← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| INTEL CORP | COM | 458140100 | — | 3,940 shares | $137,000 |
| LEGACY RESVS LP | UNIT LP INT | 524707304 | CALL | 4,600 shares | $137,000 |
| MARKETO INC | COM | 57063L107 | — | 4,253 shares | $137,000 |
| POWERSHARES ETF TR II | S&P SMCP ENE P | 73937B704 | — | 3,154 shares | $137,000 |
| PROSHARES TR II | ULTRASHRT NEW | 74347W395 | — | 1,399 shares | $137,000 |
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | CALL | 11,300 shares | $136,000 |
| CARMIKE CINEMAS INC | COM | 143436400 | — | 4,382 shares | $136,000 |
| ENERGIZER HLDGS INC | COM | 29266R108 | CALL | 1,100 shares | $136,000 |
| EXONE CO | COM | 302104104 | — | 6,528 shares | $136,000 |
| FIRST TR EXCHANGE TRADED FD | AUTO INDEX FD | 33734X309 | — | 3,611 shares | $136,000 |
| M & T BK CORP | COM | 55261F104 | CALL | 1,100 shares | $136,000 |
| NOBLE ENERGY INC | COM | 655044105 | — | 1,995 shares | $136,000 |
| NORDIC AMERN OFFSHORE LTD | SHS | Y6366T112 | — | 7,729 shares | $136,000 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | — | 12,995 shares | $136,000 |
| RINGCENTRAL INC | CL A | 76680R206 | — | 10,722 shares | $136,000 |
| ROBERT HALF INTL INC | COM | 770323103 | — | 2,785 shares | $136,000 |
| SELECT MED HLDGS CORP | COM | 81619Q105 | — | 11,325 shares | $136,000 |
| SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | PUT | 4,600 shares | $136,000 |
| TRANSOCEAN LTD | REG SHS | H8817H100 | — | 4,254 shares | $136,000 |
| WESTERN UN CO | COM | 959802109 | CALL | 8,500 shares | $136,000 |
| DEAN FOODS CO NEW | COM NEW | 242370203 | PUT | 10,200 shares | $135,000 |
| ENSIGN GROUP INC | COM | 29358P101 | — | 3,874 shares | $135,000 |
| EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | CALL | 3,800 shares | $135,000 |
| HEXCEL CORP NEW | COM | 428291108 | — | 3,398 shares | $135,000 |
| NEWLINK GENETICS CORP | COM | 651511107 | PUT | 6,300 shares | $135,000 |
| NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | — | 10,558 shares | $135,000 |
| SEAWORLD ENTMT INC | COM | 81282V100 | PUT | 7,000 shares | $135,000 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | PUT | 5,400 shares | $134,000 |
| AKORN INC | COM | 009728106 | CALL | 3,700 shares | $134,000 |
| CAL MAINE FOODS INC | COM NEW | 128030202 | CALL | 1,500 shares | $134,000 |
| CAPSTONE TURBINE CORP | COM | 14067D102 | — | 124,906 shares | $134,000 |
| DEUTSCHE HIGH INCOME TR | SHS | 25155R100 | — | 14,998 shares | $134,000 |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | — | 1,306 shares | $134,000 |
| DIREXION SHS ETF TR | HEALTHCARE BUL | 25459Y876 | CALL | 1,300 shares | $134,000 |
| FLOWERS FOODS INC | COM | 343498101 | — | 7,280 shares | $134,000 |
| GUESS INC | COM | 401617105 | PUT | 6,100 shares | $134,000 |
| IROBOT CORP | COM | 462726100 | PUT | 4,400 shares | $134,000 |
| IROBOT CORP | COM | 462726100 | — | 4,414 shares | $134,000 |
| JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | CALL | 10,500 shares | $134,000 |
| LANDSTAR SYS INC | COM | 515098101 | — | 1,855 shares | $134,000 |
| MARKEL CORP | COM | 570535104 | — | 211 shares | $134,000 |
| NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | — | 44,595 shares | $134,000 |
| PROSHARES TR | PSHS ULT1000 GRW | 74347R537 | — | 1,072 shares | $134,000 |
| SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | — | 20,484 shares | $134,000 |
| SSGA ACTIVE ETF TR | ULT SHT TRM BD | 78467V707 | — | 3,345 shares | $134,000 |
| TRANSALTA CORP | COM | 89346D107 | — | 12,775 shares | $134,000 |
| TUESDAY MORNING CORP | COM NEW | 899035505 | — | 6,897 shares | $134,000 |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | CALL | 4,100 shares | $134,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000VAL | 92206C649 | — | 1,632 shares | $134,000 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 1,500 shares | $133,000 |
