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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MURPHY USA INC | COM | 626755102 | — | 2,945 shares | $156,000 |
| NEUBERGER BERMAN MLP INCOME | COM | 64129H104 | — | 7,220 shares | $156,000 |
| PENFORD CORP | COM | 707051108 | — | 11,811 shares | $156,000 |
| REED ELSEVIER N V | SPONS ADR NEW | 758204200 | — | 3,446 shares | $156,000 |
| TEXAS CAPITAL BANCSHARES INC | COM | 88224Q107 | — | 2,705 shares | $156,000 |
| ULTRATECH INC | COM | 904034105 | — | 6,870 shares | $156,000 |
| WESTPORT INNOVATIONS INC | COM NEW | 960908309 | CALL | 14,800 shares | $156,000 |
| ADVENT SOFTWARE INC | COM | 007974108 | — | 4,921 shares | $155,000 |
| BARCLAYS BK PLC | ETN CBOE SPBUY | 06739F135 | — | 2,429 shares | $155,000 |
| BARCLAYS BK PLC | ETN DJUBS NCKL37 | 06739F119 | — | 7,180 shares | $155,000 |
| BASIC ENERGY SVCS INC NEW | COM | 06985P100 | — | 7,140 shares | $155,000 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | — | 3,045 shares | $155,000 |
| ROYCE FOCUS TR | COM | 78080N108 | — | 19,650 shares | $155,000 |
| TELEFLEX INC | COM | 879369106 | — | 1,480 shares | $155,000 |
| BLACKROCK VA MUNICIPAL BOND | COM | 092481100 | — | 9,764 shares | $154,000 |
| DICKS SPORTING GOODS INC | COM | 253393102 | PUT | 3,500 shares | $154,000 |
| ENERPLUS CORP | COM | 292766102 | CALL | 8,100 shares | $154,000 |
| ETFS PRECIOUS METALS BASKET | PHYS PM BSKT | 26922W109 | — | 2,443 shares | $154,000 |
| FOREST CITY ENTERPRISES INC | CL A | 345550107 | — | 7,860 shares | $154,000 |
| GENERAC HLDGS INC | COM | 368736104 | PUT | 3,800 shares | $154,000 |
| HORMEL FOODS CORP | COM | 440452100 | CALL | 3,000 shares | $154,000 |
| INVESTORS REAL ESTATE TR | SH BEN INT | 461730103 | — | 20,030 shares | $154,000 |
| KEMPER CORP DEL | COM | 488401100 | — | 4,510 shares | $154,000 |
| PROTHENA CORP PLC | SHS | G72800108 | — | 6,963 shares | $154,000 |
| TIBCO SOFTWARE INC | COM | 88632Q103 | — | 6,511 shares | $154,000 |
| ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | — | 2,170 shares | $154,000 |
| ASCENA RETAIL GROUP INC | COM | 04351G101 | — | 11,531 shares | $153,000 |
| CHART INDS INC | COM PAR $0.01 | 16115Q308 | — | 2,510 shares | $153,000 |
| CYBERONICS INC | COM | 23251P102 | PUT | 3,000 shares | $153,000 |
| DERMA SCIENCES INC | COM PAR $.01 | 249827502 | — | 18,332 shares | $153,000 |
| ELECTRO-SENSORS INC | COM | 285233102 | — | 41,000 shares | $153,000 |
| PETMED EXPRESS INC | COM | 716382106 | — | 11,231 shares | $153,000 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 | — | 1,774 shares | $153,000 |
| TAL INTL GROUP INC | COM | 874083108 | CALL | 3,700 shares | $153,000 |
| WHITE MTNS INS GROUP LTD | COM | G9618E107 | — | 243 shares | $153,000 |
| WOODWARD INC | COM | 980745103 | — | 3,216 shares | $153,000 |
| ARCBEST CORP | COM | 03937C105 | — | 4,063 shares | $152,000 |
| ENVENTIS CORP | COM | 29402J101 | — | 8,387 shares | $152,000 |
| ERA GROUP INC | COM | 26885G109 | — | 6,980 shares | $152,000 |
| NETSUITE INC | COM | 64118Q107 | — | 1,700 shares | $152,000 |
| SAP AG | SPON ADR | 803054204 | PUT | 2,100 shares | $152,000 |
| SK TELECOM LTD | SPONSORED ADR | 78440P108 | — | 5,000 shares | $152,000 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | PUT | 6,600 shares | $152,000 |
| WISDOMTREE TR | JAPAN CP GOODS | 97717W356 | — | 5,453 shares | $152,000 |
| YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | CALL | 7,500 shares | $152,000 |
| FIRST POTOMAC RLTY TR | COM | 33610F109 | — | 12,844 shares | $151,000 |
| GRAINGER W W INC | COM | 384802104 | CALL | 600 shares | $151,000 |
| IMAX CORP | COM | 45245E109 | — | 5,516 shares | $151,000 |
| NATUS MEDICAL INC DEL | COM | 639050103 | PUT | 5,100 shares | $151,000 |
| OSHKOSH CORP | COM | 688239201 | — | 3,413 shares | $151,000 |
