← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TYSON FOODS INC | CL A | 902494103 | — | 2,932 shares | $115,000 |
| UNITED STATES CELLULAR CORP | COM | 911684108 | — | 3,250 shares | $115,000 |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | — | 11,059 shares | $115,000 |
| VECTOR GROUP LTD | COM | 92240M108 | — | 5,193 shares | $115,000 |
| AGENUS INC | COM NEW | 00847G705 | CALL | 36,700 shares | $114,000 |
| ALIGN TECHNOLOGY INC | COM | 016255101 | CALL | 2,200 shares | $114,000 |
| ARUBA NETWORKS INC | COM | 043176106 | CALL | 5,300 shares | $114,000 |
| BRIDGE CAP HLDGS | COM | 108030107 | — | 5,000 shares | $114,000 |
| COMCAST CORP NEW | CL A SPL | 20030N200 | — | 2,125 shares | $114,000 |
| CVR REFNG LP | COMUNIT REP LT | 12663P107 | CALL | 4,900 shares | $114,000 |
| DIAMOND FOODS INC | COM | 252603105 | CALL | 4,000 shares | $114,000 |
| FIRSTENERGY CORP | COM | 337932107 | PUT | 3,400 shares | $114,000 |
| GENUINE PARTS CO | COM | 372460105 | PUT | 1,300 shares | $114,000 |
| HUNT J B TRANS SVCS INC | COM | 445658107 | — | 1,543 shares | $114,000 |
| IMAX CORP | COM | 45245E109 | — | 4,141 shares | $114,000 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | — | 885 shares | $114,000 |
| MATTRESS FIRM HLDG CORP | COM | 57722W106 | — | 1,894 shares | $114,000 |
| METHANEX CORP | COM | 59151K108 | PUT | 1,700 shares | $114,000 |
| OMNICARE CAP TR II | PFD B TR 4.00% | 68214Q200 | — | 1,492 shares | $114,000 |
| POWERSHS DB MULTI SECT COMM | DB BASE METALS | 73936B705 | — | 6,752 shares | $114,000 |
| SAFEGUARD SCIENTIFICS INC | COM NEW | 786449207 | — | 6,190 shares | $114,000 |
| SPDR INDEX SHS FDS | EUROPE ETF | 78463X608 | — | 3,255 shares | $114,000 |
| SUTRON CORP | COM | 869380105 | — | 22,500 shares | $114,000 |
| WALTER INVT MGMT CORP | COM | 93317W102 | CALL | 5,200 shares | $114,000 |
| ASIA PAC FD INC | COM | 044901106 | — | 10,000 shares | $113,000 |
| BARCLAYS BK PLC | S&P 500 3X LNG | 06740P601 | — | 686 shares | $113,000 |
| CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | CALL | 5,000 shares | $113,000 |
| CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | PUT | 5,000 shares | $113,000 |
| DAILY JOURNAL CORP | COM | 233912104 | — | 624 shares | $113,000 |
| DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | — | 2,609 shares | $113,000 |
| GALENA BIOPHARMA INC | COM | 363256108 | — | 54,991 shares | $113,000 |
| HONDA MOTOR LTD | AMERN SHS | 438128308 | PUT | 3,300 shares | $113,000 |
| MCDERMOTT INTL INC | COM | 580037109 | PUT | 19,700 shares | $113,000 |
| NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | — | 18,840 shares | $113,000 |
| REPUBLIC AWYS HLDGS INC | COM | 760276105 | — | 10,172 shares | $113,000 |
| SPROUTS FMRS MKT INC | COM | 85208M102 | CALL | 3,900 shares | $113,000 |
| USANA HEALTH SCIENCES INC | COM | 90328M107 | — | 1,529 shares | $113,000 |
| VANGUARD NAT RES LLC | COM UNIT | 92205F106 | PUT | 4,100 shares | $113,000 |
| WABTEC CORP | COM | 929740108 | CALL | 1,400 shares | $113,000 |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | — | 2,319 shares | $112,000 |
| CABOT MICROELECTRONICS CORP | COM | 12709P103 | — | 2,698 shares | $112,000 |
| CARDINAL HEALTH INC | COM | 14149Y108 | PUT | 1,500 shares | $112,000 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | PUT | 1,500 shares | $112,000 |
| EQUITY COMWLTH | COM SH BEN INT | 294628102 | — | 4,351 shares | $112,000 |
| FARO TECHNOLOGIES INC | COM | 311642102 | — | 2,210 shares | $112,000 |
| FIRST TR ISE GLOBAL ENGR & C | COM | 33736M103 | — | 2,312 shares | $112,000 |
| GERON CORP | COM | 374163103 | — | 56,202 shares | $112,000 |
| GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | — | 6,050 shares | $112,000 |
| HEALTHCARE TR AMER INC | CL A | 42225P105 | — | 9,682 shares | $112,000 |
