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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| PROSHARES TR | ULTRAPRO SHORT S | 74348A442 | — | 4,868 shares | $221,000 |
| AMERICA MOVIL SAB DE CV | SPON ADR A SHS | 02364W204 | — | 8,763 shares | $220,000 |
| BANK AMER CORP | 7.25%CNV PFD L | 060505682 | — | 192 shares | $220,000 |
| INTEGRA LIFESCIENCES HLDGS C | COM NEW | 457985208 | — | 4,435 shares | $220,000 |
| NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | — | 36,650 shares | $220,000 |
| PRIMORIS SVCS CORP | COM | 74164F103 | — | 8,178 shares | $220,000 |
| RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | — | 3,866 shares | $220,000 |
| VANGUARD NAT RES LLC | COM UNIT | 92205F106 | CALL | 8,000 shares | $220,000 |
| ABENGOA SA | SP ADR REP B | 00289R201 | — | 8,241 shares | $219,000 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | CALL | 2,800 shares | $219,000 |
| MCEWEN MNG INC | COM | 58039P107 | — | 111,965 shares | $219,000 |
| PROSHARES TR | PSHS ULT MCAP400 | 74347R404 | — | 3,329 shares | $219,000 |
| SPIRIT RLTY CAP INC NEW | COM | 84860W102 | — | 19,977 shares | $219,000 |
| ACUITY BRANDS INC | COM | 00508Y102 | — | 1,855 shares | $218,000 |
| DATAWATCH CORP | COM NEW | 237917208 | — | 21,257 shares | $218,000 |
| FIRSTENERGY CORP | COM | 337932107 | CALL | 6,500 shares | $218,000 |
| RGC RES INC | COM | 74955L103 | — | 10,960 shares | $218,000 |
| ROYAL BK SCOTLAND GROUP PLC | SPON ADR SER H | 780097879 | — | 8,600 shares | $218,000 |
| CERUS CORP | COM | 157085101 | — | 54,200 shares | $217,000 |
| COCA COLA ENTERPRISES INC NE | COM | 19122T109 | CALL | 4,900 shares | $217,000 |
| EMPRESA NACIONAL DE ELCTRCID | SPONSORED ADR | 29244T101 | — | 4,929 shares | $217,000 |
| FRANKLIN STREET PPTYS CORP | COM | 35471R106 | — | 19,300 shares | $217,000 |
| SANTANDER CONSUMER USA HDG I | COM | 80283M101 | — | 12,167 shares | $217,000 |
| VILLAGE SUPER MKT INC | CL A NEW | 927107409 | — | 9,541 shares | $217,000 |
| HYSTER YALE MATLS HANDLING I | CL A | 449172105 | — | 3,009 shares | $216,000 |
| NORANDA ALUM HLDG CORP | COM | 65542W107 | — | 47,865 shares | $216,000 |
| RESOLUTE ENERGY CORP | COM | 76116A108 | — | 34,425 shares | $216,000 |
| TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | — | 11,825 shares | $216,000 |
| BLDRS INDEX FDS TR | ASIA 50 ADR | 09348R102 | — | 7,428 shares | $215,000 |
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | CALL | 2,700 shares | $215,000 |
| CASEYS GEN STORES INC | COM | 147528103 | CALL | 3,000 shares | $215,000 |
| DECKERS OUTDOOR CORP | COM | 243537107 | — | 2,208 shares | $215,000 |
| ON TRACK INNOVATION LTD | SHS | M8791A109 | — | 77,500 shares | $215,000 |
| PINNACLE ENTMT INC | COM | 723456109 | — | 8,585 shares | $215,000 |
| PROTECTIVE LIFE CORP | COM | 743674103 | CALL | 3,100 shares | $215,000 |
| SOTHEBYS | COM | 835898107 | — | 6,021 shares | $215,000 |
| SYNGENTA AG | SPONSORED ADR | 87160A100 | CALL | 3,400 shares | $215,000 |
| CACI INTL INC | CL A | 127190304 | — | 2,996 shares | $214,000 |
| NABORS INDUSTRIES LTD | SHS | G6359F103 | PUT | 9,400 shares | $214,000 |
| POWERSHARES ETF TRUST | S&P 500 HGH QLTY | 73935X682 | — | 9,917 shares | $214,000 |
| TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | — | 8,155 shares | $214,000 |
| AMDOCS LTD | SHS | G02602103 | — | 4,646 shares | $213,000 |
| AVON PRODS INC | COM | 054303102 | — | 16,900 shares | $213,000 |
| BENEFITFOCUS INC | COM | 08180D106 | — | 7,912 shares | $213,000 |
| CHAMBERS STR PPTYS | COM | 157842105 | — | 28,291 shares | $213,000 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | — | 35,974 shares | $213,000 |
| NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | — | 16,630 shares | $213,000 |
| UNILEVER N V | N Y SHS NEW | 904784709 | — | 5,358 shares | $213,000 |