| PREMIER INC | CL A | 74051N102 | — | 4,610 shares | $151,000 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | CALL | 5,600 shares | $151,000 |
| ACTUATE CORP | COM | 00508B102 | — | 38,476 shares | $150,000 |
| CAPITAL SOUTHWEST CORP | COM | 140501107 | — | 4,200 shares | $150,000 |
| FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | — | 8,445 shares | $150,000 |
| IDEXX LABS INC | COM | 45168D104 | — | 1,275 shares | $150,000 |
| JETBLUE AIRWAYS CORP | COM | 477143101 | PUT | 14,100 shares | $150,000 |
| K12 INC | COM | 48273U102 | — | 9,377 shares | $150,000 |
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | — | 4,424 shares | $150,000 |
| MEMORIAL PRODTN PARTNERS LP | COM U REP LTD | 586048100 | CALL | 6,800 shares | $150,000 |
| ORGANOVO HLDGS INC | COM | 68620A104 | CALL | 23,500 shares | $150,000 |
| ORIX CORP | SPONSORED ADR | 686330101 | — | 2,179 shares | $150,000 |
| PERCEPTRON INC | COM | 71361F100 | — | 15,300 shares | $150,000 |
| REGENCY CTRS CORP | COM | 758849103 | — | 2,791 shares | $150,000 |
| SCORPIO TANKERS INC | SHS | Y7542C106 | — | 18,100 shares | $150,000 |
| TIME WARNER INC | COM NEW | 887317303 | CALL | 2,000 shares | $150,000 |
| COOPER TIRE & RUBR CO | COM | 216831107 | PUT | 5,200 shares | $149,000 |
| CREDIT SUISSE NASSAU BRH | 3X LONG GOLD | 22542D688 | — | 12,072 shares | $149,000 |
| CYS INVTS INC | COM | 12673A108 | CALL | 18,100 shares | $149,000 |
| JOHN BEAN TECHNOLOGIES CORP | COM | 477839104 | — | 5,293 shares | $149,000 |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | — | 3,315 shares | $149,000 |
| MONRO MUFFLER BRAKE INC | COM | 610236101 | — | 3,072 shares | $149,000 |
| ORION ENGINEERED CARBONS S A | COM | L72967109 | — | 8,444 shares | $149,000 |
| VANGUARD WORLD FD | EXTENDED DUR | 921910709 | — | 1,365 shares | $149,000 |
| DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | CALL | 2,300 shares | $148,000 |
| EARTHLINK HLDGS CORP | COM | 27033X101 | CALL | 43,300 shares | $148,000 |
| EBAY INC | COM | 278642103 | — | 2,605 shares | $148,000 |
| LIFEPOINT HOSPITALS INC | COM | 53219L109 | — | 2,137 shares | $148,000 |
| NORTH AMERN PALLADIUM LTD | COM | 656912102 | — | 764,435 shares | $148,000 |
| PROSHARES TR | PSHS ULDOW30 NEW | 74348A590 | — | 6,037 shares | $148,000 |
| SWEDISH EXPT CR CORP | ROG AGRI ETN22 | 870297603 | — | 21,251 shares | $148,000 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | — | 1,255 shares | $148,000 |
| DRYSHIPS INC | SHS | Y2109Q101 | — | 59,579 shares | $147,000 |
| ENDOCYTE INC | COM | 29269A102 | CALL | 24,100 shares | $147,000 |
| ENTERGY CORP NEW | COM | 29364G103 | PUT | 1,900 shares | $147,000 |
| ERIE INDTY CO | CL A | 29530P102 | — | 1,942 shares | $147,000 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 | — | 5,935 shares | $147,000 |
| LANDS END INC NEW | COM | 51509F105 | — | 3,563 shares | $147,000 |
| PEOPLES FINL SVCS CORP | COM | 711040105 | — | 3,203 shares | $147,000 |
| WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | PUT | 10,700 shares | $147,000 |
| BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | — | 8,525 shares | $146,000 |
| CELANESE CORP DEL | COM SER A | 150870103 | CALL | 2,500 shares | $146,000 |
| CHINA SOUTHN AIRLS LTD | SPON ADR CL H | 169409109 | — | 8,967 shares | $146,000 |
| CONTANGO OIL & GAS COMPANY | COM NEW | 21075N204 | — | 4,383 shares | $146,000 |
| CORNERSTONE TOTAL RTRN FD IN | COM NEW | 21924U201 | — | 26,765 shares | $146,000 |
| CUBIST PHARMACEUTICALS INC | COM | 229678107 | CALL | 2,200 shares | $146,000 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | — | 4,233 shares | $146,000 |
| ISHARES | MSCI SZ CAP ETF | 464286749 | CALL | 4,500 shares | $146,000 |
| MUELLER INDS INC | COM | 624756102 | — | 5,112 shares | $146,000 |
| SPDR INDEX SHS FDS | S&P BRIC 40ETF | 78463X798 | — | 6,310 shares | $146,000 |