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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SUNPOWER CORP | COM | 867652406 | PUT | 4,300 shares | $146,000 |
| WILEY JOHN & SONS INC | CL B | 968223305 | — | 2,600 shares | $146,000 |
| ACETO CORP | COM | 004446100 | — | 7,500 shares | $145,000 |
| CA INC | COM | 12673P105 | PUT | 5,200 shares | $145,000 |
| CAVIUM INC | COM | 14964U108 | — | 2,911 shares | $145,000 |
| CONTANGO OIL & GAS COMPANY | COM NEW | 21075N204 | — | 4,376 shares | $145,000 |
| ELDORADO GOLD CORP NEW | COM | 284902103 | — | 21,490 shares | $145,000 |
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | CALL | 22,300 shares | $145,000 |
| PLUG POWER INC | COM NEW | 72919P202 | — | 31,663 shares | $145,000 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | — | 1,251 shares | $145,000 |
| UNITED ONLINE INC | COM NEW | 911268209 | — | 13,198 shares | $145,000 |
| U S ENERGY CORP WYO | COM | 911805109 | — | 45,500 shares | $145,000 |
| AG MTG INVT TR INC | COM | 001228105 | — | 8,062 shares | $144,000 |
| AIRGAS INC | COM | 009363102 | PUT | 1,300 shares | $144,000 |
| AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | CALL | 5,700 shares | $144,000 |
| CRACKER BARREL OLD CTRY STOR | COM | 22410J106 | CALL | 1,400 shares | $144,000 |
| DEMANDWARE INC | COM | 24802Y105 | — | 2,822 shares | $144,000 |
| FIRST TR VALUE LINE 100 ETF | COM SHS | 33735G107 | — | 7,436 shares | $144,000 |
| NATIONAL GRID PLC | SPON ADR NEW | 636274300 | PUT | 2,000 shares | $144,000 |
| NORTH ATLANTIC DRILLING LTD | COM | G6613P202 | — | 21,550 shares | $144,000 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | CALL | 1,500 shares | $144,000 |
| PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 | — | 8,188 shares | $144,000 |
| SCHWAB CHARLES CORP NEW | COM | 808513105 | CALL | 4,900 shares | $144,000 |
| WEX INC | COM | 96208T104 | — | 1,305 shares | $144,000 |
| YUM BRANDS INC | COM | 988498101 | CALL | 2,000 shares | $144,000 |
| BIO-REFERENCE LABS INC | COM $.01 NEW | 09057G602 | PUT | 5,100 shares | $143,000 |
| COCA COLA FEMSA S A B DE C V | SPON ADR REP L | 191241108 | — | 1,424 shares | $143,000 |
| MANULIFE FINL CORP | COM | 56501R106 | — | 7,450 shares | $143,000 |
| POWERSHS DB MULTI SECT COMM | DB OIL FUND | 73936B507 | — | 5,267 shares | $143,000 |
| PROSHARES TR II | ULSHT BLOOMB OIL | 74347W668 | — | 4,670 shares | $143,000 |
| AEGERION PHARMACEUTICALS INC | COM | 00767E102 | — | 4,262 shares | $142,000 |
| ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | — | 13,919 shares | $142,000 |
| CASEYS GEN STORES INC | COM | 147528103 | — | 1,987 shares | $142,000 |
| CENTRAL FD CDA LTD | CL A | 153501101 | — | 11,535 shares | $142,000 |
| EBAY INC | COM | 278642103 | CALL | 2,500 shares | $142,000 |
| EXELIS INC | COM | 30162A108 | — | 8,563 shares | $142,000 |
| MACYS INC | COM | 55616P104 | — | 2,435 shares | $142,000 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | — | 12,133 shares | $142,000 |
| RENAISSANCERE HOLDINGS LTD | COM | G7496G103 | — | 1,423 shares | $142,000 |
| REXNORD CORP NEW | COM | 76169B102 | — | 5,007 shares | $142,000 |
| SAUL CTRS INC | COM | 804395101 | — | 3,032 shares | $142,000 |
| WESCO AIRCRAFT HLDGS INC | COM | 950814103 | — | 8,139 shares | $142,000 |
| BAZAARVOICE INC | COM | 073271108 | — | 19,050 shares | $141,000 |
| DEUTSCHE BK AG LONDON BRH | PS CRD OIL ETN | 25154K809 | — | 3,964 shares | $141,000 |
| DIREXION SHS ETF TR | 20YR TRES BULL | 25459W540 | — | 2,110 shares | $141,000 |
| DOW 30SM ENHANCED PREM & INC | COM | 260537105 | — | 10,606 shares | $141,000 |
| DRYSHIPS INC | SHS | Y2109Q101 | PUT | 57,200 shares | $141,000 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | PUT | 3,500 shares | $141,000 |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | PUT | 2,000 shares | $141,000 |
