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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SCANA CORP NEW | COM | 80589M102 | CALL | 2,200 shares | $109,000 |
| SWIFT TRANSN CO | CL A | 87074U101 | CALL | 5,200 shares | $109,000 |
| 8X8 INC NEW | COM | 282914100 | — | 16,213 shares | $108,000 |
| ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | — | 8,984 shares | $108,000 |
| AVON PRODS INC | COM | 054303102 | CALL | 8,600 shares | $108,000 |
| CENTENE CORP DEL | COM | 15135B101 | CALL | 1,300 shares | $108,000 |
| CTC MEDIA INC | COM | 12642X106 | — | 16,230 shares | $108,000 |
| DU PONT E I DE NEMOURS & CO | COM | 263534109 | — | 1,500 shares | $108,000 |
| EMPIRE ST RLTY TR INC | CL A | 292104106 | — | 7,200 shares | $108,000 |
| HUGOTON RTY TR TEX | UNIT BEN INT | 444717102 | CALL | 12,000 shares | $108,000 |
| ISHARES | US HOME CONS ETF | 464288752 | CALL | 4,800 shares | $108,000 |
| KB HOME | COM | 48666K109 | CALL | 7,200 shares | $108,000 |
| MESA RTY TR | UNIT BEN INT | 590660106 | — | 3,107 shares | $108,000 |
| NOVAVAX INC | COM | 670002104 | PUT | 25,800 shares | $108,000 |
| PALL CORP | COM | 696429307 | — | 1,290 shares | $108,000 |
| PG&E CORP | COM | 69331C108 | PUT | 2,400 shares | $108,000 |
| RAYTHEON CO | COM NEW | 755111507 | — | 1,060 shares | $108,000 |
| ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | CALL | 1,600 shares | $108,000 |
| SEQUENOM INC | COM NEW | 817337405 | — | 36,429 shares | $108,000 |
| UNITED STS BRENT OIL FD LP | UNIT | 91167Q100 | — | 2,856 shares | $108,000 |
| WISDOMTREE TR | GLB EX UD DVD GR | 97717W844 | — | 2,137 shares | $108,000 |
| BOFI HLDG INC | COM | 05566U108 | — | 1,475 shares | $107,000 |
| CROWN HOLDINGS INC | COM | 228368106 | CALL | 2,400 shares | $107,000 |
| EATON VANCE MASS MUN BD FD | COM | 27828K108 | — | 7,374 shares | $107,000 |
| EXELIXIS INC | COM | 30161Q104 | — | 69,772 shares | $107,000 |
| GENPACT LIMITED | SHS | G3922B107 | — | 6,579 shares | $107,000 |
| GRAINGER W W INC | COM | 384802104 | — | 425 shares | $107,000 |
| HARRIS & HARRIS GROUP INC | COM | 413833104 | — | 36,000 shares | $107,000 |
| IMPERIAL HLDGS INC | COM | 452834104 | — | 16,581 shares | $107,000 |
| INNOSPEC INC | COM | 45768S105 | — | 2,973 shares | $107,000 |
| JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | CALL | 3,900 shares | $107,000 |
| MARKET VECTORS ETF TR | SEMICONDUCTOR | 57060U233 | CALL | 2,100 shares | $107,000 |
| MEDALLION FINL CORP | COM | 583928106 | PUT | 9,200 shares | $107,000 |
| PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | — | 3,860 shares | $107,000 |
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | CALL | 1,500 shares | $107,000 |
| SPDR SERIES TRUST | BRC MTG BCKD BD | 78464A383 | — | 3,938 shares | $107,000 |
| VIASAT INC | COM | 92552V100 | — | 1,934 shares | $107,000 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 | CALL | 17,800 shares | $106,000 |
| BALLY TECHNOLOGIES INC | COM | 05874B107 | — | 1,311 shares | $106,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BRIC ETF | 18383M100 | — | 3,120 shares | $106,000 |
| DIREXION SHS ETF TR | DLY ENRGY BULL3X | 25459W888 | CALL | 1,100 shares | $106,000 |
| HARTE-HANKS INC | COM | 416196103 | — | 16,605 shares | $106,000 |
| IMPERVA INC | COM | 45321L100 | CALL | 3,700 shares | $106,000 |
| MIDDLEBY CORP | COM | 596278101 | PUT | 1,200 shares | $106,000 |
| NIPPON TELEG & TEL CORP | SPONSORED ADR | 654624105 | — | 3,420 shares | $106,000 |
| UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | — | 2,322 shares | $106,000 |
| APPROACH RESOURCES INC | COM | 03834A103 | — | 7,269 shares | $105,000 |
| BLOCK H & R INC | COM | 093671105 | PUT | 3,400 shares | $105,000 |
| CROWN CASTLE INTL CORP | COM | 228227104 | CALL | 1,300 shares | $105,000 |
