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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NOW INC | COM | 67011P100 | — | 6,237 shares | $190,000 |
| PIMCO ETF TR | 3-7YR US TREAS | 72201R601 | — | 2,397 shares | $190,000 |
| STURM RUGER & CO INC | COM | 864159108 | CALL | 3,900 shares | $190,000 |
| BLACKROCK MUNIYIELD ARIZ FD | COM | 09254K109 | — | 12,445 shares | $189,000 |
| ETFS GOLD TR | SHS | 26922Y105 | — | 1,598 shares | $189,000 |
| GSV CAP CORP | COM | 36191J101 | — | 18,917 shares | $189,000 |
| MOODYS CORP | COM | 615369105 | CALL | 2,000 shares | $189,000 |
| VISTAPRINT N V | SHS | N93540107 | — | 3,454 shares | $189,000 |
| ALEXANDERS INC | COM | 014752109 | — | 504 shares | $188,000 |
| ARUBA NETWORKS INC | COM | 043176106 | PUT | 8,700 shares | $188,000 |
| BANCORPSOUTH INC | COM | 059692103 | — | 9,347 shares | $188,000 |
| EATON VANCE OH MUNI INCOME T | SH BEN INT | 27826G109 | — | 13,952 shares | $188,000 |
| PACCAR INC | COM | 693718108 | CALL | 3,300 shares | $188,000 |
| PROSHARES TR | PSHS SHTRUSS2000 | 74347R826 | — | 10,923 shares | $188,000 |
| QEP RES INC | COM | 74733V100 | CALL | 6,100 shares | $188,000 |
| RUSH ENTERPRISES INC | CL A | 781846209 | — | 5,610 shares | $188,000 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | CALL | 9,300 shares | $188,000 |
| DUNKIN BRANDS GROUP INC | COM | 265504100 | — | 4,177 shares | $187,000 |
| PROSHARES TR | PSHS ULTRA TECH | 74347R693 | — | 1,315 shares | $187,000 |
| SOLERA HOLDINGS INC | COM | 83421A104 | — | 3,316 shares | $187,000 |
| TRIMAS CORP | COM NEW | 896215209 | — | 7,693 shares | $187,000 |
| WESTPORT INNOVATIONS INC | COM NEW | 960908309 | PUT | 17,800 shares | $187,000 |
| WISDOMTREE TR | JPN SCAP HDG EQT | 97717W521 | — | 5,926 shares | $187,000 |
| BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | — | 7,235 shares | $186,000 |
| CONTINENTAL RESOURCES INC | COM | 212015101 | CALL | 2,800 shares | $186,000 |
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 | — | 13,220 shares | $186,000 |
| MOTORCAR PTS AMER INC | COM | 620071100 | — | 6,845 shares | $186,000 |
| OPKO HEALTH INC | COM | 68375N103 | — | 21,799 shares | $186,000 |
| PRIVATEBANCORP INC | COM | 742962103 | — | 6,232 shares | $186,000 |
| PROSHARES TR | UL MSCI JP ETF | 74347X708 | — | 2,208 shares | $186,000 |
| SOTHEBYS | COM | 835898107 | PUT | 5,200 shares | $186,000 |
| WASHINGTON TR BANCORP | COM | 940610108 | — | 5,639 shares | $186,000 |
| DOMINOS PIZZA INC | COM | 25754A201 | CALL | 2,400 shares | $185,000 |
| PRINCIPAL FINL GROUP INC | COM | 74251V102 | — | 3,534 shares | $185,000 |
| PROSHARES TR | ULT FTSE CHIN 50 | 74347X880 | — | 3,204 shares | $185,000 |
| WASTE MGMT INC DEL | COM | 94106L109 | PUT | 3,900 shares | $185,000 |
| BURGER KING WORLDWIDE INC | COM | 121220107 | PUT | 6,200 shares | $184,000 |
| CHURCHILL DOWNS INC | COM | 171484108 | — | 1,887 shares | $184,000 |
| EXCO RESOURCES INC | COM | 269279402 | PUT | 55,200 shares | $184,000 |
| HEALTH NET INC | COM | 42222G108 | PUT | 4,000 shares | $184,000 |
| HEICO CORP NEW | CL A | 422806208 | — | 4,575 shares | $184,000 |
| JEFFERIES GROUP INC NEW | DBCV 3.875%11/0 | 472319AG7 | — | 174,000 principal | $184,000 |
| PENN WEST PETE LTD NEW | COM | 707887105 | — | 27,250 shares | $184,000 |
| PENN WEST PETE LTD NEW | COM | 707887105 | — | 27,317 shares | $184,000 |
| ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 20 ORD | 780097689 | — | 15,450 shares | $184,000 |
| ADVANTAGE OIL & GAS LTD | COM | 00765F101 | PUT | 36,000 shares | $183,000 |
| CIMATRON LTD | ORD | M23798107 | — | 30,300 shares | $183,000 |
| DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | CALL | 2,500 shares | $183,000 |
| DIREXION SHS ETF TR | DAILY GOLD MINER | 25459Y389 | CALL | 8,000 shares | $183,000 |
| INNERWORKINGS INC | COM | 45773Y105 | — | 22,566 shares | $183,000 |
