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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| HARTFORD FINL SVCS GROUP INC | *W EXP 06/26/201 | 416515120 | — | 3,516 shares | $102,000 |
| ISHARES | TRGT DT 2040 ETF | 464289800 | — | 2,303 shares | $102,000 |
| LEXINGTON REALTY TRUST | COM | 529043101 | PUT | 10,400 shares | $102,000 |
| MURPHY OIL CORP | COM | 626717102 | CALL | 1,800 shares | $102,000 |
| OSI SYSTEMS INC | COM | 671044105 | — | 1,601 shares | $102,000 |
| PILGRIMS PRIDE CORP NEW | COM | 72147K108 | — | 3,344 shares | $102,000 |
| POWERSHARES GLOBAL ETF TRUST | ASIA PAC EX-JP | 73936T854 | — | 1,878 shares | $102,000 |
| PROSHARES TR | PSHS ULT 2000 GR | 74347R487 | — | 1,134 shares | $102,000 |
| PROSHARES TR II | ULTRA SILVER NEW | 74347W353 | CALL | 2,200 shares | $102,000 |
| TORNIER N V | SHS | N87237108 | — | 4,277 shares | $102,000 |
| WISDOMTREE TR | INDIAN RUP ETF | 97717W166 | — | 4,890 shares | $102,000 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 | — | 17,000 shares | $101,000 |
| BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | PUT | 5,900 shares | $101,000 |
| CISCO SYS INC | COM | 17275R102 | PUT | 4,000 shares | $101,000 |
| CONSTELLATION BRANDS INC | CL B | 21036P207 | — | 1,167 shares | $101,000 |
| DANAHER CORP DEL | NOTE 1/2 | 235851AF9 | — | 46,000 principal | $101,000 |
| DIREXION SHS ETF TR | DRX S&P500BULL | 25459W862 | PUT | 1,300 shares | $101,000 |
| IDENTIV INC | COM NEW | 45170X205 | — | 7,500 shares | $101,000 |
| JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | — | 7,928 shares | $101,000 |
| M D C HLDGS INC | COM | 552676108 | — | 3,995 shares | $101,000 |
| NUVEEN PA INVT QUALITY MUN F | COM | 670972108 | — | 7,416 shares | $101,000 |
| PIMCO ETF TR | INV GRD CRP BD | 72201R817 | — | 992 shares | $101,000 |
| RACKSPACE HOSTING INC | COM | 750086100 | PUT | 3,100 shares | $101,000 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 | — | 4,496 shares | $101,000 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 | — | 3,500 shares | $101,000 |
| SOUTHSIDE BANCSHARES INC | COM | 84470P109 | — | 3,032 shares | $101,000 |
| TECHTARGET INC | COM | 87874R100 | — | 11,700 shares | $101,000 |
| TEXTRON INC | COM | 883203101 | PUT | 2,800 shares | $101,000 |
| TRIPLE-S MGMT CORP | CL B | 896749108 | — | 5,054 shares | $101,000 |
| WHITING PETE CORP NEW | COM | 966387102 | CALL | 1,300 shares | $101,000 |
| ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | PUT | 2,700 shares | $100,000 |
| AVIV REIT INC MD | COM | 05381L101 | — | 3,800 shares | $100,000 |
| BELDEN INC | COM | 077454106 | — | 1,562 shares | $100,000 |
| CERUS CORP | COM | 157085101 | PUT | 24,900 shares | $100,000 |
| CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | PUT | 1,700 shares | $100,000 |
| CLOVIS ONCOLOGY INC | COM | 189464100 | CALL | 2,200 shares | $100,000 |
| CON-WAY INC | COM | 205944101 | PUT | 2,100 shares | $100,000 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 | — | 5,970 shares | $100,000 |
| HYPERION THERAPEUTICS INC | COM | 44915N101 | — | 3,978 shares | $100,000 |
| ICU MED INC | COM | 44930G107 | — | 1,563 shares | $100,000 |
| ISHARES TR | 2023 CORP EX ETF | 46432FAN7 | — | 1,043 shares | $100,000 |
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | PUT | 9,300 shares | $100,000 |
| OPKO HEALTH INC | COM | 68375N103 | PUT | 11,700 shares | $100,000 |
| PIMCO NEW YORK MUN INCM FD 1 | COM | 72201E105 | — | 10,485 shares | $100,000 |
| POWERSHARES ETF TRUST | DYN RETAIL PTF | 73935X617 | — | 3,051 shares | $100,000 |
| RYLAND GROUP INC | COM | 783764103 | PUT | 3,000 shares | $100,000 |
| SPANSION INC | COM CL A NEW | 84649R200 | PUT | 4,400 shares | $100,000 |
| SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | — | 2,291 shares | $100,000 |
