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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| EATON CORP PLC | SHS | G29183103 | CALL | 3,700 shares | $234,000 |
| FOSSIL GROUP INC | COM | 34988V106 | — | 2,496 shares | $234,000 |
| MASCO CORP | COM | 574599106 | CALL | 9,800 shares | $234,000 |
| PROSHARES TR II | ULT VIX SHRT TRM | 74347W346 | PUT | 7,900 shares | $234,000 |
| RACKSPACE HOSTING INC | COM | 750086100 | — | 7,187 shares | $234,000 |
| RAYONIER INC | COM | 754907103 | — | 7,500 shares | $234,000 |
| UNITED CONTL HLDGS INC | COM | 910047109 | — | 5,000 shares | $234,000 |
| VIEWPOINT FINL GROUP INC MD | COM | 92672A101 | — | 9,763 shares | $234,000 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | PUT | 2,800 shares | $233,000 |
| BANCO MACRO SA | SPON ADR B | 05961W105 | — | 5,875 shares | $233,000 |
| DYCOM INDS INC | COM | 267475101 | — | 7,598 shares | $233,000 |
| E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | — | 19,083 shares | $233,000 |
| HD SUPPLY HLDGS INC | COM | 40416M105 | — | 8,543 shares | $233,000 |
| NOVAVAX INC | COM | 670002104 | CALL | 55,800 shares | $233,000 |
| RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | — | 18,691 shares | $233,000 |
| RESMED INC | COM | 761152107 | PUT | 4,720 shares | $233,000 |
| SPX CORP | COM | 784635104 | — | 2,481 shares | $233,000 |
| TIME WARNER INC | COM NEW | 887317303 | PUT | 3,100 shares | $233,000 |
| WADDELL & REED FINL INC | CL A | 930059100 | — | 4,512 shares | $233,000 |
| ANTERO RES CORP | COM | 03674X106 | — | 4,225 shares | $232,000 |
| HOLLYFRONTIER CORP | COM | 436106108 | CALL | 5,300 shares | $232,000 |
| LINNCO LLC | COMSHS LTD INT | 535782106 | CALL | 8,000 shares | $232,000 |
| LINNCO LLC | COMSHS LTD INT | 535782106 | PUT | 8,000 shares | $232,000 |
| PANERA BREAD CO | CL A | 69840W108 | — | 1,424 shares | $232,000 |
| ARRAY BIOPHARMA INC | COM | 04269X105 | — | 64,709 shares | $231,000 |
| ASSOCIATED ESTATES RLTY CORP | COM | 045604105 | — | 13,184 shares | $231,000 |
| DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | — | 23,603 shares | $231,000 |
| FAIR ISAAC CORP | COM | 303250104 | — | 4,200 shares | $231,000 |
| GLOBAL X FDS | GBLX JR MNRS NEW | 37950E267 | — | 16,884 shares | $231,000 |
| KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | — | 63,342 shares | $231,000 |
| MEASUREMENT SPECIALTIES INC | COM | 583421102 | — | 2,697 shares | $231,000 |
| MORGAN STANLEY TRUSTS | INCOME SECS INC | 61745P874 | — | 12,955 shares | $231,000 |
| NETEASE INC | SPONSORED ADR | 64110W102 | CALL | 2,700 shares | $231,000 |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | — | 6,717 shares | $231,000 |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | — | 10,138 shares | $231,000 |
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | PUT | 7,700 shares | $230,000 |
| ECHOSTAR CORP | CL A | 278768106 | — | 4,726 shares | $230,000 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | — | 6,741 shares | $230,000 |
| POLYCOM INC | COM | 73172K104 | — | 18,712 shares | $230,000 |
| RAMBUS INC DEL | COM | 750917106 | CALL | 18,400 shares | $230,000 |
| SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | — | 13,789 shares | $230,000 |
| DSW INC | CL A | 23334L102 | PUT | 7,600 shares | $229,000 |
| LENNOX INTL INC | COM | 526107107 | — | 2,978 shares | $229,000 |
| CAPITOL FED FINL INC | COM | 14057J101 | — | 19,323 shares | $228,000 |
| ENBRIDGE ENERGY MANAGEMENT L | SHS UNITS LLI | 29250X103 | — | 6,131 shares | $228,000 |
| FIRST FINL BANCORP OH | COM | 320209109 | — | 14,386 shares | $228,000 |
| GENUINE PARTS CO | COM | 372460105 | CALL | 2,600 shares | $228,000 |
| MULTIMEDIA GAMES HLDG CO INC | COM | 625453105 | — | 6,334 shares | $228,000 |
