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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES TR | CORE S&P MCP ETF | 464287507 | PUT | 900 shares | $123,000 |
| LANNET INC | COM | 516012101 | CALL | 2,700 shares | $123,000 |
| LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | — | 3,242 shares | $123,000 |
| ABBOTT LABS | COM | 002824100 | — | 2,930 shares | $122,000 |
| AVALON RARE METALS INC | COM | 053470100 | — | 379,122 shares | $122,000 |
| CHART INDS INC | COM PAR $0.01 | 16115Q308 | CALL | 2,000 shares | $122,000 |
| CRYOLIFE INC | COM | 228903100 | — | 12,350 shares | $122,000 |
| INSTALLED BLDG PRODS INC | COM | 45780R101 | — | 8,660 shares | $122,000 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 | — | 3,514 shares | $122,000 |
| POWERSHS DB MULTI SECT COMM | DB GOLD FUND | 73936B606 | — | 3,041 shares | $122,000 |
| PROSHARES TR | PSHS SHORT QQQ | 74347R602 | — | 7,763 shares | $122,000 |
| PROSHARES TR | ULSHOIL&GASNEW13 | 74348A525 | CALL | 2,800 shares | $122,000 |
| PROSHARES TR II | ULSHT BLOOMB OIL | 74347W668 | CALL | 4,000 shares | $122,000 |
| STONE ENERGY CORP | COM | 861642106 | — | 3,885 shares | $122,000 |
| WESTERN ASSET WORLDWIDE INCO | COM | 957668106 | — | 9,944 shares | $122,000 |
| AAR CORP | COM | 000361105 | PUT | 5,000 shares | $121,000 |
| ARLINGTON ASSET INVT CORP | CL A NEW | 041356205 | — | 4,775 shares | $121,000 |
| CASEYS GEN STORES INC | COM | 147528103 | — | 1,686 shares | $121,000 |
| COWEN GROUP INC NEW | CL A | 223622101 | — | 32,218 shares | $121,000 |
| GIGAMON INC | COM | 37518B102 | CALL | 11,600 shares | $121,000 |
| NUVEEN MASS PREM INCOME MUN | COM | 67061E104 | — | 9,149 shares | $121,000 |
| POSCO | SPONSORED ADR | 693483109 | — | 1,600 shares | $121,000 |
| SEARS HLDGS CORP | COM | 812350106 | — | 4,800 shares | $121,000 |
| SOUTH ST CORP | COM | 840441109 | — | 2,157 shares | $121,000 |
| SUN CMNTYS INC | COM | 866674104 | — | 2,401 shares | $121,000 |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | PUT | 5,000 shares | $121,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | — | 4,915 shares | $120,000 |
| COPART INC | COM | 217204106 | — | 3,830 shares | $120,000 |
| DIREXION SHS ETF TR | DLY MIDCAP ETF3X | 25459W730 | — | 1,438 shares | $120,000 |
| EMULEX CORP | COM NEW | 292475209 | — | 24,286 shares | $120,000 |
| EXCEL TR INC | COM | 30068C109 | — | 10,200 shares | $120,000 |
| FREDS INC | CL A | 356108100 | — | 8,586 shares | $120,000 |
| GOGO INC | COM | 38046C109 | CALL | 7,100 shares | $120,000 |
| GRACE W R & CO DEL NEW | COM | 38388F108 | — | 1,317 shares | $120,000 |
| LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | — | 7,603 shares | $120,000 |
| NEW GOLD INC CDA | COM | 644535106 | — | 23,800 shares | $120,000 |
| OUTERWALL INC | COM | 690070107 | — | 2,140 shares | $120,000 |
| ADVENT SOFTWARE INC | COM | 007974108 | — | 3,784 shares | $119,000 |
| AIRGAS INC | COM | 009363102 | — | 1,079 shares | $119,000 |
| ALCATEL-LUCENT | SPONSORED ADR | 013904305 | PUT | 39,200 shares | $119,000 |
| ARRIS GROUP INC NEW | COM | 04270V106 | CALL | 4,200 shares | $119,000 |
| ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | CALL | 6,100 shares | $119,000 |
| CENTRAL EUR RUSS & TURK FD I | COM | 153436100 | — | 4,777 shares | $119,000 |
| INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | PUT | 7,600 shares | $119,000 |
| NORTHEAST UTILS | COM | 664397106 | — | 2,695 shares | $119,000 |
| PUMA BIOTECHNOLOGY INC | COM | 74587V107 | CALL | 500 shares | $119,000 |
| TRIPADVISOR INC | COM | 896945201 | PUT | 1,300 shares | $119,000 |
| CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | CALL | 2,000 shares | $118,000 |
| CRITEO S A | SPONS ADS | 226718104 | CALL | 3,500 shares | $118,000 |
| CU BANCORP CALIF | COM | 126534106 | — | 6,250 shares | $118,000 |