| VOXELJET AG | ADS | 92912L107 | — | 15,335 shares | $213,000 |
| WALGREEN CO | COM | 931422109 | PUT | 3,600 shares | $213,000 |
| COLUMBIA BKG SYS INC | COM | 197236102 | — | 8,542 shares | $212,000 |
| HCC INS HLDGS INC | COM | 404132102 | — | 4,389 shares | $212,000 |
| PANERA BREAD CO | CL A | 69840W108 | CALL | 1,300 shares | $212,000 |
| SANDRIDGE ENERGY INC | COM | 80007P307 | — | 49,412 shares | $212,000 |
| CELANESE CORP DEL | COM SER A | 150870103 | PUT | 3,600 shares | $211,000 |
| NUSTAR ENERGY LP | UNIT COM | 67058H102 | PUT | 3,200 shares | $211,000 |
| PROGRESSIVE CORP OHIO | COM | 743315103 | — | 8,340 shares | $211,000 |
| RETAIL PPTYS AMER INC | CL A | 76131V202 | — | 14,413 shares | $211,000 |
| UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | — | 8,000 shares | $211,000 |
| BROOKLINE BANCORP INC DEL | COM | 11373M107 | — | 24,600 shares | $210,000 |
| GABELLI UTIL TR | COM | 36240A101 | — | 29,441 shares | $210,000 |
| NOVO-NORDISK A S | ADR | 670100205 | CALL | 4,400 shares | $210,000 |
| POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | — | 9,897 shares | $210,000 |
| STERLING BANCORP DEL | COM | 85917A100 | — | 16,427 shares | $210,000 |
| ZYNGA INC | CL A | 98986T108 | CALL | 77,700 shares | $210,000 |
| CONTANGO OIL & GAS COMPANY | COM NEW | 21075N204 | CALL | 6,300 shares | $209,000 |
| HAVERTY FURNITURE INC | COM | 419596101 | — | 9,589 shares | $209,000 |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | — | 6,012 shares | $209,000 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 | PUT | 9,900 shares | $209,000 |
| TENNANT CO | COM | 880345103 | — | 3,109 shares | $209,000 |
| URBAN OUTFITTERS INC | COM | 917047102 | CALL | 5,700 shares | $209,000 |
| 3M CO | COM | 88579Y101 | — | 1,465 shares | $208,000 |
| COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | — | 4,761 shares | $208,000 |
| GLOBAL X FDS | GBLX URANIUM NEW | 37950E275 | — | 16,070 shares | $208,000 |
| HUMANA INC | COM | 444859102 | PUT | 1,600 shares | $208,000 |
| QLIK TECHNOLOGIES INC | COM | 74733T105 | CALL | 7,700 shares | $208,000 |
| COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | — | 4,740 shares | $207,000 |
| LEIDOS HLDGS INC | COM | 525327102 | — | 6,038 shares | $207,000 |
| NORTHERN OIL & GAS INC NEV | COM | 665531109 | — | 14,541 shares | $207,000 |
| POWERSHARES ETF TRUST | WILDERHILL PRO | 73935X161 | — | 6,913 shares | $207,000 |
| REXNORD CORP NEW | COM | 76169B102 | — | 7,281 shares | $207,000 |
| TEXAS INSTRS INC | COM | 882508104 | — | 4,345 shares | $207,000 |
| WEIBO CORP | SPONSORED ADR | 948596101 | — | 11,068 shares | $207,000 |
| CITIGROUP INC NEW | CTRAKS ETN MILLR | 17321F201 | — | 6,899 shares | $206,000 |
| CONTAINER STORE GROUP INC | COM | 210751103 | — | 9,454 shares | $206,000 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | PUT | 3,600 shares | $205,000 |
| BT GROUP PLC | ADR | 05577E101 | — | 3,340 shares | $205,000 |
| HCP INC | COM | 40414L109 | — | 5,163 shares | $205,000 |
| IHS INC | CL A | 451734107 | — | 1,635 shares | $205,000 |
| INTUIT | COM | 461202103 | — | 2,335 shares | $205,000 |
| TYCO INTERNATIONAL LTD | SHS | H89128104 | PUT | 4,600 shares | $205,000 |
| VINCE HLDG CORP | COM | 92719W108 | — | 6,784 shares | $205,000 |
| AFLAC INC | COM | 001055102 | CALL | 3,500 shares | $204,000 |
| KODIAK OIL & GAS CORP | COM | 50015Q100 | — | 15,059 shares | $204,000 |
| MEADWESTVACO CORP | COM | 583334107 | — | 4,985 shares | $204,000 |
| NORTHERN TR CORP | COM | 665859104 | CALL | 3,000 shares | $204,000 |
| NORTHWESTERN CORP | COM NEW | 668074305 | — | 4,496 shares | $204,000 |
| PAR PETE CORP | COM NEW | 69888T207 | — | 12,109 shares | $204,000 |
| RSP PERMIAN INC | COM | 74978Q105 | CALL | 8,000 shares | $204,000 |
| SANDY SPRING BANCORP INC | COM | 800363103 | — | 8,898 shares | $204,000 |