| LAUDER ESTEE COS INC | CL A | 518439104 | CALL | 1,500 shares | $112,000 |
| QUALCOMM INC | COM | 747525103 | PUT | 1,500 shares | $112,000 |
| REGIONS FINL CORP NEW | COM | 7591EP100 | CALL | 11,200 shares | $112,000 |
| SHUTTERFLY INC | COM | 82568P304 | CALL | 2,300 shares | $112,000 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 1,195 shares | $112,000 |
| TURQUOISE HILL RES LTD | COM | 900435108 | CALL | 30,000 shares | $112,000 |
| WATSCO INC | CL B CONV | 942622101 | — | 1,289 shares | $112,000 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | — | 885 shares | $111,000 |
| EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | — | 4,832 shares | $111,000 |
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | CALL | 3,200 shares | $111,000 |
| HCP INC | COM | 40414L109 | CALL | 2,800 shares | $111,000 |
| KEWAUNEE SCIENTIFIC CORP | COM | 492854104 | — | 6,230 shares | $111,000 |
| PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | PUT | 4,500 shares | $111,000 |
| STAR BULK CARRIERS CORP | SHS NEW | Y8162K121 | — | 10,035 shares | $111,000 |
| TAHOE RES INC | COM | 873868103 | — | 5,480 shares | $111,000 |
| TELENAV INC | COM | 879455103 | — | 16,500 shares | $111,000 |
| WIX COM LTD | SHS | M98068105 | CALL | 6,800 shares | $111,000 |
| AMERICA MOVIL SAB DE CV | SPON ADR A SHS | 02364W204 | — | 4,371 shares | $110,000 |
| ANIKA THERAPEUTICS INC | COM | 035255108 | CALL | 3,000 shares | $110,000 |
| BARCLAYS BANK PLC | ETN DJUBSCOTTN38 | 06739H271 | — | 2,699 shares | $110,000 |
| GALENA BIOPHARMA INC | COM | 363256108 | CALL | 53,300 shares | $110,000 |
| HCI GROUP INC | COM | 40416E103 | — | 3,060 shares | $110,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 1,302 shares | $110,000 |
| INVESCO HIGH INCOME TR II | COM | 46131F101 | — | 7,100 shares | $110,000 |
| IPG PHOTONICS CORP | COM | 44980X109 | PUT | 1,600 shares | $110,000 |
| ISHARES | TRGT DT 2025 ETF | 464289503 | — | 2,640 shares | $110,000 |
| ODYSSEY MARINE EXPLORATION I | COM | 676118102 | — | 120,795 shares | $110,000 |
| OWENS & MINOR INC NEW | COM | 690732102 | — | 3,358 shares | $110,000 |
| REPLIGEN CORP | COM | 759916109 | — | 5,503 shares | $110,000 |
| SERVICE CORP INTL | COM | 817565104 | — | 5,190 shares | $110,000 |
| SPDR SERIES TRUST | NUVN S&P VRDO MN | 78464A318 | — | 3,684 shares | $110,000 |
| TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 900111204 | — | 8,333 shares | $110,000 |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | — | 1,132 shares | $110,000 |
| ACTUANT CORP | CL A NEW | 00508X203 | — | 3,573 shares | $109,000 |
| ANALOG DEVICES INC | COM | 032654105 | CALL | 2,200 shares | $109,000 |
| BARCLAYS BANK PLC | ETN DJUBS GRNS37 | 06739H305 | — | 3,315 shares | $109,000 |
| B/E AEROSPACE INC | COM | 073302101 | CALL | 1,300 shares | $109,000 |
| CAMECO CORP | COM | 13321L108 | — | 6,180 shares | $109,000 |
| CIVITAS SOLUTIONS INC | COM | 17887R102 | — | 6,965 shares | $109,000 |
| DU PONT E I DE NEMOURS & CO | COM | 263534109 | — | 1,516 shares | $109,000 |
| EXPRESS INC | COM | 30219E103 | — | 6,970 shares | $109,000 |
| GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | — | 5,860 shares | $109,000 |
| MCEWEN MNG INC | COM | 58039P107 | — | 55,411 shares | $109,000 |
| NATIONAL CINEMEDIA INC | COM | 635309107 | — | 7,520 shares | $109,000 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | CALL | 3,200 shares | $109,000 |
| PIMCO ETF TR | TOTL RETN ETF | 72201R775 | CALL | 1,000 shares | $109,000 |
| POST HLDGS INC | COM | 737446104 | PUT | 3,300 shares | $109,000 |
| PROSHARES TR | ULTSHT MSCI JAP | 74348A459 | — | 1,740 shares | $109,000 |
| PROTHENA CORP PLC | SHS | G72800108 | CALL | 4,900 shares | $109,000 |
| PVH CORP | COM | 693656100 | PUT | 900 shares | $109,000 |
| RYLAND GROUP INC | COM | 783764103 | — | 3,292 shares | $109,000 |