| SIERRA WIRELESS INC | COM | 826516106 | — | 8,521 shares | $228,000 |
| FIRST TR ISE GLOBL COPPR IND | COM | 33733J103 | — | 10,695 shares | $227,000 |
| HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | — | 10,111 shares | $227,000 |
| HOMEAWAY INC | COM | 43739Q100 | CALL | 6,400 shares | $227,000 |
| ROSS STORES INC | COM | 778296103 | PUT | 3,000 shares | $227,000 |
| TENARIS S A | SPONSORED ADR | 88031M109 | — | 4,980 shares | $227,000 |
| VOYA FINL INC | COM | 929089100 | — | 5,800 shares | $227,000 |
| CORNING INC | COM | 219350105 | PUT | 11,700 shares | $226,000 |
| FIRST TR STRATEGIC HIGH INC | COM SHS NEW | 337353304 | — | 14,676 shares | $226,000 |
| INDEPENDENT BANK CORP MASS | COM | 453836108 | — | 6,329 shares | $226,000 |
| NORDSTROM INC | COM | 655664100 | PUT | 3,300 shares | $226,000 |
| PENGROWTH ENERGY CORP | COM | 70706P104 | — | 43,477 shares | $226,000 |
| SIFCO INDS INC | COM | 826546103 | — | 7,500 shares | $226,000 |
| WESTERN ASSET GLB PTNRS INCO | COM | 95766G108 | — | 21,742 shares | $226,000 |
| BLOOMIN BRANDS INC | COM | 094235108 | — | 12,243 shares | $225,000 |
| BRINKER INTL INC | COM | 109641100 | — | 4,423 shares | $225,000 |
| DIRECTV | COM | 25490A309 | PUT | 2,600 shares | $225,000 |
| FOSSIL GROUP INC | COM | 34988V106 | — | 2,400 shares | $225,000 |
| GASLOG LTD | SHS | G37585109 | CALL | 10,200 shares | $225,000 |
| MDU RES GROUP INC | COM | 552690109 | — | 8,100 shares | $225,000 |
| MOOG INC | CL A | 615394202 | — | 3,295 shares | $225,000 |
| PROSHARES TR | PSHS ULTRA O&G | 74347R719 | — | 3,089 shares | $225,000 |
| RED HAT INC | COM | 756577102 | CALL | 4,000 shares | $225,000 |
| RLI CORP | COM | 749607107 | — | 5,198 shares | $225,000 |
| WALTER ENERGY INC | COM | 93317Q105 | PUT | 96,100 shares | $225,000 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 2,700 shares | $224,000 |
| BP PLC | SPONSORED ADR | 055622104 | — | 5,090 shares | $224,000 |
| CHARLES RIV LABS INTL INC | COM | 159864107 | — | 3,746 shares | $224,000 |
| ECOPETROL S A | SPONSORED ADS | 279158109 | — | 7,172 shares | $224,000 |
| EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | PUT | 2,500 shares | $224,000 |
| HEXCEL CORP NEW | COM | 428291108 | — | 5,644 shares | $224,000 |
| MEREDITH CORP | COM | 589433101 | — | 5,231 shares | $224,000 |
| NOVAVAX INC | COM | 670002104 | — | 53,660 shares | $224,000 |
| PIXELWORKS INC | COM NEW | 72581M305 | CALL | 34,600 shares | $224,000 |
| PROVECTUS BIOPHARMACEUTICALS | COM | 74373P108 | — | 219,852 shares | $224,000 |
| ROCKET FUEL INC | COM | 773111109 | — | 14,160 shares | $224,000 |
| VALE S A | ADR | 91912E105 | — | 20,379 shares | $224,000 |
| AMC NETWORKS INC | CL A | 00164V103 | PUT | 3,800 shares | $222,000 |
| BARCLAYS BK PLC | BARC ETN EUR50 | 06742C129 | — | 1,875 shares | $222,000 |
| BLUEBIRD BIO INC | COM | 09609G100 | CALL | 6,200 shares | $222,000 |
| ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | PUT | 9,000 shares | $222,000 |
| GREATBATCH INC | COM | 39153L106 | — | 5,207 shares | $222,000 |
| HORNBECK OFFSHORE SVCS INC N | COM | 440543106 | — | 6,779 shares | $222,000 |
| PENN VA CORP | COM | 707882106 | — | 17,460 shares | $222,000 |
| QEP RES INC | COM | 74733V100 | — | 7,200 shares | $222,000 |
| ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | PUT | 3,300 shares | $222,000 |
| SPARTON CORP | COM | 847235108 | — | 9,000 shares | $222,000 |
| ASSOCIATED BANC CORP | COM | 045487105 | — | 12,703 shares | $221,000 |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | — | 21,752 shares | $221,000 |
| MARKET VECTORS ETF TR | PRE-RF MUN ETF | 57060U738 | — | 9,003 shares | $221,000 |
| PAREXEL INTL CORP | COM | 699462107 | PUT | 3,500 shares | $221,000 |
| PROSHARES TR | PSHS ULSHT 7-10Y | 74347R313 | — | 8,313 shares | $221,000 |