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | CALL | 10,600 shares | $105,000 |
| ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | CALL | 2,700 shares | $105,000 |
| ERICSSON | ADR B SEK 10 | 294821608 | CALL | 8,300 shares | $105,000 |
| GREEN PLAINS INC | COM | 393222104 | CALL | 2,800 shares | $105,000 |
| KEMPER CORP DEL | COM | 488401100 | — | 3,083 shares | $105,000 |
| NANOVIRICIDES INC | COM NEW | 630087203 | — | 35,011 shares | $105,000 |
| PITNEY BOWES INC | COM | 724479100 | CALL | 4,200 shares | $105,000 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 | — | 4,960 shares | $105,000 |
| SILVER STD RES INC | COM | 82823L106 | — | 17,237 shares | $105,000 |
| SONIC CORP | COM | 835451105 | — | 4,697 shares | $105,000 |
| AFFYMETRIX INC | COM | 00826T108 | PUT | 13,000 shares | $104,000 |
| ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | CALL | 2,800 shares | $104,000 |
| AMERICAN ELEC PWR INC | COM | 025537101 | PUT | 2,000 shares | $104,000 |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | PUT | 1,200 shares | $104,000 |
| AVNET INC | COM | 053807103 | PUT | 2,500 shares | $104,000 |
| BANNER CORP | COM NEW | 06652V208 | — | 2,705 shares | $104,000 |
| BOSTON PROPERTIES INC | COM | 101121101 | PUT | 900 shares | $104,000 |
| DORMAN PRODUCTS INC | COM | 258278100 | PUT | 2,600 shares | $104,000 |
| EROS INTL PLC | SHS NEW | G3788M114 | — | 7,133 shares | $104,000 |
| FIRST TRUST SPECIALTY FINANC | COM BEN INTR | 33733G109 | — | 12,440 shares | $104,000 |
| IMS HEALTH HLDGS INC | COM | 44970B109 | — | 3,967 shares | $104,000 |
| ISHARES | TRGT DT 2020 ETF | 464289404 | — | 2,591 shares | $104,000 |
| LRR ENERGY LP | COM | 50214A104 | — | 5,813 shares | $104,000 |
| LSI INDS INC | COM | 50216C108 | — | 17,075 shares | $104,000 |
| MEDICINES CO | COM | 584688105 | — | 4,645 shares | $104,000 |
| SEABRIDGE GOLD INC | COM | 811916105 | — | 12,910 shares | $104,000 |
| TEKMIRA PHARMACEUTICALS CORP | COM NEW | 87911B209 | CALL | 4,900 shares | $104,000 |
| TUPPERWARE BRANDS CORP | COM | 899896104 | PUT | 1,500 shares | $104,000 |
| AMBARELLA INC | SHS | G037AX101 | — | 2,357 shares | $103,000 |
| EGA EMERGING GLOBAL SHS TR | EGS BRAZ INF ETF | 268461829 | — | 7,151 shares | $103,000 |
| FIRST CMNTY BANCSHARES INC N | COM | 31983A103 | — | 7,185 shares | $103,000 |
| GETTY RLTY CORP NEW | COM | 374297109 | — | 6,039 shares | $103,000 |
| GRAMERCY PPTY TR INC | COM | 38489R100 | — | 17,800 shares | $103,000 |
| KRISPY KREME DOUGHNUTS INC | COM | 501014104 | PUT | 6,000 shares | $103,000 |
| MAXIM INTEGRATED PRODS INC | COM | 57772K101 | CALL | 3,400 shares | $103,000 |
| MBIA INC | COM | 55262C100 | PUT | 11,200 shares | $103,000 |
| NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | — | 10,970 shares | $103,000 |
| PROSHARES TR | PSHS SHTFINL ETF | 74347R230 | — | 5,412 shares | $103,000 |
| REDIFF COM INDIA LTD | SPONSORED ADR | 757479100 | — | 45,000 shares | $103,000 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 1,045 shares | $103,000 |
| SPX CORP | COM | 784635104 | — | 1,100 shares | $103,000 |
| SYNNEX CORP | COM | 87162W100 | PUT | 1,600 shares | $103,000 |
| THOMPSON CREEK METALS CO INC | COM | 884768102 | — | 47,041 shares | $103,000 |
| XYLEM INC | COM | 98419M100 | PUT | 2,900 shares | $103,000 |
| ALLIANT TECHSYSTEMS INC | COM | 018804104 | PUT | 800 shares | $102,000 |
| BARCLAYS BK PLC | IPTH PURE COCA | 06740P130 | — | 2,142 shares | $102,000 |
| CEDAR REALTY TRUST INC | COM NEW | 150602209 | — | 17,259 shares | $102,000 |
| COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 204448104 | CALL | 8,800 shares | $102,000 |
| DIREXION SHS ETF TR | DLY EMRGMKT BULL | 25459Y686 | PUT | 3,800 shares | $102,000 |
| EBAY INC | COM | 278642103 | PUT | 1,800 shares | $102,000 |
| GDL FUND | COM SH BEN IT | 361570104 | — | 9,711 shares | $102,000 |