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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| APOLLO INVT CORP | NOTE 5.750% 1/1 | 03761UAE6 | — | 170,000 principal | $177,000 |
| PROSHARES TR | PSHS ULT NASB | 74347R214 | CALL | 1,700 shares | $177,000 |
| TCP CAP CORP | COM | 87238Q103 | — | 11,000 shares | $177,000 |
| ABRAXAS PETE CORP | COM | 003830106 | — | 33,297 shares | $176,000 |
| ADVANTAGE OIL & GAS LTD | COM | 00765F101 | — | 34,595 shares | $176,000 |
| ALERE INC | PERP PFD CONV SE | 01449J204 | — | 543 shares | $176,000 |
| CHURCH & DWIGHT INC | COM | 171340102 | — | 2,505 shares | $176,000 |
| HORSEHEAD HLDG CORP | COM | 440694305 | — | 10,618 shares | $176,000 |
| LUXOTTICA GROUP S P A | SPONSORED ADR | 55068R202 | — | 3,370 shares | $176,000 |
| MONOLITHIC PWR SYS INC | COM | 609839105 | — | 4,004 shares | $176,000 |
| NXSTAGE MEDICAL INC | COM | 67072V103 | — | 13,375 shares | $176,000 |
| SPDR SER TR | SHRT TRSRY ETF | 78468R101 | — | 5,840 shares | $176,000 |
| ALAMOS GOLD INC | COM | 011527108 | — | 21,944 shares | $175,000 |
| ENCORE WIRE CORP | COM | 292562105 | — | 4,710 shares | $175,000 |
| FLEXSHARES TR | M STAR DEV MKT | 33939L803 | — | 2,827 shares | $175,000 |
| FUELCELL ENERGY INC | COM | 35952H106 | CALL | 83,900 shares | $175,000 |
| ISRAEL CHEMICALS LTD | SHS | M5920A109 | — | 24,179 shares | $175,000 |
| PROSHARES TR | ULSHOIL&GASNEW13 | 74348A525 | PUT | 4,000 shares | $175,000 |
| TASEKO MINES LTD | COM | 876511106 | — | 102,964 shares | $175,000 |
| TRIPLEPOINT VENTR GRW BDC CO | COM | 89677Y100 | — | 12,000 shares | $175,000 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 | — | 3,916 shares | $174,000 |
| HOVNANIAN ENTERPRISES INC | CL A | 442487203 | CALL | 47,400 shares | $174,000 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 | — | 9,950 shares | $174,000 |
| ATMOS ENERGY CORP | COM | 049560105 | — | 3,636 shares | $173,000 |
| AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | — | 12,641 shares | $173,000 |
| CLOROX CO DEL | COM | 189054109 | CALL | 1,800 shares | $173,000 |
| SAUL CTRS INC | COM | 804395101 | — | 3,700 shares | $173,000 |
| TIM HORTONS INC | COM | 88706M103 | PUT | 2,200 shares | $173,000 |
| YAMANA GOLD INC | COM | 98462Y100 | CALL | 28,800 shares | $173,000 |
| AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | — | 28,716 shares | $172,000 |
| ARROW FINL CORP | COM | 042744102 | — | 6,856 shares | $172,000 |
| BARRETT BILL CORP | COM | 06846N104 | CALL | 7,800 shares | $172,000 |
| BECTON DICKINSON & CO | COM | 075887109 | — | 1,515 shares | $172,000 |
| DORMAN PRODUCTS INC | COM | 258278100 | CALL | 4,300 shares | $172,000 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | PUT | 11,000 shares | $172,000 |
| ORBITZ WORLDWIDE INC | COM | 68557K109 | — | 21,890 shares | $172,000 |
| PERFORMANCE SPORTS GROUP LTD | COM | 71377G100 | — | 10,716 shares | $172,000 |
| PROSHARES TR II | ULTRASHRT EURO | 74347W882 | PUT | 8,600 shares | $172,000 |
| REPROS THERAPEUTICS INC | COM NEW | 76028H209 | CALL | 17,400 shares | $172,000 |
| SANOFI | SPONSORED ADR | 80105N105 | — | 3,047 shares | $172,000 |
| SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | — | 2,156 shares | $172,000 |
| AUTONATION INC | COM | 05329W102 | — | 3,400 shares | $171,000 |
| FLIR SYS INC | COM | 302445101 | — | 5,448 shares | $171,000 |
| LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | — | 4,496 shares | $171,000 |
| REALD INC | COM | 75604L105 | — | 18,281 shares | $171,000 |
| REYNOLDS AMERICAN INC | COM | 761713106 | CALL | 2,900 shares | $171,000 |
| ANTERO RES CORP | COM | 03674X106 | — | 3,100 shares | $170,000 |
| BARCLAYS BK PLC | IPATH INVS&P STF | 06740L592 | — | 4,430 shares | $170,000 |
| COMMERCIAL METALS CO | COM | 201723103 | — | 9,948 shares | $170,000 |
| COMPUWARE CORP | COM | 205638109 | PUT | 16,000 shares | $170,000 |
