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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| W P CAREY INC | COM | 92936U109 | CALL | 2,600 shares | $166,000 |
| CINCINNATI FINL CORP | COM | 172062101 | CALL | 3,500 shares | $165,000 |
| CIRRUS LOGIC INC | COM | 172755100 | — | 7,906 shares | $165,000 |
| DECKERS OUTDOOR CORP | COM | 243537107 | PUT | 1,700 shares | $165,000 |
| GRACO INC | COM | 384109104 | — | 2,255 shares | $165,000 |
| GREIF INC | CL B | 397624206 | — | 3,330 shares | $165,000 |
| IPG PHOTONICS CORP | COM | 44980X109 | CALL | 2,400 shares | $165,000 |
| NEW GOLD INC CDA | COM | 644535106 | — | 32,680 shares | $165,000 |
| NOODLES & CO | CL A | 65540B105 | PUT | 8,600 shares | $165,000 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | — | 11,646 shares | $165,000 |
| TRINET GROUP INC | COM | 896288107 | — | 6,405 shares | $165,000 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | — | 2,907 shares | $165,000 |
| ARCH COAL INC | COM | 039380100 | — | 77,249 shares | $164,000 |
| CAMDEN PPTY TR | SH BEN INT | 133131102 | — | 2,396 shares | $164,000 |
| CHUBB CORP | COM | 171232101 | CALL | 1,800 shares | $164,000 |
| COMMERCIAL VEH GROUP INC | COM | 202608105 | — | 26,579 shares | $164,000 |
| COMTECH TELECOMMUNICATIONS C | COM NEW | 205826209 | — | 4,405 shares | $164,000 |
| CYS INVTS INC | COM | 12673A108 | — | 19,897 shares | $164,000 |
| D R HORTON INC | COM | 23331A109 | PUT | 8,000 shares | $164,000 |
| ISHARES TR | NYSE 100 ETF | 464287135 | — | 1,865 shares | $164,000 |
| MESABI TR | CTF BEN INT | 590672101 | CALL | 8,600 shares | $164,000 |
| ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | — | 2,150 shares | $164,000 |
| SIGMA ALDRICH CORP | COM | 826552101 | — | 1,205 shares | $164,000 |
| BARCLAYS BANK PLC | IPTH JPY/USD ETN | 06739G851 | — | 3,140 shares | $163,000 |
| BURLINGTON STORES INC | COM | 122017106 | — | 4,084 shares | $163,000 |
| GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | CALL | 3,100 shares | $163,000 |
| LINEAR TECHNOLOGY CORP | COM | 535678106 | — | 3,663 shares | $163,000 |
| NORCRAFT COS INC | COM | 65557Y105 | — | 10,218 shares | $163,000 |
| PANERA BREAD CO | CL A | 69840W108 | PUT | 1,000 shares | $163,000 |
| TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | PUT | 2,400 shares | $163,000 |
| TESARO INC | COM | 881569107 | — | 6,037 shares | $163,000 |
| COVANCE INC | COM | 222816100 | — | 2,055 shares | $162,000 |
| HANCOCK HLDG CO | COM | 410120109 | — | 5,062 shares | $162,000 |
| IDEXX LABS INC | COM | 45168D104 | — | 1,379 shares | $162,000 |
| KAYNE ANDERSON ENRGY TTL RT | COM | 48660P104 | — | 5,072 shares | $162,000 |
| METLIFE INC | UNIT 99/99/9999 | 59156R116 | — | 5,274 shares | $162,000 |
| OMNICELL INC | COM | 68213N109 | — | 5,940 shares | $162,000 |
| PUTMAN HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | — | 19,495 shares | $162,000 |
| TESARO INC | COM | 881569107 | CALL | 6,000 shares | $162,000 |
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | CALL | 13,400 shares | $162,000 |
| BLACKROCK MUNIYIELD INVST FD | COM | 09254R104 | — | 10,941 shares | $161,000 |
| BLACKROCK MUNIYIELD NJ QLTY | COM | 09255A100 | — | 11,562 shares | $161,000 |
| COVANTA HLDG CORP | COM | 22282E102 | CALL | 7,600 shares | $161,000 |
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | — | 16,923 shares | $161,000 |
| PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | — | 8,161 shares | $161,000 |
| POLYMET MINING CORP | COM | 731916102 | — | 149,107 shares | $161,000 |
| POWERSECURE INTL INC | COM | 73936N105 | — | 16,823 shares | $161,000 |
| PPL CORP | COM | 69351T106 | PUT | 4,900 shares | $161,000 |
| PROSHARES TR | ULTPRO SHT RUSS | 74348A335 | — | 3,706 shares | $161,000 |
| AMERICAN NATL INS CO | COM | 028591105 | — | 1,420 shares | $160,000 |