| CAPITAL PRODUCT PARTNERS L P | COM UNIT LP | Y11082107 | — | 13,309 shares | $133,000 |
| CONNS INC | COM | 208242107 | CALL | 4,400 shares | $133,000 |
| FIRST TR EXCNGE TRD ALPHADEX | SML CAP VAL AL | 33737M409 | — | 4,456 shares | $133,000 |
| HUGOTON RTY TR TEX | UNIT BEN INT | 444717102 | — | 14,832 shares | $133,000 |
| INFINITY PPTY & CAS CORP | COM | 45665Q103 | — | 2,076 shares | $133,000 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | PUT | 3,900 shares | $133,000 |
| PEOPLES BANCORP INC | COM | 709789101 | — | 5,598 shares | $133,000 |
| PROSHARES TR | ULTSHT RUSS2000 | 74348A319 | CALL | 2,700 shares | $133,000 |
| PSYCHEMEDICS CORP | COM NEW | 744375205 | — | 9,423 shares | $133,000 |
| PVH CORP | COM | 693656100 | CALL | 1,100 shares | $133,000 |
| ROGERS CORP | COM | 775133101 | — | 2,435 shares | $133,000 |
| ROUSE PPTYS INC | COM | 779287101 | — | 8,221 shares | $133,000 |
| SILVER BAY RLTY TR CORP | COM | 82735Q102 | — | 8,200 shares | $133,000 |
| SONUS NETWORKS INC | COM | 835916107 | CALL | 39,000 shares | $133,000 |
| SOUFUN HLDGS LTD | ADR | 836034108 | CALL | 13,400 shares | $133,000 |
| SPROUTS FMRS MKT INC | COM | 85208M102 | — | 4,590 shares | $133,000 |
| STATE STR CORP | COM | 857477103 | CALL | 1,800 shares | $133,000 |
| WILLIAMS SONOMA INC | COM | 969904101 | PUT | 2,000 shares | $133,000 |
| ALON USA PARTNERS LP | UT LTDPART INT | 02052T109 | — | 7,480 shares | $132,000 |
| COMPUWARE CORP | COM | 205638109 | — | 12,457 shares | $132,000 |
| DICKS SPORTING GOODS INC | COM | 253393102 | — | 3,005 shares | $132,000 |
| FIRST TR NASDAQ SMART PHONE | COM SHS | 33737K106 | — | 3,590 shares | $132,000 |
| HOSPITALITY PPTYS TR | COM SH BEN INT | 44106M102 | — | 4,921 shares | $132,000 |
| LANDEC CORP | COM | 514766104 | — | 10,745 shares | $132,000 |
| PROSHARES TR | PSHS ULTRA UTIL | 74347R685 | — | 1,538 shares | $132,000 |
| TEXTURA CORP | COM | 883211104 | — | 4,987 shares | $132,000 |
| TIBCO SOFTWARE INC | COM | 88632Q103 | PUT | 5,600 shares | $132,000 |
| WISDOMTREE TR | JAPAN HDG FINL | 97717W463 | — | 5,034 shares | $132,000 |
| ABERDEEN ISRAEL FUND INC | COM | 00301L109 | — | 7,529 shares | $131,000 |
| AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | — | 5,516 shares | $131,000 |
| BOFI HLDG INC | COM | 05566U108 | CALL | 1,800 shares | $131,000 |
| CENTRAL SECS CORP | COM | 155123102 | — | 5,693 shares | $131,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG RAYM JAMES S | 18383M613 | — | 3,880 shares | $131,000 |
| CLEARWATER PAPER CORP | COM | 18538R103 | — | 2,187 shares | $131,000 |
| EQUITY ONE | COM | 294752100 | — | 6,078 shares | $131,000 |
| HOME BANCSHARES INC | COM | 436893200 | — | 4,460 shares | $131,000 |
| INNOPHOS HOLDINGS INC | COM | 45774N108 | — | 2,383 shares | $131,000 |
| JABIL CIRCUIT INC | COM | 466313103 | — | 6,492 shares | $131,000 |
| JANUS CAP GROUP INC | COM | 47102X105 | PUT | 9,000 shares | $131,000 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 | — | 7,411 shares | $131,000 |
| NATIONAL WESTN LIFE INS CO | CL A | 638522102 | — | 529 shares | $131,000 |
| OVERSTOCK COM INC DEL | COM | 690370101 | — | 7,740 shares | $131,000 |
| PROASSURANCE CORP | COM | 74267C106 | — | 2,981 shares | $131,000 |
| SPDR SERIES TRUST | RUSSELL 3000 ETF | 78464A805 | — | 884 shares | $131,000 |
| TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | CALL | 3,000 shares | $131,000 |
| UNITED STS 12 MONTH OIL FD L | UNIT BEN INT | 91288V103 | — | 3,118 shares | $131,000 |
| VITAMIN SHOPPE INC | COM | 92849E101 | — | 2,951 shares | $131,000 |
| WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | — | 9,150 shares | $131,000 |
| WISDOMTREE TR | ASIA LC DBT FD | 97717X842 | — | 2,722 shares | $131,000 |
| ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | — | 3,540 shares | $130,000 |