUT | 6,200 shares | $262,000 |
| ALCOBRA LTD | SHS | M2239P109 | CALL | 16,900 shares | $261,000 |
| CAPSTONE TURBINE CORP | COM | 14067D102 | — | 243,731 shares | $261,000 |
| CITY NATL CORP | COM | 178566105 | — | 3,445 shares | $261,000 |
| DBX ETF TR | XTRAK MSCI JAPN | 233051507 | — | 6,750 shares | $261,000 |
| F5 NETWORKS INC | COM | 315616102 | PUT | 2,200 shares | $261,000 |
| NRG YIELD INC | COM CL A | 62942X108 | — | 5,548 shares | $261,000 |
| UMB FINL CORP | COM | 902788108 | — | 4,777 shares | $261,000 |
| VERMILION ENERGY INC | COM | 923725105 | — | 4,300 shares | $261,000 |
| ARCH CAP GROUP LTD | ORD | G0450A105 | — | 4,760 shares | $260,000 |
| BRIGHTCOVE INC | COM | 10921T101 | — | 46,515 shares | $260,000 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | — | 15,126 shares | $260,000 |
| OHR PHARMACEUTICAL INC | COM NEW | 67778H200 | — | 35,900 shares | $260,000 |
| RENAISSANCERE HOLDINGS LTD | COM | G7496G103 | — | 2,600 shares | $260,000 |
| SEASPAN CORP | SHS | Y75638109 | — | 12,079 shares | $260,000 |
| AVERY DENNISON CORP | COM | 053611109 | — | 5,800 shares | $259,000 |
| COVANCE INC | COM | 222816100 | — | 3,296 shares | $259,000 |
| CURRENCYSHARES SWISS FRANC T | SWISS FRANC SH | 23129V109 | — | 2,529 shares | $259,000 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | — | 15,704 shares | $259,000 |
| NEWMARKET CORP | COM | 651587107 | — | 681 shares | $259,000 |
| POWER SOLUTIONS INTL INC | COM NEW | 73933G202 | — | 3,755 shares | $259,000 |
| SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | — | 2,859 shares | $259,000 |
| TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 900111204 | — | 19,720 shares | $259,000 |
| CACI INTL INC | CL A | 127190304 | — | 3,619 shares | $258,000 |
| FIRST TR DJS MICROCAP INDEX | COM SHS ANNUAL | 33718M105 | — | 8,600 shares | $258,000 |
| PROSHARES TR | ULT R/EST NEW | 74347X625 | — | 3,047 shares | $258,000 |
| SK TELECOM LTD | SPONSORED ADR | 78440P108 | — | 8,495 shares | $258,000 |
| TATA MTRS LTD | SPONSORED ADR | 876568502 | CALL | 5,900 shares | $258,000 |
| TOTAL SYS SVCS INC | COM | 891906109 | — | 8,347 shares | $258,000 |
| ASCENA RETAIL GROUP INC | COM | 04351G101 | CALL | 19,300 shares | $257,000 |
| EDUCATION RLTY TR INC | COM | 28140H104 | CALL | 25,000 shares | $257,000 |
| HOME DEPOT INC | COM | 437076102 | PUT | 2,800 shares | $257,000 |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | CALL | 9,800 shares | $257,000 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | PUT | 5,000 shares | $256,000 |
| B & G FOODS INC NEW | COM | 05508R106 | CALL | 9,300 shares | $256,000 |
| BONANZA CREEK ENERGY INC | COM | 097793103 | PUT | 4,500 shares | $256,000 |
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | PUT | 39,400 shares | $256,000 |
| KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | — | 19,718 shares | $256,000 |
| EL POLLO LOCO HLDGS INC | COM | 268603107 | PUT | 7,100 shares | $255,000 |
| ISHARES | 3-7 YR TR BD ETF | 464288661 | CALL | 2,100 shares | $255,000 |
| TECO ENERGY INC | COM | 872375100 | CALL | 14,700 shares | $255,000 |
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | PUT | 7,400 shares | $254,000 |
| ELECTRO RENT CORP | COM | 285218103 | — | 18,437 shares | $254,000 |
| IDEX CORP | COM | 45167R104 | — | 3,515 shares | $254,000 |
| PTC INC | COM | 69370C100 | — | 6,877 shares | $254,000 |
| TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | CALL | 13,300 shares | $254,000 |
| AG MTG INVT TR INC | COM | 001228105 | — | 14,226 shares | $253,000 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | CALL | 2,900 shares | $253,000 |
| CON-WAY INC | COM | 205944101 | — | 5,330 shares | $253,000 |
| CUMMINS INC | COM | 231021106 | — | 1,915 shares | $253,000 |
| DENISON MINES CORP | COM | 248356107 | — | 221,769 shares | $253,000 |
| LAMAR ADVERTISING CO | CL A | 512815101 | — | 5,147 shares | $253,000 |
| PERNIX THERAPEUTICS HLDGS IN | COM | 71426V108 | — | 33,000 shares | $253,000 |
| TRANSCANADA CORP | COM | 89353D107 | PUT | 4,900 shares | $253,000 |
| B/E AEROSPACE INC | COM | 073302101 | PUT | 3,000 shares | $252,000 |
| BNC BANCORP | COM | 05566T101 | — | 16,097 shares | $252,000 |
| CENTURY BANCORP INC MASS | CL A NON VTG | 156432106 | — | 7,290 shares | $252,000 |
| HATTERAS FINL CORP | COM | 41902R103 | — | 14,014 shares | $252,000 |
| IMMUNOMEDICS INC | COM | 452907108 | CALL | 67,700 shares | $252,000 |
| ALLIANT TECHSYSTEMS INC | COM | 018804104 | — | 1,967 shares | $251,000 |
| CARLISLE COS INC | COM | 142339100 | — | 3,120 shares | $251,000 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | CALL | 5,600 shares | $251,000 |
| FIRST COMWLTH FINL CORP PA | COM | 319829107 | — | 29,880 shares | $251,000 |
| GABELLI CONV&INCOM SECS FD I | COM | 36240B109 | — | 41,788 shares | $251,000 |
| PLUG POWER INC | COM NEW | 72919P202 | CALL | 54,600 shares | $251,000 |
| POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | — | 8,465 shares | $251,000 |
| SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | — | 5,516 shares | $251,000 |
| V F CORP | COM | 918204108 | PUT | 3,800 shares | $251,000 |
| ALLY FINL INC | COM | 02005N100 | — | 10,800 shares | $250,000 |