| EXPEDITORS INTL WASH INC | COM | 302130109 | CALL | 2,900 shares | $118,000 |
| EXPEDITORS INTL WASH INC | COM | 302130109 | PUT | 2,900 shares | $118,000 |
| FIRST FINL BANKSHARES | COM | 32020R109 | — | 4,246 shares | $118,000 |
| GLOBAL X FDS | FTSE NORDIC REG | 37950E101 | — | 4,765 shares | $118,000 |
| HFF INC | CL A | 40418F108 | — | 4,074 shares | $118,000 |
| IMPERIAL OIL LTD | COM NEW | 453038408 | CALL | 2,500 shares | $118,000 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | — | 1,174 shares | $118,000 |
| REVLON INC | CL A NEW | 761525609 | — | 3,715 shares | $118,000 |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | PUT | 4,500 shares | $118,000 |
| SPDR INDEX SHS FDS | RUSS NOM SC JP | 78463X822 | — | 2,363 shares | $118,000 |
| TELEFONICA S A | SPONSORED ADR | 879382208 | — | 7,690 shares | $118,000 |
| VIASYSTEMS GROUP INC | COM PAR$.01 | 92553H803 | — | 7,500 shares | $118,000 |
| DONNELLEY R R & SONS CO | COM | 257867101 | CALL | 7,100 shares | $117,000 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | — | 9,198 shares | $117,000 |
| EATON VANCE OHIO MUN BD FD | COM | 27828L106 | — | 9,376 shares | $117,000 |
| EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | PUT | 3,300 shares | $117,000 |
| GREEN DOT CORP | CL A | 39304D102 | — | 5,516 shares | $117,000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | CALL | 600 shares | $117,000 |
| JUMEI INTL HLDG LTD | SPONSORED ADR | 48138L107 | CALL | 5,000 shares | $117,000 |
| MARCUS CORP | COM | 566330106 | — | 7,436 shares | $117,000 |
| PAREXEL INTL CORP | COM | 699462107 | — | 1,861 shares | $117,000 |
| PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | — | 7,400 shares | $117,000 |
| PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | — | 1,550 shares | $117,000 |
| TESSERA TECHNOLOGIES INC | COM | 88164L100 | CALL | 4,400 shares | $117,000 |
| URSTADT BIDDLE PPTYS INC | CL A | 917286205 | — | 5,759 shares | $117,000 |
| AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | PUT | 4,600 shares | $116,000 |
| CARMAX INC | COM | 143130102 | PUT | 2,500 shares | $116,000 |
| ESSENT GROUP LTD | COM | G3198U102 | — | 5,434 shares | $116,000 |
| GREEN DOT CORP | CL A | 39304D102 | CALL | 5,500 shares | $116,000 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | CALL | 4,700 shares | $116,000 |
| IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | — | 13,163 shares | $116,000 |
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | — | 5,300 shares | $116,000 |
| NUVEEN NY SELECT TAX FREE PR | SH BEN INT | 67063V104 | — | 8,653 shares | $116,000 |
| OPEN TEXT CORP | COM | 683715106 | CALL | 2,100 shares | $116,000 |
| RIVERVIEW BANCORP INC | COM | 769397100 | — | 29,000 shares | $116,000 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | CALL | 2,000 shares | $116,000 |
| ADVISORSHARES TR | RANGER EQUITY BE | 00768Y883 | — | 9,634 shares | $115,000 |
| BARCLAYS BK PLC | 10 YR TREAS BULL | 06740L493 | — | 1,634 shares | $115,000 |
| CIVEO CORP | COM | 178787107 | — | 9,938 shares | $115,000 |
| EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | CALL | 32,300 shares | $115,000 |
| ECOLAB INC | COM | 278865100 | PUT | 1,000 shares | $115,000 |
| ENERGY RECOVERY INC | COM | 29270J100 | — | 32,540 shares | $115,000 |
| FIRST LONG IS CORP | COM | 320734106 | — | 3,341 shares | $115,000 |
| INVESCO PA VALUE MUN INCOME | COM | 46132K109 | — | 8,807 shares | $115,000 |
| ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | — | 3,884 shares | $115,000 |
| JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | — | 4,186 shares | $115,000 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | — | 1,280 shares | $115,000 |
| NEWS CORP NEW | CL B | 65249B208 | — | 7,116 shares | $115,000 |
| REALOGY HLDGS CORP | COM | 75605Y106 | CALL | 3,100 shares | $115,000 |
| SEABRIDGE GOLD INC | COM | 811916105 | — | 14,342 shares | $115,000 |