| FEI CO | COM | 30241L109 | — | 1,876 shares | $141,000 |
| FURMANITE CORPORATION | COM | 361086101 | — | 20,879 shares | $141,000 |
| HUDBAY MINERALS INC | COM | 443628102 | — | 16,465 shares | $141,000 |
| POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | — | 6,080 shares | $141,000 |
| SABRA HEALTH CARE REIT INC | COM | 78573L106 | — | 5,806 shares | $141,000 |
| SHUTTERFLY INC | COM | 82568P304 | PUT | 2,900 shares | $141,000 |
| SMITH A O | COM | 831865209 | — | 2,985 shares | $141,000 |
| TITAN INTL INC ILL | COM | 88830M102 | — | 11,900 shares | $141,000 |
| VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | — | 3,169 shares | $141,000 |
| VOXX INTL CORP | CL A | 91829F104 | — | 15,200 shares | $141,000 |
| AFFILIATED MANAGERS GROUP | COM | 008252108 | CALL | 700 shares | $140,000 |
| BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | CALL | 7,500 shares | $140,000 |
| JINPAN INTL LTD | ORD | G5138L100 | — | 17,700 shares | $140,000 |
| PLUM CREEK TIMBER CO INC | COM | 729251108 | CALL | 3,600 shares | $140,000 |
| ROWAN COMPANIES PLC | SHS CL A | G7665A101 | — | 5,545 shares | $140,000 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | CALL | 3,100 shares | $140,000 |
| SILVER BAY RLTY TR CORP | COM | 82735Q102 | — | 8,620 shares | $140,000 |
| TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | — | 8,484 shares | $140,000 |
| UDR INC | COM | 902653104 | — | 5,140 shares | $140,000 |
| WINDSTREAM HLDGS INC | COM | 97382A101 | PUT | 13,000 shares | $140,000 |
| XPO LOGISTICS INC | COM | 983793100 | — | 3,723 shares | $140,000 |
| AMEDICA CORP | COM | 023435100 | — | 86,350 shares | $139,000 |
| CARETRUST REIT INC | COM | 14174T107 | — | 9,687 shares | $139,000 |
| DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | PUT | 1,900 shares | $139,000 |
| GOGO INC | COM | 38046C109 | — | 8,237 shares | $139,000 |
| HECLA MNG CO | COM | 422704106 | — | 55,938 shares | $139,000 |
| MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | — | 8,492 shares | $139,000 |
| RETAIL PPTYS AMER INC | CL A | 76131V202 | — | 9,468 shares | $139,000 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | CALL | 1,200 shares | $139,000 |
| T-MOBILE US INC | COM | 872590104 | CALL | 4,800 shares | $139,000 |
| TRECORA RES | COM | 894648104 | — | 11,200 shares | $139,000 |
| ALLIANCE RES PARTNER L P | UT LTD PART | 01877R108 | — | 3,216 shares | $138,000 |
| AVG TECHNOLOGIES N V | SHS | N07831105 | — | 8,348 shares | $138,000 |
| G & K SVCS INC | CL A | 361268105 | — | 2,500 shares | $138,000 |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | — | 4,948 shares | $138,000 |
| MARKET VECTORS ETF TR | SEMICONDUCTOR | 57060U233 | PUT | 2,700 shares | $138,000 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | — | 540 shares | $138,000 |
| OCWEN FINL CORP | COM NEW | 675746309 | — | 5,275 shares | $138,000 |
| PROGRESS SOFTWARE CORP | COM | 743312100 | — | 5,757 shares | $138,000 |
| PROSHARES TR | PSHS ULT MDCP GR | 74347R511 | — | 1,312 shares | $138,000 |
| SYNAGEVA BIOPHARMA CORP | COM | 87159A103 | — | 2,000 shares | $138,000 |
| WASHINGTON PRIME GROUP INC | COM | 939647103 | CALL | 7,900 shares | $138,000 |
| WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | — | 5,043 shares | $138,000 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | CALL | 6,400 shares | $137,000 |
| AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | — | 9,435 shares | $137,000 |
| ATHENAHEALTH INC | COM | 04685W103 | — | 1,044 shares | $137,000 |
| DIODES INC | COM | 254543101 | — | 5,716 shares | $137,000 |
| F M C CORP | COM NEW | 302491303 | CALL | 2,400 shares | $137,000 |
| HASBRO INC | COM | 418056107 | PUT | 2,500 shares | $137,000 |
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | PUT | 5,400 shares | $137,000 |
| HOVNANIAN ENTERPRISES INC | CL A | 442487203 | PUT | 37,200 shares | $137,000 |