| GERDAU S A | SPON ADR REP PFD | 373737105 | CALL | 35,500 shares | $170,000 |
| GPO AEROPORTUARIO DEL PAC SA | SPON ADR B | 400506101 | — | 2,523 shares | $170,000 |
| HARMONIC INC | COM | 413160102 | — | 26,737 shares | $170,000 |
| HUNT J B TRANS SVCS INC | COM | 445658107 | — | 2,295 shares | $170,000 |
| IDEX CORP | COM | 45167R104 | — | 2,347 shares | $170,000 |
| PROSHARES TR | PSHS SHRT S&P500 | 74347R503 | CALL | 7,400 shares | $170,000 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | PUT | 1,800 shares | $169,000 |
| CAPITAL CITY BK GROUP INC | COM | 139674105 | — | 12,455 shares | $169,000 |
| CENTERPOINT ENERGY INC | COM | 15189T107 | CALL | 6,900 shares | $169,000 |
| CIRRUS LOGIC INC | COM | 172755100 | CALL | 8,100 shares | $169,000 |
| CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | — | 49,346 shares | $169,000 |
| CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | — | 54,707 shares | $169,000 |
| FINANCIAL ENGINES INC | COM | 317485100 | — | 4,946 shares | $169,000 |
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | — | 1,316 shares | $169,000 |
| INVESTORS REAL ESTATE TR | SH BEN INT | 461730103 | — | 21,892 shares | $169,000 |
| ISHARES TR | A RATE CP BD ETF | 46429B291 | — | 3,299 shares | $169,000 |
| PROSHARES TR | MSCI EMRG ETF | 74347X302 | — | 2,270 shares | $169,000 |
| STATOIL ASA | SPONSORED ADR | 85771P102 | — | 6,217 shares | $169,000 |
| VIRNETX HLDG CORP | COM | 92823T108 | CALL | 28,100 shares | $169,000 |
| VITAMIN SHOPPE INC | COM | 92849E101 | PUT | 3,800 shares | $169,000 |
| BOEING CO | COM | 097023105 | — | 1,320 shares | $168,000 |
| BUNGE LIMITED | COM | G16962105 | PUT | 2,000 shares | $168,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CHN RL EST | 18383Q861 | — | 8,155 shares | $168,000 |
| COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | — | 7,614 shares | $168,000 |
| DIME CMNTY BANCSHARES | COM | 253922108 | — | 11,662 shares | $168,000 |
| GOLDMAN SACHS GROUP INC | SP ENHCMD37ETN | 38144L852 | — | 3,913 shares | $168,000 |
| PHYSICIANS RLTY TR | COM | 71943U104 | — | 12,255 shares | $168,000 |
| TEMPUR SEALY INTL INC | COM | 88023U101 | — | 2,992 shares | $168,000 |
| TOTAL S A | SPONSORED ADR | 89151E109 | CALL | 2,600 shares | $168,000 |
| UNILEVER N V | N Y SHS NEW | 904784709 | — | 4,235 shares | $168,000 |
| VALE S A | ADR REPSTG PFD | 91912E204 | — | 17,305 shares | $168,000 |
| ALON USA ENERGY INC | COM | 020520102 | — | 11,661 shares | $167,000 |
| BROOKDALE SR LIVING INC | COM | 112463104 | — | 5,169 shares | $167,000 |
| CALLON PETE CO DEL | COM | 13123X102 | CALL | 18,900 shares | $167,000 |
| CYBERONICS INC | COM | 23251P102 | — | 3,272 shares | $167,000 |
| ORBOTECH LTD | ORD | M75253100 | — | 10,749 shares | $167,000 |
| PROSHARES TR | PSHS SH MDCAP400 | 74347R800 | — | 9,485 shares | $167,000 |
| TELEFONICA S A | SPONSORED ADR | 879382208 | — | 10,865 shares | $167,000 |
| TETRA TECH INC NEW | COM | 88162G103 | — | 6,702 shares | $167,000 |
| UNIVERSAL HEALTH RLTY INCM T | SH BEN INT | 91359E105 | CALL | 4,000 shares | $167,000 |
| AIRGAS INC | COM | 009363102 | CALL | 1,500 shares | $166,000 |
| DEAN FOODS CO NEW | COM NEW | 242370203 | — | 12,517 shares | $166,000 |
| DYAX CORP | COM | 26746E103 | — | 16,374 shares | $166,000 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | CALL | 2,700 shares | $166,000 |
| HANOVER INS GROUP INC | COM | 410867105 | — | 2,707 shares | $166,000 |
| ITURAN LOCATION AND CONTROL | SHS | M6158M104 | — | 7,838 shares | $166,000 |
| KAR AUCTION SVCS INC | COM | 48238T109 | — | 5,800 shares | $166,000 |
| NUVEEN GA DIV ADV MUN FD 2 | COM | 67072B107 | — | 13,079 shares | $166,000 |
| RIVERBED TECHNOLOGY INC | COM | 768573107 | — | 8,933 shares | $166,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | PUT | 3,000 shares | $166,000 |