| THOMPSON CREEK METALS CO INC | COM | 884768102 | — | 45,315 shares | $100,000 |
| ULTRATECH INC | COM | 904034105 | CALL | 4,400 shares | $100,000 |
| VIRNETX HLDG CORP | COM | 92823T108 | — | 16,690 shares | $100,000 |
| WD-40 CO | COM | 929236107 | — | 1,472 shares | $100,000 |
| ATHLON ENERGY INC | COM | 047477104 | CALL | 1,700 shares | $99,000 |
| CREDIT SUISSE AG NASSAU BRH | EXCHTRADE MIDTER | 22539T621 | — | 2,340 shares | $99,000 |
| INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | — | 6,300 shares | $99,000 |
| ISHARES | INTERM CR BD ETF | 464288638 | — | 908 shares | $99,000 |
| MEMORIAL RESOURCE DEV CORP | COM | 58605Q109 | — | 3,670 shares | $99,000 |
| PAN AMERICAN SILVER CORP | COM | 697900108 | CALL | 9,000 shares | $99,000 |
| SPANSION INC | COM CL A NEW | 84649R200 | — | 4,343 shares | $99,000 |
| SUNTRUST BKS INC | COM | 867914103 | — | 2,600 shares | $99,000 |
| WEST BANCORPORATION INC | CAP STK | 95123P106 | — | 7,000 shares | $99,000 |
| AMERIS BANCORP | COM | 03076K108 | — | 4,472 shares | $98,000 |
| BURGER KING WORLDWIDE INC | COM | 121220107 | CALL | 3,300 shares | $98,000 |
| CARMAX INC | COM | 143130102 | — | 2,110 shares | $98,000 |
| COLUMBIA SPORTSWEAR CO | COM | 198516106 | — | 2,750 shares | $98,000 |
| ELDORADO GOLD CORP NEW | COM | 284902103 | CALL | 14,600 shares | $98,000 |
| FRANKLIN RES INC | COM | 354613101 | CALL | 1,800 shares | $98,000 |
| HARMAN INTL INDS INC | COM | 413086109 | PUT | 1,000 shares | $98,000 |
| HOMETRUST BANCSHARES INC | COM | 437872104 | — | 6,741 shares | $98,000 |
| ISHARES | NW ZEALND CP ETF | 464289123 | — | 2,541 shares | $98,000 |
| PIMCO MUN INCOME FD III | COM | 72201A103 | — | 9,190 shares | $98,000 |
| WATSCO INC | COM | 942622200 | — | 1,135 shares | $98,000 |
| CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | — | 8,859 shares | $97,000 |
| CVR ENERGY INC | COM | 12662P108 | — | 2,171 shares | $97,000 |
| EURONET WORLDWIDE INC | COM | 298736109 | — | 2,036 shares | $97,000 |
| GLOBAL X FDS | GLB X LITHIUM | 37950E762 | — | 7,790 shares | $97,000 |
| GROUPON INC | COM CL A | 399473107 | CALL | 14,500 shares | $97,000 |
| GUESS INC | COM | 401617105 | — | 4,437 shares | $97,000 |
| ICON PLC | SHS | G4705A100 | PUT | 1,700 shares | $97,000 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | PUT | 9,800 shares | $97,000 |
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | CALL | 2,500 shares | $97,000 |
| INTERNATIONAL RECTIFIER CORP | COM | 460254105 | — | 2,484 shares | $97,000 |
| ISHARES U S ETF TR | IT RT HDG HGYL | 46431W606 | — | 1,000 shares | $97,000 |
| JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | — | 10,470 shares | $97,000 |
| KFORCE INC | COM | 493732101 | — | 4,953 shares | $97,000 |
| LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | — | 2,820 shares | $97,000 |
| PLURISTEM THERAPEUTICS INC | COM | 72940R102 | — | 34,004 shares | $97,000 |
| SEASPAN CORP | SHS | Y75638109 | CALL | 4,500 shares | $97,000 |
| SPDR INDEX SHS FDS | S&P GLBDIV ETF | 78463X459 | — | 1,500 shares | $97,000 |
| TALMER BANCORP INC | COM | 87482X101 | — | 6,997 shares | $97,000 |
| TESLA MTRS INC | COM | 88160R101 | — | 400 shares | $97,000 |
| AMERICAN MUN INCOME PORTFOLI | COM | 027649102 | — | 6,477 shares | $96,000 |
| APOLLO INVT CORP | COM | 03761U106 | CALL | 11,800 shares | $96,000 |
| CASH AMER INTL INC | COM | 14754D100 | — | 2,203 shares | $96,000 |
| EXLSERVICE HOLDINGS INC | COM | 302081104 | — | 3,950 shares | $96,000 |
| FEMALE HEALTH CO | COM | 314462102 | — | 27,603 shares | $96,000 |
| GREAT SOUTHN BANCORP INC | COM | 390905107 | — | 3,169 shares | $96,000 |
| HAEMONETICS CORP | COM | 405024100 | — | 2,756 shares | $96,000 |
| ISHARES | TRGT DT 2030 ETF | 464289602 | — | 2,248 shares | $96,000 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | CALL | 700 shares | $96,000 |