| MCDERMOTT INTL INC | COM | 580037109 | CALL | 32,000 shares | $183,000 |
| METHODE ELECTRS INC | COM | 591520200 | — | 4,961 shares | $183,000 |
| NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | — | 13,117 shares | $183,000 |
| VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | — | 7,860 shares | $183,000 |
| WOODWARD INC | COM | 980745103 | — | 3,836 shares | $183,000 |
| ANNALY CAP MGMT INC | COM | 035710409 | PUT | 17,000 shares | $182,000 |
| BIGLARI HLDGS INC | COM | 08986R101 | — | 537 shares | $182,000 |
| BOFI HLDG INC | COM | 05566U108 | — | 2,498 shares | $182,000 |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | PUT | 3,200 shares | $182,000 |
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | — | 5,300 shares | $182,000 |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 25459W847 | — | 2,876 shares | $182,000 |
| EURONET WORLDWIDE INC | COM | 298736109 | — | 3,807 shares | $182,000 |
| PIER 1 IMPORTS INC | COM | 720279108 | PUT | 15,300 shares | $182,000 |
| QIAGEN NV | REG SHS | N72482107 | — | 8,014 shares | $182,000 |
| SUPER MICRO COMPUTER INC | COM | 86800U104 | — | 6,173 shares | $182,000 |
| ABIOMED INC | COM | 003654100 | — | 7,300 shares | $181,000 |
| ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | — | 17,673 shares | $181,000 |
| DOUGLAS DYNAMICS INC | COM | 25960R105 | — | 9,300 shares | $181,000 |
| INCYTE CORP | COM | 45337C102 | PUT | 3,700 shares | $181,000 |
| INLAND REAL ESTATE CORP | COM NEW | 457461200 | — | 18,300 shares | $181,000 |
| ISHARES | SHT NTLAMTFR ETF | 464288158 | — | 1,704 shares | $181,000 |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | CALL | 13,400 shares | $181,000 |
| SANOFI | SPONSORED ADR | 80105N105 | CALL | 3,200 shares | $181,000 |
| ALLIANCE RES PARTNER L P | UT LTD PART | 01877R108 | CALL | 4,200 shares | $180,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | — | 7,560 shares | $180,000 |
| SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | — | 6,100 shares | $180,000 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | PUT | 1,600 shares | $180,000 |
| WASTE CONNECTIONS INC | COM | 941053100 | — | 3,709 shares | $180,000 |
| WISDOMTREE TR | AUSTRALIA DIV FD | 97717W810 | — | 3,218 shares | $180,000 |
| AMIRA NATURE FOODS LTD | SHS | G0335L102 | — | 11,438 shares | $179,000 |
| BOLT TECHNOLOGY CORP | COM | 097698104 | — | 8,164 shares | $179,000 |
| CBS CORP NEW | CL A | 124857103 | — | 3,333 shares | $179,000 |
| CPI AEROSTRUCTURES INC | COM NEW | 125919308 | — | 18,124 shares | $179,000 |
| LEUCADIA NATL CORP | COM | 527288104 | CALL | 7,500 shares | $179,000 |
| RF MICRODEVICES INC | COM | 749941100 | CALL | 15,500 shares | $179,000 |
| UNION BANKSHARES CORP NEW | COM | 90539J109 | — | 7,750 shares | $179,000 |
| VERIFONE SYS INC | COM | 92342Y109 | CALL | 5,200 shares | $179,000 |
| WRIGHT MED GROUP INC | COM | 98235T107 | — | 5,917 shares | $179,000 |
| AGRIUM INC | COM | 008916108 | CALL | 2,000 shares | $178,000 |
| ASTRONICS CORP | COM | 046433108 | — | 3,737 shares | $178,000 |
| EASTMAN CHEM CO | COM | 277432100 | CALL | 2,200 shares | $178,000 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | PUT | 3,500 shares | $178,000 |
| JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | — | 18,393 shares | $178,000 |
| NUVEEN VA PREM INCOME MUN FD | COM | 67064R102 | — | 13,527 shares | $178,000 |
| ORANGE | SPONSORED ADR | 684060106 | CALL | 12,100 shares | $178,000 |
| PROSHARES TR | RAFI LG SHT FD | 74347X310 | — | 4,236 shares | $178,000 |
| SEACOR HOLDINGS INC | COM | 811904101 | — | 2,381 shares | $178,000 |
| UNITED NAT FOODS INC | COM | 911163103 | CALL | 2,900 shares | $178,000 |
| URANIUM ENERGY CORP | COM | 916896103 | — | 142,444 shares | $178,000 |
| AGCO CORP | COM | 001084102 | CALL | 3,900 shares | $177,000 |