| BARCLAYS BK PLC | BARC YLD ETN LKD | 06742C152 | — | 1,307 shares | $160,000 |
| BARNWELL INDS INC | COM | 068221100 | — | 61,225 shares | $160,000 |
| BROWN SHOE INC NEW | COM | 115736100 | — | 5,900 shares | $160,000 |
| CAREER EDUCATION CORP | COM | 141665109 | — | 31,511 shares | $160,000 |
| CRITEO S A | SPONS ADS | 226718104 | — | 4,740 shares | $160,000 |
| CUSHING RENAISSANCE FD | COM | 231647108 | — | 5,832 shares | $160,000 |
| CVR ENERGY INC | COM | 12662P108 | — | 3,581 shares | $160,000 |
| IRELAND BK | SPNSRD ADR NEW | 46267Q202 | — | 10,100 shares | $160,000 |
| PACKAGING CORP AMER | COM | 695156109 | — | 2,510 shares | $160,000 |
| REGENCY CTRS CORP | COM | 758849103 | — | 2,981 shares | $160,000 |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | CALL | 3,600 shares | $160,000 |
| THE ADT CORPORATION | COM | 00101J106 | PUT | 4,500 shares | $160,000 |
| WALTER ENERGY INC | COM | 93317Q105 | — | 68,484 shares | $160,000 |
| HELEN OF TROY CORP LTD | COM | G4388N106 | — | 3,022 shares | $159,000 |
| METHODE ELECTRS INC | COM | 591520200 | CALL | 4,300 shares | $159,000 |
| NUVEEN MTG OPPTY TERM FD 2 | COM | 67074R100 | — | 6,819 shares | $159,000 |
| PEGASYSTEMS INC | COM | 705573103 | — | 8,307 shares | $159,000 |
| PROSHARES TR | ULTR RUSSL2000 | 74347X799 | — | 2,178 shares | $159,000 |
| RESTORATION HARDWARE HLDGS I | COM | 761283100 | PUT | 2,000 shares | $159,000 |
| VRINGO INC | COM | 92911N104 | — | 168,577 shares | $159,000 |
| CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | — | 1,044 shares | $158,000 |
| COOPER TIRE & RUBR CO | COM | 216831107 | — | 5,515 shares | $158,000 |
| CULLEN FROST BANKERS INC | COM | 229899109 | — | 2,060 shares | $158,000 |
| ENZO BIOCHEM INC | COM | 294100102 | — | 30,610 shares | $158,000 |
| KOREA FD | COM NEW | 500634209 | — | 3,814 shares | $158,000 |
| NATIONAL PRESTO INDS INC | COM | 637215104 | — | 2,600 shares | $158,000 |
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | — | 4,627 shares | $158,000 |
| PORTFOLIO RECOVERY ASSOCS IN | COM | 73640Q105 | — | 3,017 shares | $158,000 |
| PROSHARES TR | ULTSHT RUSS2000 | 74348A319 | — | 3,218 shares | $158,000 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 | CALL | 2,600 shares | $158,000 |
| TIM HORTONS INC | COM | 88706M103 | CALL | 2,000 shares | $158,000 |
| TRANSDIGM GROUP INC | COM | 893641100 | — | 855 shares | $158,000 |
| WATTS WATER TECHNOLOGIES INC | CL A | 942749102 | — | 2,715 shares | $158,000 |
| AMKOR TECHNOLOGY INC | COM | 031652100 | — | 18,683 shares | $157,000 |
| ATLAS PIPELINE PARTNERS LP | UNIT L P INT | 049392103 | CALL | 4,300 shares | $157,000 |
| GENMARK DIAGNOSTICS INC | COM | 372309104 | — | 17,500 shares | $157,000 |
| GLACIER BANCORP INC NEW | COM | 37637Q105 | — | 6,068 shares | $157,000 |
| GLU MOBILE INC | COM | 379890106 | — | 30,422 shares | $157,000 |
| NABORS INDUSTRIES LTD | SHS | G6359F103 | CALL | 6,900 shares | $157,000 |
| OUTERWALL INC | COM | 690070107 | PUT | 2,800 shares | $157,000 |
| TURQUOISE HILL RES LTD | COM | 900435108 | — | 41,914 shares | $157,000 |
| VIVUS INC | COM | 928551100 | — | 40,686 shares | $157,000 |
| WESTERN ASST MN PRT FD INC | COM | 95766P108 | — | 10,580 shares | $157,000 |
| WINTRUST FINL CORP | COM | 97650W108 | — | 3,511 shares | $157,000 |
| CELLDEX THERAPEUTICS INC NEW | COM | 15117B103 | CALL | 12,000 shares | $156,000 |
| FIDELITY | TELECOMM SVCS | 316092873 | — | 5,871 shares | $156,000 |
| FLEETCOR TECHNOLOGIES INC | COM | 339041105 | CALL | 1,100 shares | $156,000 |
| ISHARES TR | MSCI EMK LAT ETF | 46429B382 | — | 3,666 shares | $156,000 |
| ISTAR FINL INC | COM | 45031U101 | — | 11,558 shares | $156,000 |
| MARKET VECTORS ETF TR | RETAIL ETF | 57060U225 | — | 2,500 shares | $156,000 |